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Implementation Guidelines - Federal Transit Administration - U.S. ...

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conduct rules, for which the employer’s policy could call for the employee’s dismissal. This<br />

result would not violate the ADA.<br />

There are also situations in which meeting qualification standards of DOT safety rules, or<br />

having a valid license or certificate from a DOT operating administration is an essential job<br />

qualification. If a truck driver does not meet FHWA qualification standards to obtain a<br />

Commercial Driver’s License from a state, or if a pilot does not qualify for an FAA medical<br />

certificate, that individual is not a “qualified individual with a disability,” even if the reason for<br />

the failure to meet DOT qualifications is a condition that an employer might be required to<br />

accommodate under the ADA. The legislative history of the ADA specifically recognizes this<br />

special status for DOT qualification standards (see Senate Report 101-116 at 27, August 30,<br />

1989).<br />

Another issue that has been raised in context of the relationship between the ADA and<br />

alcohol testing concerns whether an alcohol test is a “medical examination.” Non-regulatory<br />

guidance issued by the EEOC suggests that “a test to determine an individual’s blood alcohol<br />

level would be a ‘medical examination’ and only could be required by an employer in<br />

conformity with the ADA.” It should be pointed out that this statement does not, at face value,<br />

apply to breath testing (or other methods that do not involve blood samples) for alcohol. The<br />

EEOC has not determined whether it views breath testing for alcohol as a “medical<br />

examination.”<br />

The Department of Transportation takes the position that alcohol testing under the program<br />

required by these rules is not properly viewed as a required medical examination. It is not the<br />

collection of a breath or body fluid sample that makes a test “medical” in nature. The tests in<br />

question are solely for the purpose of determining whether an employee has violated a DOTmandated<br />

safety requirement. The tests are not used for any diagnostic or therapeutic purpose.<br />

They are not intended to ascertain whether an employee has any medical condition, and they will<br />

not be used for such a purpose. Under these circumstances, the policies underlying the ADA<br />

provisions on medical examinations do not apply. Because of the uncertainty that may be<br />

created by the EEOC guidance, however, it is useful to consider the implications of regarding<br />

alcohol tests as “medical examinations.” (The Department is working with the EEOC to resolve<br />

this uncertainty.)<br />

Even if alcohol tests were considered “medical examinations” for ADA purposes, the effects<br />

on compliance with DOT-mandated alcohol testing would be minimal. Medical examinations<br />

are permitted by the ADA if made after a conditional offer of employment. The pre-employment<br />

testing approach set forth in the rules clearly fits this model. For this reason, as well as for<br />

reasons of efficiency, the Department believes that conducting pre-employment testing after an<br />

offer of employment, but before the first performance of a safety-sensitive function, has much to<br />

recommend it. In addition, EEOC has stated to the Department that, because of the statutory<br />

requirement in the Omnibus Transportation Employee Testing Act of 1991 for pre-employment<br />

testing, EEOC does not object to pre-offer alcohol testing under the DOT rules mandated by this<br />

statute. Other types of testing mandated by these rules, such as reasonable suspicion, postaccident,<br />

and random testing, are likewise acceptable under ADA. (See 29 CFR 1630.15(e),<br />

which makes compliance with the requirements of federal law or regulation a defense to an<br />

Appendix C. ADA Discussion C-5 August 2002

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