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European Journal of Scientific Research - EuroJournals

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Equation <strong>of</strong> Motion in Appearance Potential Spectra <strong>of</strong> Simple Metals 444<br />

excitation <strong>of</strong> the core hole leads to the emission <strong>of</strong> characteristic X-rays. The method is also convenient<br />

for surface composition studies.<br />

The threshold for the excitation <strong>of</strong> a core electron is signaled by a sudden change in the<br />

bremsstrahllung background. The excitation edge is detected in the derivative <strong>of</strong> the photocurrent while<br />

the edge shape is related to the self-convolution <strong>of</strong> the empty density <strong>of</strong> states above the Fermi level,<br />

Park and Houston, (1992). Thus APS provides direct information on the binding energies <strong>of</strong> the core<br />

levels. Levels obtained by Park and Houston compare favourably with X-ray values given by Nearden<br />

and Burr (1967).<br />

In this paper we derive the expression for the excitation probability <strong>of</strong> a core hole using the<br />

equation <strong>of</strong> motion method. Assuming constant matrix element and neglecting final state interactions,<br />

we find that the transition rate above the thresholds is given by the self-convolution <strong>of</strong> the empty<br />

density <strong>of</strong> states.<br />

The Response Functions<br />

The Coulomb interaction responsible for the core hole excitation is given by<br />

= M K<br />

+<br />

a<br />

+<br />

a a<br />

∑<br />

( ) b<br />

H1 + +<br />

k k<br />

k;<br />

k1<br />

k2<br />

k1k2<br />

k1<br />

k2<br />

k<br />

(1)<br />

b<br />

where a , are the creation operators <strong>of</strong> a conduction electron <strong>of</strong> energy εk and a core electron,<br />

respectively, while ak annihilates an incident electron <strong>of</strong> energy εk. M k k ( K ) is the matrix element<br />

1 2<br />

describing the scattering process. The dynamics <strong>of</strong> the system is described by the Hamiltonian.<br />

H<br />

+<br />

ε k a a<br />

+<br />

+ E b b + V<br />

+<br />

a a<br />

+<br />

bb<br />

(2)<br />

∑ k k c ∑<br />

′ ′ ′<br />

=<br />

k k , k<br />

k′<br />

k ′′<br />

k′<br />

k ′′<br />

where Ec (< 0) is the energy <strong>of</strong> the core level. The third term on the right <strong>of</strong> equation (2) represents<br />

final state interactions between the core hole and the conduction electrons. We take the view that the<br />

core hole presents a sudden potential to the system and that this potential is subsequently canceled<br />

when the core hole is filled with the concomitant emission <strong>of</strong> X-rays. Following Nozieres and de<br />

Dominicis, (1969), we assume that the core hole does not possess any dynamical degree <strong>of</strong> freedom,<br />

except to appear and disappear. The transition rate is proportional to the real part <strong>of</strong> the Fourier<br />

S t − t′<br />

, where<br />

transform <strong>of</strong> the response function ( )<br />

S ( t −t′ ) = ΨN<br />

T { H ( t)<br />

H ( t′<br />

1 ) } ΨN<br />

1 (3)<br />

Ψ N is the initial ground state wave-function <strong>of</strong> the N-particle system with the core hole filled.<br />

We treat the incident electron K as an independent particle and the response function is then<br />

obtained as<br />

S t −t<br />

′ =<br />

*<br />

M K M K x<br />

( ) ( ) ( )<br />

∑<br />

k1<br />

k<br />

k k<br />

k<br />

1<br />

k<br />

2<br />

k k<br />

3 4<br />

x<br />

2<br />

3 4<br />

+<br />

+ +<br />

ΨN<br />

T{<br />

a k () t ak<br />

() t b ( t ) b ( t′<br />

) ak<br />

( t′<br />

) a&<br />

& k ( t′<br />

) } Ψ<br />

1 2<br />

3<br />

4 N<br />

(4)<br />

where the operators are in the Heisenberg representation for the full Hamiltonian <strong>of</strong> the solid.<br />

Next we generate the equation <strong>of</strong> motion <strong>of</strong> the function Γ k1k2k3k<br />

Laramore, (1971), where<br />

4<br />

+ +<br />

+<br />

Γ k1k2k<br />

3k<br />

( t )<br />

4 1 , t2<br />

, t3<br />

, t4<br />

; τ 1,<br />

τ 2 = ΨN<br />

T{ a k ( t1<br />

) a k ( t2<br />

) ak<br />

( t3<br />

) at<br />

b + ( τ 1 ) b ( τ 2 ) } Ψ<br />

1<br />

2<br />

3<br />

4<br />

N<br />

Thus the equation <strong>of</strong> motion<br />

(5)<br />

∂<br />

i Γ = [ H,<br />

Γ]<br />

∂t<br />

leads to the result<br />

(6)

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