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has been generally beneficial to science historically, collaboration now seems imperative in order to<br />

realize next generation facilities.<br />

Figure 3-2 shows the effective ownership share in terms <strong>of</strong> the number <strong>of</strong> square meters <strong>of</strong><br />

primary mirror <strong>of</strong> the world’s largest telescopes and illustrates how the share has evolved over the last<br />

two decades. Four categories <strong>of</strong> owners are shown: U.S. federal (red), U.S. private (blue), Europe<br />

(purple), and other (green). <strong>The</strong> large decrease in the federal share during the era <strong>of</strong> 8m-class telescopes,<br />

from 1990 to today, is noteworthy. When one takes into consideration factors such as number <strong>of</strong> smaller<br />

telescopes the comparison becomes less stark, but by any measure the role <strong>of</strong> the U.S. public sector in this<br />

arena has been contracting steadily.<br />

<strong>The</strong> corresponding breakdown in U.S. federal (NSF) funding is divided between support for<br />

public OIR observatories (NOAO and Gemini) at 81%, that for privately held telescopes through<br />

instrumentation programs (TSIP) at 14%, and design and planning for GSMT, LSST, and other future<br />

facilities at 5%. ATI and MRI funds allocated to OIR projects are not included in the calculation and are<br />

distributed across the pie, albeit unequally, but do not affect the main conclusion. Private observatories<br />

receive a small slice <strong>of</strong> the Federal funding even though they comprise the majority <strong>of</strong> telescope aperture.<br />

Ground-Based Radio, Millimeter, and Submillimeter <strong>Astronomy</strong><br />

Radio astronomy was a young and unestablished field when <strong>The</strong> National Radio <strong>Astronomy</strong><br />

Observatory (NRAO) was founded in 1956. Unlike the situation in U.S. OIR astronomy, U.S. Radio,<br />

Millimeter, and Submillimeter (RMS) astronomy has been primarily federally funded since its inception.<br />

However, just as in OIR astronomy, the increasing cost <strong>of</strong> constructing large RMS telescopes and,<br />

especially, the long-term cost <strong>of</strong> operating them, is now leading to growth <strong>of</strong> the idea <strong>of</strong> public-private<br />

partnerships.<br />

Although the concept <strong>of</strong> an RMS system is not widespread, there are limited examples <strong>of</strong> publicprivate<br />

partnerships in radio astronomy (see Table 3-2). NSF partners with universities through the<br />

University Radio Observatory (URO) program to operate, instrument, and provide public access to unique<br />

radio observatories, currently the Caltech Submillimeter Observatory (CSO), the Combined Array for<br />

Research in Millimeter-wave <strong>Astronomy</strong> (CARMA), and a small amount for the Allen Telescope Array<br />

(ATA). <strong>The</strong> URO program is responsible for training at the student and postdoctoral level many <strong>of</strong><br />

today’s prominent RMS astronomers as well as the highly skilled technical staff who are needed to build<br />

and operate the state <strong>of</strong> the art receivers and instruments.<br />

NRAO is operated via a cooperative agreement between the NSF and a not-for-pr<strong>of</strong>it research<br />

management corporation, AUI 7 . Its facilities can lay legitimate claim to international leadership in their<br />

capabilities, at least for now. <strong>The</strong> complementary scientific capabilities provided by the national<br />

observatory (now including ALMA), the smaller university-operated facilities, and more targeted<br />

investments in experiments (e.g. CMB and EoR), and technology development should allow the U.S. to<br />

maintain its position <strong>of</strong> international leadership in radio astronomy for at least another decade. However,<br />

significant investments in next-generation facilities by Europe, China, Australia, and South Africa<br />

(~$100M each) are beginning to challenge this leadership.<br />

Currently, the balance <strong>of</strong> NSF/AST support for RMS activities is approximately 60-65 percent to<br />

NRAO+ALMA telescope operations, 15-20 percent to university-operated radio observatories, 5-10<br />

percent to experiments, and 10 percent to technology and future facilities development. <strong>The</strong> fraction<br />

allocated to NRAO+ALMA will increase when ALMA becomes fully operational in 2014.<br />

7 Associated Universities, Incorporated<br />

PREPUBLICATION COPY—SUBJECT TO FURTHER EDITORIAL CORRECTION<br />

3-9

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