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DISIS AND STANTON<br />

cells to become type II rather than type I cells. 4 Most antigens<br />

present in breast cancer are self proteins, and the portions of<br />

the proteins that are most likely to stimulate T cells induce a<br />

regulatory immune response. 5 Furthermore, 30% to 50% of<br />

all breast cancers have upregulated programmed death ligand<br />

1 receptor (PD-L1) on the cell surface. 6 When PD-L1<br />

binds with programmed cell death protein 1 (PD-1) on the<br />

surface of T cells, the lymphocytes become inactivated. These<br />

are just a few of the mechanisms by which robust type I immunity<br />

is prevented from developing in breast cancer.<br />

Breast cancer subtypes differ in the level of immune infıltration<br />

observed in the tumor. More patients with TNBC fall<br />

into the category of having a robust tumor T-cell infıltrate<br />

than any other subtype. Hormone receptor–positive disease<br />

is the subtype associated with the least robust number of TIL.<br />

HER2-positive disease has also been shown to have a number<br />

of patients with signifıcant TIL in their tumor. In HER2-<br />

positive breast cancer, the numbers of TIL can be further increased<br />

by treatment with trastuzumab. 7 However, the<br />

prognostic signifıcance of a robust TIL response is most pronounced<br />

for the TNBC subtype.<br />

TUMOR LYMPHOCYTIC INFILTRATES IN TRIPLE-<br />

NEGATIVE BREAST CANCER<br />

The clinical importance of tumor immune infıltrates has<br />

been an emerging area of research in breast cancer, particularly<br />

in TNBC where increased immune infıltrate predicts<br />

both response to chemotherapy and improved survival. 8,9<br />

Tumors that have greater than 50% lymphocytic infıltrate are<br />

called lymphocyte-predominant breast cancer (LPBC) and<br />

KEY POINTS<br />

<br />

<br />

<br />

<br />

<br />

In triple-negative breast cancer (TNBC), robust levels of<br />

tumor infiltrating lymphocytes (TIL) are associated with<br />

improved disease-free and overall survival as well as<br />

pathologic complete response in the neoadjuvant setting.<br />

Only a minority of TNBC express robust TIL; most tumors<br />

show low to no levels of infiltrating lymphocytes.<br />

Increased incidence of robust TIL in TNBC, as compared<br />

with other breast cancer subtypes, could be caused by<br />

increased mutations creating a neoepitope signature, as<br />

well as increased B cells augmenting adaptive immunity via<br />

antibody-dependent cell-mediated cytotoxicity.<br />

The immune checkpoint inhibitor protein programmed cell<br />

death protein 1 (PD-1) is commonly expressed in TNBC, with<br />

70% of patients demonstrating PD-1 upregulation on T cells<br />

and approximately 50% of triple-negative tumors expressing<br />

coreceptor programmed death ligand 1 receptor (PD-L1).<br />

In metastatic TNBC, clinical trials of monoclonal antibodies<br />

blocking immune checkpoint proteins PD-1 and PD-L1 show<br />

similar overall response rates (approximately 20%), as has<br />

been observed for metastatic melanoma where immune<br />

checkpoint inhibitors are now a U.S. Food and Drug<br />

Administration–approved therapy.<br />

have the best prognosis. Interestingly, TNBC is most likely to<br />

have LPBC. 2,10 The presence of LPBC has been shown to predict<br />

improved pathologic complete response (pCR) to neoadjuvant<br />

chemotherapy. LPBC is associated with a pCR of<br />

approximately 40%, whereas tumors with no lymphocytic infıltrate<br />

have a 4% pCR rate (OR 1.39; 95% CI, 1.08 to 1.78; p <br />

0.012). 1 Specifıcally, in TNBC, LPBC was an independent<br />

predictor for improved pCR in multivariate analysis (OR<br />

2.17; 95% CI, 1.27 to 3.72; p 0.005). 1 A meta-analysis of<br />

studies examining TIL and pCR in all breast cancers with TIL<br />

present in the pretreatment biopsy predicted a 2.5-times increased<br />

pCR rate in TNBC (OR 3.30; 95% CI, 2.31 to 4.73; p <br />

0.0001). 11 The presence of TIL has also been shown to predict<br />

an improved clinical outcome in TNBC. In a study of 256<br />

triple-negative tumors, LPBC was associated with both an<br />

improved DFS (p 0.018; hazard ratio [HR] 0.30; 95% CI,<br />

0.11 to 0.81) and OS (p 0.036; HR 0.29; 95% CI, 0.091 to<br />

0.92), and when TIL were evaluated as a continuous variable,<br />

every 10% increase in TIL correlated with a 17% decrease in<br />

the risk of recurrence (p 0.023; HR 0.83; 95% CI, 0.71 to<br />

0.98) and a 27% decreased risk of death (p 0.035; HR 0.73;<br />

95% CI, 0.54 to 0.98). 2 Similar results from a study of 278<br />

patients showed that 5-year OS of patients with TNBC with<br />

LBPC compared to those without TIL was 91% and 55%, respectively,<br />

(HR 0.19; 95% CI, 0.06 to 0.61; p 0.0017) further<br />

emphasizing that high TIL predict a portion of patients with<br />

TNBC who do well in this otherwise poor outcome subtype. 8<br />

When a meta-analysis of TIL was performed in almost 3,000<br />

patients with TNBC with a median 113-month follow-up, increased<br />

TILs were associated with 30% reduction in risk of<br />

recurrence (HR 0.70; 95% CI, 0.56 to 0.87; p 0.001), 22%<br />

decreased risk of distant recurrence (HR 0.78; 95% CI, 0.68 to<br />

0.90; p 0.0008), and a 35% decreased risk of death (HR<br />

0.66; 95% CI, 0.53 to 0.83; p 0.0003). 10 Although LPBC has<br />

been shown to predict benefıt in TNBC, it has not been<br />

shown to predict improved OS or DFS in HR-positive or<br />

HER2-positive breast cancer. 2<br />

Although evaluation of TIL gives a global measure of lymphocytic<br />

immune infıltrate, it does not defıne the specifıc<br />

phenotype of populations of immune cells infıltrating the tumor,<br />

and these immune subsets may further defıne clinical<br />

outcome and guide further immune therapy. Triple-negative<br />

tumors have been evaluated for cytotoxic CD8 T-cell infıltrate,<br />

which has been shown to predict improved OS in breast<br />

cancers in general. 12 Intratumoral CD8 T-cell infıltration<br />

above the mean per high-powered fıeld predicted a pCR of<br />

46% compared with a low CD8 T-cell infıltration (15%; p <br />

0.002), with an increased intratumoral CD8/FOXP3 ratio independently<br />

predicting improved pCR (OR 5.32; 95% CI,<br />

1.62 to 19.98; p 0.005) in a study of 110 patients with TNBC<br />

after receiving neoadjuvant chemotherapy. 13 Furthermore,<br />

in multiple studies, the presence of CD8 T-cell infıltrate has<br />

been associated with improved survival in TNBC, although response<br />

with increasing levels of CD8 T-cell infıltrate has not<br />

been quantifıed as it has with LPBC. Improved relapse-free survival<br />

was found in a study of 448 triple-negative tumors either<br />

with intratumoral (p 0.016) or stromal (p 0.001) CD8 T<br />

e26<br />

2015 ASCO EDUCATIONAL BOOK | asco.org/edbook

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