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RESISTANCE TO ANTI-HER2 THERAPIES IN BREAST CANCER<br />

FIGURE 2. Reported PIK3CA Mutation Analyses in<br />

Neoadjuvant Trials of HER2-Targeted Therapy 56-58<br />

The percentage of patients who obtained a pathologic complete response (pCR) are<br />

reported for each treatment arm (L, lapatinib; P, pertuzumab; T, trastuzumab). Orange bars<br />

represent patients harboring phosphatidylinositol-3 kinase (PIK3CA) mutations; blue bars<br />

represent patients with PIK3CA wild type (WT).<br />

superiority compared with trastuzumab plus a taxane. Results<br />

are expected to be presented at the 2015 ASCO Annual<br />

Meeting. Close examination of these results is important but,<br />

so far, it appears that T-DM1 will remain as a therapeutic<br />

option for HER2-positive metastatic breast cancer that is resistant<br />

to fırst-line chemotherapy plus trastuzumab and pertuzumab.<br />

Further investigation into the mechanism of action<br />

of T-DM1 and how best to combine it with other agents is<br />

warranted.<br />

ACTIVATION OF THE PI3K PATHWAY<br />

The phosphoinositide 3-kinase (PI3K)/AKT pathway is a<br />

powerful downstream signaling pathway activated by HER2<br />

signaling. Constitutive activation of the PI3K/AKT pathway<br />

by reduced levels of its tumor suppressor PTEN or by activating<br />

mutations in PIK3CA results in resistance to trastuzumab<br />

and other anti-HER2, according compelling preclinical evidence.<br />

52,53 Activation of PI3K signaling by enrichment or<br />

emergence of PIK3CA mutations may also contribute to acquired<br />

resistance to lapatinib in experimental models. 54<br />

Other studies, however, suggest that PTEN status may not<br />

affect sensitivity of HER2-positive breast cancer cells to<br />

lapatinib. 55<br />

This mechanism of resistance has been explored in clinical<br />

samples. Tumor tissue samples acquired at baseline from patients<br />

who participated in neoadjuvant clinical trials with<br />

anti-HER2 agents were studied for PIK3CA mutations, and<br />

some trials also examined expression of PTEN. 56-58 As shown<br />

in Fig. 2, these trials consistently showed that patients with<br />

tumors that harbor an activating PIK3CA mutation have a<br />

lower chance of achieving pCR after neoadjuvant therapy<br />

with anti-HER2 agents. This difference seems to be more notable<br />

in the group of patients who received dual anti-HER2<br />

inhibitors compared with those who received a single anti-<br />

HER2 agent. Although the majority of these studies coadministered<br />

chemotherapy, which may confound their<br />

results, there are concordant results from TBCRC006, 58 a<br />

neoadjuvant clinical trial in which patients with HER2-<br />

positive breast cancer received dual anti-HER2 therapy<br />

alone, allowing for a purer biologic signal. This trial also<br />

demonstrated that PIK3CA mutations or low PTEN levels are<br />

associated with treatment resistance.<br />

Conflicting results were reported, however, about the role<br />

of PTEN in resistance to HER2-targeted therapies in other<br />

clinical trials. Reasons for these conflicting results may po-<br />

TABLE 4. Impact of Hormone Receptor Status on Pathological Complete Response Rate in Neoadjuvant Studies<br />

with HER2-Targeted Therapies 42,43,45,49,67<br />

No. of<br />

Regimen<br />

Overall pCR<br />

pCR rate According<br />

to HR (%)<br />

Study<br />

Patients Concurrent Therapy Anti-HER2 Therapy Rate (%) HR HR<br />

NeoALTTO 455 Paclitaxel Trastuzumab 29.5 22.7 37.5<br />

Lapatinib 24.7 16.1 33.7<br />

Trastuzumab lapatinib 51.3 41.6 61.3<br />

GEPARQUINTO 620 EC 3 docetaxel Trastuzumab 30.3 25.8 38.7<br />

Lapatinib 22.7 16.2 28.3<br />

NeoSphere 417 Docetaxel Trastuzumab 29.0 20 36.8<br />

Pertuzumab 24 17.4 30<br />

Trastuzumab pertuzumab 45.8 26 63.2<br />

None Trastuzumab pertuzumab 16.8 5.9 29.1<br />

TRYPHAENA 225 FEC 3 docetaxel Trastuzumab pertuzumab 61.6 49 65<br />

Trastuzumab pertuzumab 57.3 46 79<br />

Carboplatin docetaxel Trastuzumab pertuzumab 66.2 50 84<br />

TBCRC 006 64 Letrozole* for ER-positive pts Trastuzumab lapatinib 27 21 36<br />

Abbreviations: ER, estrogen receptor; HR, hormone receptor; NeoALTTO, Neoadjuvant Lapatinib and/or Trastuzumab Treatment Optimization; EC, epirubicin/cyclophosphamide; NeoSphere,<br />

Neoadjuvant Study of Pertuzumab and Herceptin in Early Regimen Evaluation; pCR, pathological complete response; TBCRC, Translational Breast Cancer Research Consortium; FEC; 5FU/epirubicin/<br />

cyclophosphamide; Pts, patients.<br />

*In combination with ovarian suppression in premenopausal patients.<br />

asco.org/edbook | 2015 ASCO EDUCATIONAL BOOK<br />

e161

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