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NIST Technical Note 1337: Characterization of Clocks and Oscillators

NIST Technical Note 1337: Characterization of Clocks and Oscillators

NIST Technical Note 1337: Characterization of Clocks and Oscillators

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<strong>NIST</strong> <strong>Technical</strong> <strong>Note</strong> 1318, 1990.VARIANCES BASED ON DATA WITH DEAD TIME BETWEEN THE MEASUREMENTSJames A. BarnesAustron, Inc.Boulder, Colorado 80301<strong>and</strong>David W. AllanTime <strong>and</strong> Frequency DivisionNational Institute <strong>of</strong> St<strong>and</strong>ards <strong>and</strong> TechnologyBoulder, Colorado 80303The accepted definition <strong>of</strong> frequency stability in the time domain isthe two-sample variance (or Allan variance). It is based on themeasurement <strong>of</strong> average frequencies over adjacent time intervals,with no "dead time" between the intervals. The primary advantages<strong>of</strong> the Allan variance are that (1) it is convergent for manyencountered noise models for which the conventional variance isdivergent; (2) it can distinguish between many important <strong>and</strong>different spectral noise types; (3) the two-sample approach relatesto many practical implementations; for example, the rms change <strong>of</strong> anoscillator's frequency from one period to the next; <strong>and</strong> (4) Allanvariances can be easily estimated at integer multiples <strong>of</strong> the sampleinterval.In 1974 a table <strong>of</strong> bias functions which related variance estimateswith various configurations <strong>of</strong> number <strong>of</strong> samples <strong>and</strong> dead time tothe Allan variance was published [1]. The tables were based onnoises with pure power-law spectral densities.Often situations occur that unavoidably have dead time betweenmeasurements, but still the conventional variances are notconvergent. Some <strong>of</strong> these applications are outside <strong>of</strong> the time-<strong>and</strong>frequencyfield. Also, the dead times are <strong>of</strong>ten distributedthroughout a given average, <strong>and</strong> this distributed dead time is nottreated in the 1974 tables.This paper reviews the bias functions Bl(N,r,~), <strong>and</strong> B2(r,~) <strong>and</strong>introduces a new bias function, B3(2,M,r,~), to h<strong>and</strong>le the commonlyoccurring cases <strong>of</strong> the effect <strong>of</strong> distributed dead time on thecomputed variances. Some convenient <strong>and</strong> easy-to-interpretasymptotic limits are reported. A set <strong>of</strong> tables for the biasfunctions are included at the end <strong>of</strong> this paper.Key words: Allan variance; bias functions; data sampling <strong>and</strong> deadtime; dead time between the measurement; definition <strong>of</strong> frequencystability; distributed dead time; two-sample variance1TN-296

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