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--~- ~-..---Estimating procedure<strong>Sourcebook</strong> <strong>of</strong> <strong>Criminal</strong> <strong>Justice</strong> <strong>Statistics</strong> <strong>1983</strong>The primary task was to describe the number and nature <strong>of</strong> thejuvenile court cases handled notionally in each <strong>of</strong> the survey years.Data were available from the reporting counties; for those counties notreporting, e$timates hod to be generated. The adopted estimatingprocedure assumed that the best method for predicting the number andtypes <strong>of</strong> cases for non-reporting jurisdictions was to use the data forsimilar reporting jurisdictions as a guide."Similar" was operationalized, or given a working definition, byusing population at risk as a criterion. Jurisdictions <strong>of</strong> similar size(based on population at risk) were conceptualized as belonging to thesome cluster. Clusters were formed based on the following concerns.First, the range <strong>of</strong> population at risk within a cluster hod to be smallenough to assure a reasonable similarity in rhe relative sizes <strong>of</strong> thecounties. Second, it was necessary to define on adequate number <strong>of</strong>reporting jurisdictions within a cluster to assure the stability <strong>of</strong> thatcluster's estimates. Accordingly, the 3,137 counties were divided into10 clusters.Estimates were mode for non-reporting jurisdictions by using theinformation from reporting jurisdictions within the some cluster. It wasassumed that the dynamics that produce the juvenile cases within acluster are shored by all the counties in the cluster and are unique tothat cluster. Thus, if a model could be developed to reproduce tbedata from reporting counties within a cluster, then this model could beapplied to non-reporting jurisdictions <strong>of</strong> that cluster to generatepredictions <strong>of</strong> their caseloods. .Descriptive variables found in the City/County Data Book (U.S.<strong>Bureau</strong> <strong>of</strong> the Census) were utilized to identify characteristics <strong>of</strong> thecounties, which could be incorporated into the madel to produce theseestimates., This volume contains approximately 200 descriptivevariables on individual counties detailing such information aspopulation, income level, educational characteristics, labor force,housiriJ, and type <strong>of</strong> government. These data were used as predictorsin the madel. To reduce the potential predictors to a workable numberend to minimize covariation and duplication <strong>of</strong> information, eachvariable was correlated with the total number <strong>of</strong> cases in each <strong>of</strong> thereporting jurisdictions. Only variables that were significant Iycorrelated with the number <strong>of</strong> cases were retained. This processreduced the number <strong>of</strong> variables <strong>of</strong> inten~st to approximately 99(depending on the particular survey year in question). Next, thereduction procedure created summary variables, grouping theseindividual variables under broader headings. A principal componentsfactor analysis <strong>of</strong> the variables yielded summary factors thatincorporated the distinctions found in the original variables, accountingfor approximately 68 percent <strong>of</strong> the variance <strong>of</strong> the original variables.After determining that these summary factors were reliabledescri;Jtors <strong>of</strong> the counties, they were utilized to develop regressionequations that produced estimates <strong>of</strong> the number <strong>of</strong> cases handled byeach jurisdiction reporting within each cluster. Applying the someequations to the non-n~porting jurisdictions, estimotes <strong>of</strong> individualcaseloads were produced. By summing over the case loads (eitherreported or predicted), it was possible to estimate the total number <strong>of</strong>cases from all the counties in a cluster and, subsequently, the totalnumber <strong>of</strong> cases handled notionally. (The 1975 estimating proceduresdiffer slightly from those described above; for a discussion <strong>of</strong> 1975estimating procedures, see Delinquency 1975, pp. II -4-11-10.It was also necessary to estimate the nature <strong>of</strong> all the caseshandled by the juvenile court system--for example, type <strong>of</strong> <strong>of</strong>fense, sex<strong>of</strong> <strong>of</strong>fender, reClSon for referral, time in system, and disposition. Byusing the assumption that the reporting courts in a clusterapprOXimately represent the non-reporting courts' data, a weightingprocedure was developed to estimate the nature <strong>of</strong> the cases in thecluster as a whole, including the non-reporting courts. If, for example,the reported cases within a cluster represented 25 percent <strong>of</strong> the totalestimated number <strong>of</strong> cases for