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Implementation Guidelines - Federal Transit Administration - U.S. ...

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Greater Expertise. The FTA and<br />

DOT regulations are not simple.<br />

Although the regulations were carefully<br />

crafted, experience indicates that you<br />

may encounter situations where it is not<br />

clear what your responsibilities are<br />

under the regulations. The regulations<br />

purposely leave many decisions to local<br />

management, which should be included<br />

in policy statements and operating<br />

procedures. Beyond this, no one can<br />

anticipate every situation that will arise.<br />

Few transit systems can afford to<br />

hire a full-time DAPM to administer its<br />

program. In most cases, the<br />

administration of the agency’s drug and<br />

alcohol program is delegated to someone<br />

in the organization who has many other<br />

responsibilities. This is especially true<br />

in small rural transit systems.<br />

Joining a consortium allows<br />

employers to pool resources to hire a<br />

professional manager with specialized<br />

knowledge and experience. The<br />

consortium manager can devote his/her<br />

full attention to the testing requirements,<br />

and can provide oversight to the drug<br />

and alcohol programs of member<br />

organizations. Depending upon the size<br />

of the consortium, the manager may be<br />

full or part-time, and his/her salary, as<br />

well as consortium expenses may be<br />

recovered with testing cost savings.<br />

Reduced Administrative Burden.<br />

The administrative burden of operating a<br />

program that complies with the<br />

regulations can be substantial. Procuring<br />

services, training employees and<br />

program personnel, maintaining<br />

collection equipment and facilities,<br />

maintaining the random pool,<br />

completing random selection and<br />

notification, assuring quality, and record<br />

keeping and reporting can each be time<br />

consuming activities. Together, these<br />

activities can be daunting to a system<br />

that wants to operate a first-class safety<br />

program.<br />

Pooling Resources – An Example<br />

A consortium of seven transit agencies<br />

was established to pool talents to meet<br />

the FTA regulations.<br />

Due to the geographic closeness and<br />

density of populations served by the<br />

transit agencies, the consortium<br />

members found it helpful to collectively<br />

develop as much of the drug and alcohol<br />

testing program as they could. Each<br />

member contributed its own special<br />

areas of expertise.<br />

The consortium members worked<br />

collectively to develop common RFPs,<br />

contract specifications, and common<br />

language for policy statements. Each<br />

transit agency developed its own policy<br />

and program using parts of the<br />

consortium-developed material.<br />

It was especially valuable to pool<br />

employees and obtain better prices for<br />

services like collections and laboratory<br />

analysis. Another advantage was that it<br />

gave the organizations a chance to hear<br />

other’s opinions on how to implement<br />

the regulations, as well as different<br />

“readings” or understandings of the<br />

regulations.<br />

This consortium approach for<br />

developing a drug and alcohol program<br />

is a model of how multiple transit<br />

agencies, pooling limited resources, can<br />

build stronger programs than they could<br />

by themselves.<br />

A consortium can manage many of<br />

these program-related activities. By<br />

pooling administrative functions, a<br />

consortium may save its members time<br />

Chapter 11. Joining a Consortium 11-3 August 2002

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