Research design and proceduresN'PENDIX 10Student Drug Use in America, 1975-1982-Survey methodology and definitions af termsNJTE: The following is excerpted from Lloyd D. Johnston, Jerald G. Bachman, and Patrick M.O'Malley, Student Drug Use, Attitudes and Beliefs National Trends 19!5-1982, U.S.Department <strong>of</strong> Health and Htxl1an Services, Notional Institute on Drug Abuse (Washington, D.C.:U.S. Government Printing Office, 1982), pp. 3-7; and information provided by the Source.The basic research design involves annual data collections fromhigh school seniors during the Spring <strong>of</strong> each year, beginning with theclass <strong>of</strong> 1975. Data collection takes place in approximately 125 to 140public and private high schools selected to provide an accurate crosssection <strong>of</strong> high school seniors throughout the United States.One limitation in this design is that it does not include in thetarget population those young men and women who drop out <strong>of</strong> highschool before the last few months <strong>of</strong> their senior year (j.e., prior to thesurvey)--between 15 to 20 percent <strong>of</strong> each age cohort. The omission<strong>of</strong> high schaol dropouts does introduce biases in the estimation <strong>of</strong>certain characteristics <strong>of</strong> the entire age group; however, for mostpurpo£es, the small proportion <strong>of</strong> dropouts sets outer limits on the bias.Further, .since the bias from missing dropouts should remain just aboutconstant from year to year, their omission should introduce little biasinto the various types <strong>of</strong> change being estimated for the majority <strong>of</strong>the population. . ..Sampling procedures--The procedure for securing a nationwidesample <strong>of</strong> high school seniors is a multistage one. Stage I is theselection <strong>of</strong> particular geographic areas; Stage 2 is the selection <strong>of</strong> oneor more high schools in each area; and Stage 3 is the selection <strong>of</strong>seniors within each high school.Stage 1--The geographic areas used in this study are theprimary sampling units (PSUS) developed by the Sampling Section<strong>of</strong> the Survey Research Center for use in the Center's nationwideinterview studies. These consist <strong>of</strong> 74 primary areas throughoutthe coterminous United States. In addition to the 12 largestmetropolitan areas, containing about 30 percent <strong>of</strong> the Notion'spopulation, 62 other primary areas are included: lOin theNortheast, 18 in the North Central area, 24 in the South, and 10in the West. Because these same PSUs are used for personalinterview studies by the Survey Research Center, local fieldrepresentatives can be assigned to administer the data collectionsin practically 011 schools.Stage 2--ln the major metropolitan areas more than onehigh school is <strong>of</strong>ten included in the sampling design; in mast othersampling areas 0 single high school is sampled. In all cases, theselections <strong>of</strong> high schools are made such that the probability <strong>of</strong>drawing a school is proportionate to the size <strong>of</strong> its senior class.The larger the senior class (according to recent records), thehigher the selection probability assigned to the high school.When a sampled school is unwilling to participate, a replacementschool os similar to it as possible is selected from the sameg~ographical orea.Stage 3--Within each selected schoo!, up to about 400seniors may be included in the data collection. In schools withfewer than 400 seniors, the usual procedure is to include all <strong>of</strong>them in the data collection. In larger schools, a subset <strong>of</strong> seniorsis selected either by randomly sampling classrooms or by someother random method that IS convenient for the school ond judgedto be unbiased. Sample weights are assigned to each respondentso as t.: ,' voriations inselection probabilities occurring at the earlier stages <strong>of</strong> sampling.The three-stage sampling procedure described above yielded thenumber <strong>of</strong> participating schools and students presented in Table I.Table IClass <strong>of</strong>1975 1976 1977 1978 1979 1980 1981 1982Total number<strong>of</strong> schools 125 123 124 131 131 127 12!l 137Public III 108 108 III III 107 109 116Privote 14 15 16 20 20 20 19 21Students porticipating: a~ber 15,791 16,678 18,436 18,924 16,662 16,524 18,267 18,661Percent 78 77 79 83 82 82 81 83Each school (except for half <strong>of</strong> those in the 1975 data collection)was asked to participate in two data collections, thereby permittingreplacement <strong>of</strong> half <strong>of</strong> the total sample <strong>of</strong> schools each year. Onemotivation for requesting that schools participate for 2 years isadministrative efficiency; it is a costly and time-consuming procedureto secure