that cluster, by weighting each case bya factor <strong>of</strong> 4 (total estimated number <strong>of</strong> cases in the cluster divided bythe total number <strong>of</strong> cases from the reporting jurisdictions in thecluster), it was possible !o represent not only the number <strong>of</strong> cases butalso the nature <strong>of</strong> the cases. By employing this process <strong>of</strong> developingweights to permit the sample data to represent the popUlation, detailedestimates <strong>of</strong> the Notion's juvenile court cases were produced.Data collectionIdentification <strong>of</strong> States that collect information on the processing<strong>of</strong> youths through the juvenile justice system is made through contactwith individuals and agencies with responsibi lity to collect or to reportjuvenile court statistics. States that compile information on a regularbasis and have data on a computer-readable medium are sent writtenrequests for the data; the information is then transmitted to theNotional Center for Juvenile <strong>Justice</strong>.Variations in information compilation and interpretation arechecked with the respective State personnel and edited by the NotionalCenter for Juvenile <strong>Justice</strong> st<strong>of</strong>f. Tne data are then transformed into astandard format for the natio/lal file. JUrisdictio>lal differences injuvenile court statutes and procedures used to collect the data cousesome problems with uniformity that cannot be corrected. The Sourcenotes, among other limitations <strong>of</strong> the data, the following:--The accl'racy (reliability and validity) <strong>of</strong> the originalcoding proces. is unknown.--There are wide ranges <strong>of</strong> definitions regarding courtdispositions.--The reasons for referral to court and their definitionsvary dramatically.--Some State statutes exclude major crimes (j.e., homicide,forcible rope, and aggravated assault) from the jurisdiction <strong>of</strong> thejuvenile court, while other State statutes exclude types <strong>of</strong> minorcrimes (i.e., fish and game violations).--Some States differentiated between specific types <strong>of</strong>crime, while others used brooder categories for their <strong>of</strong>fenses(i.e., larceny was alternately defined a! grand larceny, petitlarceny, shoplifting, and larceny except s,10plifting).--Some States changed their reporting system, whichaltered some <strong>of</strong> the variables and values reported during thereporting period.--The <strong>of</strong>fense labels are not always an accurate indicator <strong>of</strong>actual behavior (j.e., larceny may vary from stealing bubble gumto the theft <strong>of</strong> a handgun).--The data represent cases disposed <strong>of</strong> by courts; they donot represent individuals, nor do they represent incidents.Definitions <strong>of</strong> tennsOffense categories--The Notional Center for Juvenile <strong>Justice</strong>utilizes the <strong>of</strong>fense categories defined by the U.S. Department <strong>of</strong><strong>Justice</strong>, Federal <strong>Bureau</strong> <strong>of</strong> Investigation, Uniform Crime ReportingProgram. For detailed definitions <strong>of</strong> these <strong>of</strong>fense categories, seeAppendix 2.'Unit <strong>of</strong> count--The unit <strong>of</strong> count refel ~ to a case disposed <strong>of</strong> bya court with juvenile jurisdiction during the reporting year. The term"disposed <strong>of</strong>" means that some definite action was token or sometreatmenf plan was decided upon or begun. Each "case" represents ayouth referred to court, with or without a petition during the year, ora new referral for one <strong>of</strong> the reasons described it'l "reason for referral";it does not include traffic, dependency an.J neglect cases, or specialproceedings brought before the court.Race--The reporthlg <strong>of</strong> race varied greetly. Some Statesreported white, block, and other, whfle a few States reported tencategories <strong>of</strong> race. For the purpose <strong>of</strong> consistency omang States, threecategories <strong>of</strong> race were selected. The "other" category refers to allraces that were reported as anything other than white or block.Source <strong>of</strong> referralLaw enforcement agency--The term "law enforcement"should be interpreted as including metropolitan police, Statepolice, pork police, sheriffs, constables, police assigned to thejuvenile court for special duty, and all others performing a policefunction with the exception <strong>of</strong> probation <strong>of</strong>ficers and <strong>of</strong>ficers <strong>of</strong>the court.Parents or relatives--This category includes the youth'sown parents, foster parents, adoptive parents, step parents,grandparents, aunts, uncles, and other legal guardians.School department-- This term includes counselors,attendance <strong>of</strong>ficers, teachers, principals, superintendents <strong>of</strong>schools, and member <strong>of</strong> the board <strong>of</strong> education.Probation <strong>of</strong>ficer--A probation <strong>of</strong>ficer was considered tobe an <strong>of</strong>ficer <strong>of</strong> the court or any person designated to perform (Jprobation function.Social agency--This category includes both public ondpriVate agencies, such os a department <strong>of</strong> public welfare, theboard <strong>of</strong> health, a children's aid society, a child-welfare boord,and institutions coring for children (such as homes for dependentchildren, hospitals, group homes, runaway homes, and agenciesthat perform functions <strong>of</strong> after-care, parole, and correction).Other court--1975-77: this catl,lgory includes any courtthat is physically locoted in another district, has no lega Ijurisdiction over th .. ",.,se, or has concurrent jurisdiction with thejuvenile court that hod original jurisdiction over the case; 1978and 1979: includes any court other than The court disposing <strong>of</strong> thecase.Reason for referral--1975-77: this includes attempting tocommit or committing <strong>of</strong>fenses (behavior that is defined as constitutingjuvenile delinquency or in need <strong>of</strong> supervision by State or local low),but does not include traffic, dependency and neglect cases, or specialproceedings brought before the court; 1978 and 1979: attempts tocommit on <strong>of</strong>fense were included under the <strong>of</strong>fense behavior, except forattempted murder, which was included in the assault category.Definitions <strong>of</strong> termsAPPENDIX 16Probation in the United States-­Definitions <strong>of</strong> terms and survey methodologyNJTE: This information was provided by the Notional Council on Crime and Delinquency, ResearchCenter West. , I P b t' R t gramThe 1981 probation data were provided to the Natlona ;0 ,a Ion epor ,s provoluntarily by central reporting agencies in 0/1 50 States, the District <strong>of</strong> Columbia, and theFederal Probation System.Entries--Persons entering probation directly fro,:! a sente,nclngcourt, or from a correctional facility as a result <strong>of</strong> spirt sentencing orsentence modification. , 'Exits--Persons removed from probation including discharges(termination, completion <strong>of</strong> terms, and early discharges)" revoc;:ationand commitment to incarcerotion, and people who die while onprobation.Probation population--AII adults who have been placed underthe supervisory auth!l~ity <strong>of</strong> a probation agency as port <strong>of</strong> a courtorder. Probationers--Persons who have heen placed under thesupervisory authority <strong>of</strong> a probation agency as port <strong>of</strong> a court orderregardless <strong>of</strong> whether they have been convicted.F.r cases. ,Mississippi--The 1980 yearend probation population ~asbeen revised to exclude double counted cases. Yearend probationpopulation includes unwarranted absconders but not those f?rwhom warrants have been issued. "Other exits" includes 105· rnjail awaiting disposition and 87 warranted ,absconders. ,Missouri--Yearend probation population does not rncludeabsconders. "Other exits" includes those <strong>of</strong>f-records, thoserelieved <strong>of</strong> supervision, and suspensions., :'Exit totals" in Tables6.3 and 6.5 are not the same due to missing data: ,Montana--Yearend probation popul at I on I nc I udesunwarranted absconders but not those for whom warrants havebeen issued. , , I dNebraska--Yearend probation population inC u esabsconders. "Exit totals" in Tables 6.3 and 6.5 are not the somedue to missing data.Nevada--Yearend probation population includ~s absconde!'s.New Hampshire--The 1980 yearend probatron populationhas been revised. Yearend probation population includes thosewho have been on absconder status for less than 6 months. Aft~r6 months absconders are removed from the caseload, but Ifapprehended and returned to court they are returned to thecaseload.New Jersey--Yearend probation population includesabsconders. ,New Mexico--Yearend probation population does notinclude absconders. ,New York--The 1980 yearend probation population hasbeen revised. Yearend probation population includes, absconders.North Carolina--The 1980 probation populc.llon has beenrevised. Yearend probation population includes ~bsconders.Persons under dual supervision, parole and probation, are notcounted as probation cases. "Other exits" includes thosecancelled by court. , 'North Dakota--Yearend probation population Includesabsconders. "Other exits" includes terminations a;)d mergers <strong>of</strong>sentenl'.e. ,Ohio--Yearend probation population rncludes absconders.Oklahoma--The 1980 yearend probation population has, b~enrevised to exclude out-<strong>of</strong>-State cases under Oklahoma supervIsion.Yearend probation population includes absconders.665664

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