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NIST Technical Note 1337: Characterization of Clocks and Oscillators

NIST Technical Note 1337: Characterization of Clocks and Oscillators

NIST Technical Note 1337: Characterization of Clocks and Oscillators

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<strong>of</strong> the wide range <strong>of</strong> measurement situations which might be encountered. However, it can serveas a starting point for the decision-making process.Section A6 contains some new material which should be helpful in underst<strong>and</strong>ing therelationship between the Allan variance <strong>and</strong> the modified Allan variance. Since these ideas areunpublished, we include them here rather than with the papers on those topics. This section isfollowed by a reading list with references to major articles <strong>and</strong> books which can be used assupplementary resources. Because some <strong>of</strong> the papers include extensive reference lists, we havelimited our list to works which are either very comprehensive or only recently published. Particularlyextensive reference lists are included with papers 8.1, B.2, C.l, C.3, D.l, <strong>and</strong> D.2.Since notation <strong>and</strong> definitions have changed over the period bridged by these papers, wehave highlighted problem areas on the papers with an asterisk (*). A note directs the reader tothe Appendix where the particular problem is discussed. We have also used this device tohighlight inconsistencies <strong>and</strong> the usual typographic <strong>and</strong> other errors which creep into the literature.The page numbers <strong>of</strong> the original publications are retained, but we have also used acontinuous page numbering to simplify location <strong>of</strong> items in the volume.The topical index on page xi organizes much <strong>of</strong> the material in the papers under a fewkey subject headings. This index provides a shortcut to locating material on a particular topic.A.2 COMMENTS ON INTRODUCTORY AND TUTORIAL PAPERSPaper B.l in this section, by Howe, Allan, <strong>and</strong> Barnes, was originally prepared <strong>and</strong>presented as a tutorial paper <strong>and</strong> has been used with success as an introductory paper in ourannual Time <strong>and</strong> Frequency Seminar. This paper is now 9 years old, so there are a substantialnumber <strong>of</strong> notes which relate to updates in notation. The paper is nevertheless highly readable<strong>and</strong> introduces many <strong>of</strong> the key measurement methods, providing circuit diagrams with enoughspecific detail to be useful in real laboratory situations. Furthermore, it includes discussion <strong>and</strong>examples on h<strong>and</strong>ling <strong>of</strong> data which are useful for practical application <strong>of</strong> the concepts. Thepaper presents a particularly useful discussion <strong>of</strong> the pitfalls encountered in digitizing data, aproblem which is <strong>of</strong>ten overlooked.The second paper (B.2) by Stein is more advanced <strong>and</strong> those familiar with the generalconcepts may find it a better starting point. This <strong>and</strong> other papers in this collection cite earlierIEEE recommendations on measures <strong>of</strong> frequency stability <strong>and</strong>, while much <strong>of</strong> this has notchanged, there is a new IEEE st<strong>and</strong>ard (paper C.l). In general, the reader should consult theoverview <strong>and</strong> papers <strong>of</strong> section C if there is any question concerning definitions or terminology.Paper B.2 is quite comprehensive, introducing topics (not covered in paper B.l) such as themodified Allan variance, the delay-line-phase-noise-measurement system, <strong>and</strong> the use <strong>of</strong> frequencysynthesis to reach frequencies far from normally available reference frequencies.The materials in papers B.l <strong>and</strong> B.2, aside from differences in level <strong>of</strong> presentation, areorganized in quite different ways. The Howe-Allan-Barnes paper goes directly to the measurementconcepts <strong>and</strong> then describes the means for analyzing the output data <strong>and</strong> underst<strong>and</strong>ing theconfidence <strong>of</strong> the measurements. On the other h<strong>and</strong>, the Stein paper carefully lays out thetheoretical background needed to analyze the data before introducing the measurement concepts.Both papers cover time-domain <strong>and</strong> frequency-domain measurements.Paper B.3 by Allan reviews the concepts <strong>of</strong> the two-sample or Allan variance <strong>and</strong> themodified Allan variance showing how classical statistical methods fail to usefully describe thetime-domain performance <strong>of</strong> good oscillators. The Allan variance concept is also introduced inTN-2

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