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NEOADJUVANT THERAPY OF MELANOMA<br />

TABLE 1. Neoadjuvant Studies of Resectable Locoegional Metastases of Cutaneous Melanoma<br />

Study<br />

No. of<br />

Patients Design<br />

Buzaid et al 19 64 Phase II<br />

single<br />

arm<br />

Gibbs et al 20 48 Phase II<br />

single<br />

arm<br />

Shah et al 18 19 Phase II<br />

single<br />

arm<br />

Moschos 20 Phase II<br />

et al 30 single<br />

arm<br />

Tarhini 33 Phase I/II<br />

et al 35 single<br />

arm<br />

Primary<br />

Objective Regimen Important Findings<br />

Tumor response 2–4 (3-week) cycles; days 1–4: 20 mg/m 2 IV cisplatin,<br />

1.5 mg/m 2 IV vinblastine, 9 MIU/m 2 /d continuous<br />

IV IL-2; day 1 only: 800 mg/m 2 IV dacarbazine;<br />

days 1–5: 5 MU/m 2 SC IFN alfa-2a<br />

Tumor response 2 (3-week) cycles; days 1–4: 20 mg/m 2 IV cisplatin,<br />

1.6 mg/m 2 IV vinblastine, 9 MIU/m 2 /d continuous<br />

IV IL-2; day 1 only: 800 mg/m 2 IV dacarbazine;<br />

days 1–5: 5 MU/m 2 SC IFN alfa-2a<br />

Tumor response 2 (8-week) cycles 75 mg/m 2 /d temozolomide for 6<br />

weeks then 2 weeks off<br />

Tumor response<br />

Safety,<br />

biomarker<br />

20 MU/m 2 IV IFN alfa-2b 5 days a week for 4 weeks<br />

before surgery (induction)<br />

20 MU/m 2 SC IFN alfa-2b 3 days a week for 48<br />

weeks starting after surgery (maintenance)<br />

10 mg/kg IV ipilimumab every 3 weeks for 2 doses,<br />

bracketing surgery<br />

High tumor response rates in phase II studies<br />

but eventually abandoned, with the failure of<br />

biochemotherapy to deliver survival benefits<br />

in randomized trials of metastatic disease<br />

The observed clinical activity was not different<br />

from what is known in metastatic melanoma<br />

Promising clinical activity. HDI upregulated pSTAT1<br />

and TAP2 and downregulated pSTAT3.<br />

Significant increases in endotumoral CD11c <br />

and CD3 cells were noted after HDI. Phospho-<br />

ERK1/2 was downregulated by HDI in tumor<br />

cells but not in lymphocytes<br />

Promising clinical activity. Ipilimumab led to<br />

potentiation of type I CD4 and CD8 tumorspecific<br />

T cells, downregulation of MDSC, and<br />

an increase of CD8 TIL and T-cell memory<br />

(CD45RO ). An immune-related gene expression<br />

signature was significantly associated<br />

with clinical benefit<br />

Abbreviations: IV, intravenously; IL, interleukin; SC, subcutaneously; IFN, interferon; HDI, high-dose IFN alfa; MDSC, myeloid-derived suppressor cells; TIL, tumor-infiltrating lymphocytes.<br />

with high-risk, locoregionally advanced disease. 5,10 Spontaneous<br />

regression has been reported in melanoma, which suggests<br />

a role for host immunity that is indirectly supported by<br />

the presence of lymphoid infıltrates at primary melanoma<br />

sites associated with tumor regression. 25 Host cellular immune<br />

response within melanoma has potential disease prognostic<br />

and immunotherapeutic predictive signifıcance. T-cell<br />

infıltrates are prognostic of disease outcome in primary melanoma<br />

and in melanoma that is metastatic to regional<br />

nodes. 25-28 Furthermore, T-cell infıltrates within regional<br />

nodal metastasis are signifıcantly associated with benefıt<br />

from neoadjuvant IFN alfa therapy. 26,29,30 Further, evidence<br />

supports a difference in the quality of the host immune response<br />

of patients with earlier (operable) and more advanced<br />

(inoperable) melanoma. Although T-helper type 1 (Th1)<br />

–type CD4 antitumor T-cell function appears critical to the<br />

induction and maintenance of antitumor cytotoxic T-lymphocyte<br />

responses in vivo, and although Th2- or Th3/T regulatory-type<br />

CD4 T-cell responses may subvert Th1-type cell-mediated<br />

immunity and provide a microenvironment conducive to<br />

disease progression, patients with advanced melanoma or renal<br />

cell carcinoma have displayed strong tumor antigenspecifıc<br />

Th2-type polarization. Conversely, normal donors<br />

and patients who were disease free after therapy demonstrated<br />

either a weak mixed Th1-/Th2-type or a strongly polarized<br />

Th1-type response to the same epitopes. 31 Therefore,<br />

factors of host immune tolerance that seem to impede immunotherapeutic<br />

benefıts in advanced disease may be less pronounced<br />

in the high-risk, operable setting. In patients with<br />

earlier-stage melanoma, the host may be more susceptible to immunologic<br />

interventions that may potentiate an antitumor<br />

T-cell response and create lasting immunity.<br />

Neoadjuvant HDI was investigated in patients who had<br />

melanoma with palpable regional lymph node metastases<br />

presenting either with clinical AJCC stage IIIB to IIIC disease<br />

(TanyN2b,2c,3) or with recurrent regional lymphadenopathy.<br />

Patients underwent surgical biopsy at study entry and<br />

then received standard intravenous HDI (20 million units/m 2<br />

on 5 days per week) for 4 weeks followed by complete lymphadenectomy<br />

and standard maintenance subcutaneous HDI<br />

(10 million units/m 2 3 times per week) for 48 weeks. Biopsy<br />

samples were obtained before and after intravenous HDI.<br />

Twenty patients were enrolled, and biopsy samples were informative<br />

for 17. Eleven patients (55%) demonstrated a clinical<br />

response, and three patients (15%) had a pCR. At a<br />

median follow-up of 18.5 months, 10 patients had no evidence<br />

of recurrent disease. By comparison, in the setting of<br />

inoperable metastatic disease, response rates of less than 20%<br />

were reported, although a number of patients had durable<br />

responses that ranged from 26 months to more than 30<br />

months. 32 In the context of this neoadjuvant study, HDI was<br />

found to upregulate pSTAT1, whereas it downregulates<br />

pSTAT3 and total STAT3 levels in both tumor cells and lymphocytes.<br />

Higher pSTAT1/pSTAT3 ratios in tumor cells before<br />

treatment were associated with longer overall survival<br />

(p 0.032). The pSTAT1/pSTAT3 ratios were augmented by<br />

HDI both in melanoma cells (p 0.005) and in lymphocytes<br />

(p 0.022). Of the immunologic mediators and markers<br />

tested, TAP2 (but not TAP1 and major histocompatibility<br />

complex [MHC] classes I/II) was augmented by HDI. 33 In<br />

asco.org/edbook | 2015 ASCO EDUCATIONAL BOOK<br />

e537

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