the cooperation <strong>of</strong> schoolS, and a 2-year period <strong>of</strong>participation cuts down that effort substantially. Another importantadvantage is that whenever an appreciable shift in scores from one654graduating class to the next is observed, it is possible to checkwhether the shift might be attributable to some differences in thenewly sampled schools. This is done simply by repeating the analysisusing only the 60 or so schools that participated both years. Thus far,the half-sample appraach has worked quite well; an examination <strong>of</strong> drugprevalence data from the "matched half-samples" showed that the halfsamples<strong>of</strong> repeat schools yielded drug prevalence trends that werevirtually identical to trends based on all schools.Definitions <strong>of</strong> termsCollege plans--Respondents were asked the question "How likelyis it that you will do each <strong>of</strong> the following things after high school?"One <strong>of</strong> the alternatives listed is "gradUate from college (four yearprogram)." Seniors responding "definitely won't" or "probably won't"were assigned to the college plans category "none or under 4 years."Students responding "probably will" or "definitely will" were assigned tothe college plans category "complete 4 years."Region--States grouped as "I'hrtheast" (Census classifications <strong>of</strong>New England and Middle Atlanticl: Maine, New Hampshire, Vermant,Massachusetts, Rhode Island, Connecticut, New York, New Jersey, andPennsylVania. States grouped as "North Central" (Census classifications<strong>of</strong> East North Central and West North CentraD: Ohio, Indiana, Illinois,Michigan, Wisconsin, Minnesota, Iowa, Missouri, North Dakota, SouthDakota, Nebraska, and Kansas. States grouped as "South" (Censusclassifications <strong>of</strong> South Atlantic, East South Central and West SouthCentraJ): Delaware, Maryland, District <strong>of</strong> Columbia, Virginia, WestVirginia, North Carolina, South Carolina, Georgia, Florida, Kentucky,Tennessee, Alabama, Mississippi, Arkansas, Louisiana, Oklahoma, andTexas. States grouped as "West" (Census classifications <strong>of</strong> Mountainand Pacific): Montana, Idaho, Wyoming, Colorado, New Mexico, Arizona,Utah, Nevada, Woshington, Oregon, and California.Population density:"Large SMSAs" inclL'des the 12 largest StandardMetropolitan Statistical Areas (SMSA) as <strong>of</strong> the 1970 census: NewYork, Los Angeles, Chicago, Philadelphia, Detroit, Son Francisco,Washington, Boston, Pittsburgh, Sf. Louis, Baltimore, andCleveland.''Other SMSAs" include all other Standard MetropolitanStatistical Areas excluding the 12 above. Except in the NewEngland States, an SMSA is a county or group <strong>of</strong> contiguouscounties that contains at 1"I1.y: household respondents, self-respondents,and proxy respondents.I. Household respondent--A household respondent waschosen to answer questions that pertained to the entirehousehold. Items asked <strong>of</strong> the household respondent included suchquestions as whether the residence was owned or rented and totalfamily income. In addition, the household respondent was asked aseries <strong>of</strong> household "screen" questions, designed to elicitinformation concerning crimes against the household such asburglary and auto theft.The interviewer was instructed to interview aknowledgeable adult household member as the householdrespondent; that is, one who appeared to know--or who couldreasonably be expected to know--the answers to the householdquestions. For the data presented in this SOURCEBOOK, thisusually was the head <strong>of</strong> the household or the spouse <strong>of</strong> the head<strong>of</strong> the household. If it became apparent that the particularhousehold member being interviewed was unable to answer thesequestions, a more knowledgeable respondent was found, orarrangements were made to call back when a knowledgeablerespondent was available.2. Self-respondent--Questions that pertained to individualvictimization were asked <strong>of</strong> each household member 14 years <strong>of</strong>age or older. The questions asked <strong>of</strong> each Individual memberinclude personal characteristics and whether they were victimizedin some way during the preceeding 6 months.3. Proxy respondent--Information about each householdmember aged 12 and 13 was obtained by a proxy; that is, thequestions for these persons were asked <strong>of</strong> the householdrespondent or some other knowledgeable adult household member.Proxy respondents were also utilized for those household memberswho were physically or mentally unable to answer the individualquestions, as well as for those household members who weretemporarily absent and not expected to return within theenumeration period.Commercial interviews--For the commercial portion <strong>of</strong> thesurvey, either the owners or the managers <strong>of</strong> the commercl alestablishment were to be interviewed. If the owner or manager wa.not available at an establishment, the interviewer asked for the nam,~and telephone number so that he/she could make an appointment for aninterview. If the owner or manager was temporarily absent for theentire Interview period, or was ill for the entire period, or was toobusy, or if the interviewer could not obtain an interview for some otherreason, the interview was conducted with the assistant manager, an655accountant, the senior sales-clerk, the nurse, secretary, receptionist,or some other employee who was knowledgeable about the business.The conmercial survey was suspended as <strong>of</strong> 1977.QuestionnairesI-husehold portion--The questionnaire used in the householdsurvey had four parts. The first portion <strong>of</strong> the questionnaire completedby the interviewer consisted <strong>of</strong> such items as basic householddemographic data and pertinent information concerning noninterviews.The second portion, asked <strong>of</strong> the household respondent, was designed toobtain--for the purpose <strong>of</strong> describing the household--characteristics <strong>of</strong>the household members i2 years <strong>of</strong> age or older as well as to elicitgeneral information concerning crimes committed against the householdas a whole during the reference period. Items :ncluded in this sectionIncluded such "screen" questions as: "During the last 6 months, didanyone break into or somehow illegally get into your home, garage, oranother building on your property?" and "Did anyone steal or try tosteal, or use your motor vehicle without permission?"The third portion <strong>of</strong> the household questionnaire was asked <strong>of</strong>each household member 12 years <strong>of</strong> age or older, or a proxy. Itconsisted <strong>of</strong> items <strong>of</strong> person characteristics, such as educationalattainment and marital status, as well as individual "screen" questions,desi gned to elicit whether or not the respondent had been the victim <strong>of</strong>a specific crime during the reference period. For example, thefollowing questions were asked: "Did anyone take something directlyfrom you by using force, such as by a stickup, mugging or threat?" and"Did anyone beat you up, attack you or hit you with something, such asa rock or bottle?"The final portion <strong>of</strong> the household questionnaire, the CrimeIncident Report, was used to gather detailed information about crimesreported in either the household screen section (portion II) or theindividual screen section (portion III). One incident report was filledout for each incident reported in answer to a screen question. Forexample, if a respondent said that her purse was snatched once andthat she had been beaten up twice, three Crime Incident Reports--onefor each seporate incident--were completed.Commercial--The commercial victimization questionnaire hadthree primary components. The first contained questions that enabledthe interviewer to classify the type <strong>of</strong> establishment, non interviewreasons, gross income, ownership, and number <strong>of</strong> employees. Thesecond portion contained "screen" questions regarding whether anyburglaries and/or robberies had occurred during the reference periodand, if so, how many. This part ion also included questions regardinginsurance coverage and security measures used by the establishment.The final portion <strong>of</strong> the commercial questionnaire consisted <strong>of</strong>robbery and burglary incident reports. These detailed reports werefiled on every robbery and burglary incident reported in the screenquestionnaire. Seporate reporting forms were used for robbery andburglary incidents for the survey period from July 1972 throughDecember 1972. Beginning in January 1973, the same i nci dentreporting form was used to record details <strong>of</strong> both robbery and burglaryincidents.Changes in the 1979 Household QuestionnaireIn 1979, a revised questionnaire was used in the householdsurvey. To be able to make data comparable across years,specifications were given for reformatting the recponses from the newquestionnaire to coincide with the old survey questionnaire. Tablesconstructed for SOLRCEBOCK are based on the format <strong>of</strong> the old surveyquestionnaire. However, for Tables 3.6 and 3.14, it was not alwayspossible to reformat the new respanse categories (and hence columndistributions) to those from the old questionnaire. The result is thatthe tables presented in this edition <strong>of</strong> SOURCEBOOK are notcomparable to those presented in earlier editions. To aid the reader,the table below compores the response codes for these variables fromthe 1978 and revised 1979 questionnaires.
