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asia policy<br />

Nevertheless, movement toward an early conclusion of a CoC has been<br />

slow—due largely to outstanding differences between ASEAN states and<br />

China. While there has been progress in clarifying some areas of agreement<br />

and cooperation, the pace of negotiations provides incentives for interested<br />

parties to pursue or develop other options. Thus, ASEAN claimants, similar<br />

to China, have resisted proposals to stop various complicating activities.<br />

The Philippines’ decision to seek international arbitration via the<br />

International Tribunal for the Law of the Sea is sometimes characterized as<br />

a case of a state pursuing an extra-ASEAN option at the expense of ASEAN.<br />

But this interpretation is both true and false. It is true to the extent that<br />

this decision appears to have been reached without much consultation<br />

with other ASEAN states and certainly not with ASEAN as a collective<br />

group. Further, it is worth noting that most ASEAN states initially viewed<br />

this action as provocative and did not rally behind the Philippines, thus<br />

reinforcing the existing perception of the organization as less than unified.<br />

In general, ASEAN states have preferred to work out disagreements through<br />

dialogue and negotiation rather than arbitration and litigation, as the latter<br />

are considered more confrontational and zero-sum processes. Notably,<br />

ASEAN’s collective declarations and statements have avoided mentioning<br />

the ongoing arbitration process, despite strong pressure from the Philippines<br />

to do so.<br />

On the other hand, the peaceful resolution of disputes remains the<br />

organization’s top interest and priority. Whether that outcome is pursued<br />

via ASEAN or non-ASEAN means is less important. This is true of the<br />

South China Sea disputes and has also been true of other interstate disputes<br />

that previously challenged regional relations. Historically, for example,<br />

extra-ASEAN processes have been considered acceptable and appropriate,<br />

especially if a dispute is potentially too sensitive or divisive in terms of<br />

intra-ASEAN relations. None of these historical cases are understood as<br />

contrary to ASEAN principles—just the opposite, in fact. Equally important,<br />

they are also not viewed as instances of ASEAN inaction. Rather, most see<br />

ASEAN’s contributions to the resolution of these disputes as indirect—that<br />

is, the organization created conditions that facilitated states’ support for<br />

more peaceful options. Thus, ASEAN offers a space for states to interact,<br />

exchange views, expand exchanges, and deepen regional integration, all<br />

of which are understood to facilitate both common understanding and<br />

common interests that, in turn, push states to exercise greater self-restraint.<br />

As highlighted above, the goals of the CoC have notably been characterized<br />

in some very similar terms.<br />

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