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asia policy<br />

ASEAN’s Immediate Challenges<br />

Most immediately, China’s physical and jurisdictional assertions<br />

create the challenge for ASEAN of agreeing on a collective response. This<br />

challenge, however, is made more complicated by the fact that it is an<br />

intergovernmental organization. Thus, while other governments may have<br />

to manage a constellation of domestic interests and agencies, ASEAN as an<br />

institution is the expression of ten distinct sovereign actors. States differ not<br />

just in the importance they attach to the disputes but also in their relations<br />

with China and the kinds of regional responses they prioritize. ASEAN’s<br />

unprecedented and very public failure to produce a joint communiqué at<br />

its 2012 annual foreign ministers’ meeting chaired by Cambodia in Phnom<br />

Penh dramatically illustrated this challenge. Additionally complicating<br />

ASEAN’s response is the fact that critical differences exist even among the<br />

grouping’s four claimant states. The Philippines and Vietnam have been<br />

the most vocal and active in responding to China’s activities, while Brunei<br />

and Malaysia—even with recently growing Malaysian concerns—have<br />

generally favored softer approaches. Such differences challenge ASEAN’s<br />

efforts to adopt a collective position as well as implement possible ad hoc<br />

workarounds that might facilitate a way forward.<br />

In its response to the South China Sea disputes, ASEAN as a collective<br />

has prioritized the pursuit of a regional code of conduct (CoC) because it<br />

keeps attention on the principles of international law, as well as existing<br />

codes of conduct like ASEAN’s Treaty of Amity and Cooperation.<br />

Following the embarrassment of ASEAN’s 2012 meeting, Indonesia quickly<br />

moved to facilitate ASEAN’s Six-Point Principles on the South China Sea.<br />

This statement identifies the “early conclusion” of a CoC and the “full<br />

implementation” of both ASEAN’s 2002 Declaration on the Conduct of<br />

Parties in the South China Sea and the 2011 guidelines as important priorities<br />

alongside self-restraint and the nonuse of force by all parties, “full respect”<br />

for the United Nations Convention on the Law of the Sea (UNCLOS), and<br />

the peaceful resolution of disputes. These six principles continue to provide<br />

ASEAN states with an important basis for consensus and action. Indonesia’s<br />

moves to quickly correct the failures of the 2012 ASEAN ministers’ meeting<br />

under Cambodia’s chairmanship are indicative of the understood risks that<br />

the South China Sea disputes pose to the organization.<br />

Notably, however, the CoC is “not meant to be an instrument to settle<br />

disputes.” Instead, its objective is to serve as both “a rules-based framework<br />

containing a set of norms, rules and procedures that guide the conduct of<br />

the parties in the South China Sea” and a confidence-building mechanism<br />

[ 48 ]

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