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Prospects of Colloidal Nanocrystals for Electronic - Computer Science

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<strong>Colloidal</strong> <strong>Nanocrystals</strong> in <strong>Electronic</strong> Applications Chemical Reviews, 2010, Vol. 110, No. 1 401<br />

Figure 14. Minibands in a silicon quantum dot crystal. (a) The<br />

effect <strong>of</strong> dielectric barrier height on bandwidth and energy levels<br />

in modeled quantum dot crystal. The dielectric effective mass is<br />

0.4mo. The reference energy is taken from the conduction band edge<br />

<strong>of</strong> silicon. The dot size, interdot distance, and anisotropic silicon<br />

effective mass are the same as in Figure 13. (b) The effect <strong>of</strong><br />

interdot distance on bandwidth and energy levels. The calculation<br />

parameters are the same as in Figure 13 except <strong>for</strong> the barrier height,<br />

which was 0.5 eV (typical <strong>for</strong> SiC matrix). Reprinted with<br />

permission from ref 238. Copyright 2006 American Institute <strong>of</strong><br />

Physics.<br />

tures. Lazarenkova and Balandin calculated these parameters<br />

<strong>for</strong> heavy hole minibands in a simple cubic array <strong>of</strong> Si<br />

quantum dots in Ge matrix. 237,245 They observed that DOS<br />

and the effective mass tensor in quantum dot crystals are<br />

fundamentally different from those in bulk semiconductors<br />

and in quantum well superlattices. The calculations showed<br />

that the effective mass in quantum dot crystal is highly<br />

anisotropic and strongly dependent on the miniband index.<br />

The same authors solved elasticity equations and calculated<br />

the phonon spectrum in Si/Ge quantum dot crystals. 245 Apart<br />

from the fundamental scientific importance <strong>of</strong> the electron<br />

and phonon spectra in ordered quantum dot arrays, there is<br />

a practical interest in addressing this problem because these<br />

parameters are very important <strong>for</strong> operation <strong>of</strong> photovoltaic 253<br />

and thermoelectric 254,255 devices.<br />

By changing the size <strong>of</strong> quantum dots, interdot distances,<br />

barrier height, and regimentation, one can engineer<br />

the 3D minibands in quantum dot crystals and fine-tune<br />

electronic and optical properties <strong>of</strong> such nanostructures,<br />

providing exciting possibilities <strong>for</strong> optimization <strong>of</strong> electronic,<br />

photovoltaic, and thermoelectric devices. At the<br />

same time, <strong>for</strong>mation <strong>of</strong> the extended states requires high<br />

materials quality in terms <strong>of</strong> (i) periodicity <strong>of</strong> the quantum<br />

dots in an array; (ii) homogeneity <strong>of</strong> the dot size and<br />

shape; (iii) strong interdot coupling; (iv) low concentrations<br />

<strong>of</strong> surface defects, etc. 238,245 In real quantum dot<br />

crystals, there is always some distribution <strong>of</strong> dot size and<br />

fluctuations in the dot position. Extended states and<br />

minibands can still be <strong>for</strong>med as long as the bandwidth<br />

due to wave function overlap exceeds the total broadening,<br />

which is mostly determined by the inhomogeneous broadening.<br />

256 An important source <strong>of</strong> disorder, which is <strong>of</strong>ten<br />

overlooked, originates from the fluctuations <strong>of</strong> local interdot<br />

coupling strengths. This type <strong>of</strong> disorder should be very<br />

common <strong>for</strong> arrays <strong>of</strong> colloidally synthesized NCs separated<br />

by amorphous disordered layers <strong>of</strong> insulating organic ligands.<br />

The interplay <strong>of</strong> the interparticle coupling and disorder will<br />

be discussed in detail in section 5.<br />

There is only limited in<strong>for</strong>mation available on the<br />

<strong>for</strong>mation <strong>of</strong> extended states in superlattices <strong>of</strong> chemically<br />

synthesized NCs. Formation <strong>of</strong> extended electron states<br />

and minibands has been reported by Artemyev et al. 257-259<br />

<strong>for</strong> a dense quantum dot ensemble consisting <strong>of</strong> monodisperse<br />

small CdSe dots <strong>of</strong> average radius R ) 1.6-1.8<br />

nm; extended electronic states have been observed in<br />

arrays <strong>of</strong> metallic (Au and Ag) NCs. 260,261 On the basis <strong>of</strong><br />

the existing theoretical framework, these are all possible<br />

reasons to expect miniband <strong>for</strong>mation in NC solids and<br />

BNSLs with properly designed interparticle communications.<br />

In chemically synthesized NC solids, surface ligands <strong>for</strong>m<br />

dielectric interparticle barriers. The barrier height and width<br />

play the key roles in the evolution <strong>of</strong> the band structure and<br />

transport phenomena. Different approaches to the ligand<br />

design are discussed in the next section.<br />

4. Design <strong>of</strong> Surface Ligands<br />

In section 2, we discussed the important role that surface<br />

ligands play in the synthesis <strong>of</strong> colloidal nanomaterials;<br />

they control nucleation, growth, chemical, and colloidal<br />

stability. The surface ligands are also extremely important<br />

<strong>for</strong> assembling individual particles into a NC solid. They<br />

contribute to the interparticle interactions and determine<br />

the spacing between neighboring NCs in short- and longrange<br />

ordered NC assemblies. It was shown in section<br />

3.4 that the inteparticle spacings have an extremely strong<br />

impact on the electronic structure <strong>of</strong> NC solids. The<br />

importance <strong>of</strong> surface ligands can hardly be overemphasized.<br />

Because <strong>of</strong> high surface-to-volume ratio inherent<br />

to the nanoscale objects, the surface has a strong influence<br />

on physical properties <strong>of</strong> NCs including photophysics, 156,262<br />

charge transport, 185,263 catalysis, 264 and magnetism. 4 Proper<br />

surface chemistry is considered a key to make a good NCbased<br />

photodetector, 265 solar cell, 168 transistor, 23 or lightemitting<br />

device. 266 Table 1 summarizes the structural elements<br />

<strong>of</strong> the ligand molecules considered and employed <strong>for</strong><br />

electronic applications <strong>of</strong> NC solids.<br />

The most common ligand coatings described in the<br />

literature are based on organic hydrocarbon molecules with<br />

anchoring end groups. Such molecular structure <strong>of</strong>fers the<br />

highest chemical flexibility; however, it has a number <strong>of</strong><br />

serious drawbacks. Most organic ligands act as bulky<br />

insulating barriers between NCs, hindering charge transport.<br />

Numerous literature reports studied the effect <strong>of</strong><br />

length <strong>of</strong> ligand molecules on charge transport in arrays<br />

<strong>of</strong> metallic NCs. Most common examples include Au and

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