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'-"<strong>Sourcebook</strong> <strong>of</strong> <strong>Criminal</strong> <strong>Justice</strong> <strong>Statistics</strong> <strong>1983</strong>AppendicesTable 3.6 Reasons for not reporting the victimization to the police1978 CodesI'bthing could be done--Iack <strong>of</strong>pro<strong>of</strong>Did not think it importantenoughPolice wouldn't wont to bebotheredDid not wont to toke time-too inconvenientPrivate or personal motter, didnot wont to report itDid not wont to get involvedAfraid <strong>of</strong> reprisalReported to someone elseOther--specifyI'bt ascertainedConfidentiality1979 CodesLock <strong>of</strong> pro<strong>of</strong>, no way t<strong>of</strong>ind/identify <strong>of</strong>fenderRespondent did not think itimportant enoughPolice wouldn't think it wasimportant enough, theywouldn't wont to be botheredDid not wont to toke time-too inconvenientPrivate or personal matter ortook core <strong>of</strong> it myselfI'b compal able codeAfraid <strong>of</strong> reprisal by <strong>of</strong>fenderor his family/friendsReported to someone elseObject recovered or <strong>of</strong>fenderunsuccessfulDidn't realized crime happenedtilllaterProperty difficult to recoverdue to lock <strong>of</strong> serial or I.D.numberpolice would be inefficient,ineffective, insensitive (theywould arrive late, wouldn'tpursue case properly, wouldharass/insult respondent, etc.)Other--specifyI'bt ascertainedA notice <strong>of</strong> confidentiality appeared on both the household andthe commercial questionnaires, indicating to the respondent that theanswers given were confidential by iaw and could be seen only bysworn U.S. <strong>Bureau</strong> <strong>of</strong> the Census personnel.I'btional sampling procedures and standard errors <strong>of</strong> the estimatesAll <strong>of</strong> the National Crime Survey data presented are populationestimates derived from nationwide probability samples. The samplesused for the notional survey are large; during a 6-manth period, about60,000 household interviews and 135,000 personal interviews areconducted. Nevertheless, whenever samples <strong>of</strong> a population--ratherthan the entire population--are studied, a certain amount <strong>of</strong> samplingerror is introduced into the results. The size <strong>of</strong> this error depends onsuch factors as the size <strong>of</strong> the sample and the variability <strong>of</strong> thepopulation. However, the sampling design and techniques were carriedout in a way'that permits on estimation <strong>of</strong> the amount <strong>of</strong> samplingerror present in the results.656Table :1.14 Place <strong>of</strong> occurrence <strong>of</strong> victimization1978 C~des. ________________ ~19~7~9_C=0~d~e~:; ______________ _At or !n own dwelling, ingarr.:ge or other building onp~operty (includes break-in orattempted break-in)At or In vocation home,hCltel/motelIn;lide non-residential bui/ding,pu:~lIc conveyance (Includesstore, restaurant, bonk, gasst(.ltlon, public conveyance orstc·tlon, <strong>of</strong>fice, factory,wa.-ehouse)Neer own home; yard, sidewalk,driveway, carport, apartmenthall (does not include break-inor 'Jttempted break-in)On the street, in pork, field,playground, school grounds orparking lotInside schoolElsewhereI'bt ascertainedAt or in own dwelling, or owngarage (always mark for breakinor attempted break-in <strong>of</strong>some)At or in detached buildings onown property such as detachedgarage, storage shed, etc.{Always mark for break-in orattempted break-in <strong>of</strong> someAt or in vocation home,hotel/motelInside restaurant, bar,nightclubInside other commerclaibuildingsuch as store, bonk, gas stationOn public transportation or instation (bus, train, plane,airport, depot, etc.)Commercial parking lotInside <strong>of</strong>fice, factory, orwarehouseNear own home; yard,sidewalk, driveway, carport, onstreet immediately adjacent toown home, apartmenthall/storage area/laundry room(does not include apartmentparking lots)On the street (other thanimmediately adjacent tooWn/friend/relative/neighbar'shome)I'bncomnercial parking lotAportment parking lotOn school property (schoolparking area, ploy area, schoolbus, etc.)In a pork, field, playgroundother than schoolInside school buildingAt, in, or near afriend/relative /neighbor'shome, other building on theirproperty, yard, immediatelyadjacent to their home,apartment hall/storagearea/laundry roomI'bt ascertainedThe sample <strong>of</strong> particular households or businesses actually drownIs only one <strong>of</strong> on extremely large number <strong>of</strong> different samples thatcould have been drown. If all possible samples <strong>of</strong> a given size were tobe drown from a popUlation and the sample results were used toestimate the popUlation value for a particular characteristic, theestimates from the samples would differ somewhat from each other.These differences are distributed in a known way, however, andstatistical sampling theory can