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NIST Technical Note 1337: Characterization of Clocks and Oscillators

NIST Technical Note 1337: Characterization of Clocks and Oscillators

NIST Technical Note 1337: Characterization of Clocks and Oscillators

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From: Proceedings <strong>of</strong> the 15th Annual PITI Meeting, 1983.THE MEASUREMENT OF LINEAR FREQUENCY DRIFT IN OSCILLATORSJames A. BarnesAcstron, Inc., Austin, TexasABSTRACTA linear drift in frequency is an important element in moststochastic models <strong>of</strong> oscillator performance. Quartz crystaloscillators <strong>of</strong>ten have drifts in excess <strong>of</strong> a part in ten tothe tenth power per day. Even commercial cesium beam devices<strong>of</strong>ten show drifts <strong>of</strong> a few parts in ten to the thirteenth peryear. There are many ways to estimate the drift rates fromdata samples (e.g., regress the phase on a quadratic; regressthe frequency on a linear; compute the simple mean <strong>of</strong> thefirst difference <strong>of</strong> frequency; use Kalman filters with adrift term as one element in the state vector; <strong>and</strong> others).Although most <strong>of</strong> these estimators are unbiased, they vary inefficiency (i.e., confidence intervals). Further, the estimation<strong>of</strong> confidence intervals using the st<strong>and</strong>ard analysis<strong>of</strong> variance (typically associated with the specific estimationtechnique) can give amazingly optimistic results. Thesource <strong>of</strong> these problems is not an error in, say, the regressionstechniques, but rather the problems arise fromcorrelations within the residuals. That is, the oscillatormodel is <strong>of</strong>ten not consistent with constraints on the analysistechnique or, in other words, some specific analysistechniques are <strong>of</strong>ten inappropriate for the task at h<strong>and</strong>.The appropriateness <strong>of</strong> a specific analysis technique is criticallydependent on the oscillator model <strong>and</strong> can <strong>of</strong>ten bechecked with a simple "whiteness" test on the residuals.Following a brief review <strong>of</strong> linear regression techniques,the paper prOVides guidelines for appropriate drift estimationfor various oscillator models, including estimation <strong>of</strong>realistic confidence intervals for the drift.I. INTRODUCTIONAlmost all oscillators display a superposition <strong>of</strong> r<strong>and</strong>om <strong>and</strong> deterministicvariations in frequency <strong>and</strong> phase. The most typical model used is[1]:X(t)(1)*where X(t) is the time (phase) error <strong>of</strong> the oscillator (or clock) relati~e tosome st<strong>and</strong>ard; a, b. <strong>and</strong> Dr are constants for the particular clock; <strong>and</strong> ~(t) isthe r<strong>and</strong>om part. X(t) is a r<strong>and</strong>om variable by virtue <strong>of</strong> its dependence on ~(t).* See Appendix <strong>Note</strong> # 36551IN-264

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