give on ideo <strong>of</strong> how much confidencecan be placed in the estimate <strong>of</strong> a popUlation characteristic that isd::rived from a sample <strong>of</strong> a given size. Using a statistic called thestandard error <strong>of</strong> the estimate, we can create on interval around thesample characteristic in such a way as to know the probability thatir.tervals mode in thi~ manner contain the population characteristic.Because the method utilized in the production <strong>of</strong> these standarderrors and confidence intervals is based on approximations, thestandard errors are on Indication <strong>of</strong> the order <strong>of</strong> magnitUde <strong>of</strong> thestandard error rather than the precise standard error, for any specificitem. I t should be noted that as finer and finer breakdowns <strong>of</strong> thepopulation are mode--for example, along dimensions <strong>of</strong> race, income,age, etc.--the size <strong>of</strong> the standard error, relative to the size <strong>of</strong> theestimate, can be expected to increase. ---\j{·i;i:1IJ!rI:I : ijIIIIiIDefinitions <strong>of</strong> personal crime categoriesI. Rope ond ottempted rape--Rape was the method <strong>of</strong>attock; or the type <strong>of</strong> injury suffered; or there was a verbalthreat <strong>of</strong> rope; or the method <strong>of</strong> attock was attempted rope; orthere was attempted rope injuries suffered. This categoryincludes victimizations both with and without theft.2. Robbery--Aggregates categories 3, 6, and 7 below.3. Robbery.; nd attempted robbery with injury-Aggregates categories 4 and 5 below.4. Robbery and attempted robbery with injury, seriousassault--In a personal confrontation, something was stolen ortoken without permission from the victim; or there was onattempt to steal or toke something without permissioh; and thevictim suffered a serious injury. The robbery mayor may nothave involved a weapon.5. Robbery and attempted robbery with Injury, minorassault--In a personal confrontation, something was stolen ortoken without permission from the victim; or there was onattempt to steal or toke something without permission; and the<strong>of</strong>fender hod no weapon or the victim did not know whether the<strong>of</strong>fender hod a weapon; and the victim was attacked in somefashion; and received minor injuries. a6. Robbery, without injury--In a personal confrontation,something that belonged to the victim was stolen or tokenwithout permission; and the victim was threatened or attacked,but not injured in any way. Victimizations in which the <strong>of</strong>fenderhod a weapon as well as those in which the <strong>of</strong>fender did not havea weapon are included.7. Attempted robbery without injury--In a personalconfrontation, the <strong>of</strong>fender attempted to steal something; and thevictim was threatened or attacked, but not injured in any way.Victimizations in which the cffender hod a weapon as well asthose in which the <strong>of</strong>fender did not have a weapon are included.8. Assault--Aggregates categories 9 and 12 below.9. Aggravated assault--Aggregates categories 10 and I Ibelow.10. Aggravated assault with injury--I'bthing was stolenor token without permission, nor was there on attempt to steal ortoke something without permission; and the victim suffered aserious injury. The a5SQu/t mayor may not have involved aweapon.II. Aggravated assault, attempted assault withweapon--I'bthing was stolen or token without permission, norwas there on attempt to steal or take something withoutpermission; and the <strong>of</strong>fender hod a weapon; and the victim wasthreatened with harm, or was actually attacked but received noinjury.12. Simple assault--Aggregates categories 13 and 14below.13 Simple assault with injury--I'bthing was stolen ortoken without permission, nor was there on attempt to steal ortoke something without permission; and the <strong>of</strong>fender hod noweapon, or the victim did not know whether the <strong>of</strong>fender hod aweapon; and the victim was attacked in some fashion; andreceived minor injuries.14. Simple assault, attempted assault withoutweapon--I'bthing was stolen or token without permission, norwas there on attempt to steal or toke something withoutpermission; and the <strong>of</strong>fender did not have a weapon; and thevictim was threatened with harm, or was actuallY attacked butreceived no injury.15. Personal larceny with coo.tact--Aggregatescategories 16, 17, and IB below.16. Personal larceny with contact, purse !;natching--Apurse was token from the person; and the <strong>of</strong>fender did not have aweapon; and the victim was not threatened with harm or actuallyattacked.17. Personal larceny with contact, attempted pursesnatching--An attempt was mode to toke a purse from theperson; and the <strong>of</strong>fender did t.
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