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USPTO Performance and Accountability Report - U.S. Patent and ...

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There are 11 Strategic Plan performance outcome<br />

measures, all designed to achieve the <strong>USPTO</strong>’s strategic<br />

goals. Annual performance targets were developed<br />

for each measureable outcome.<br />

The <strong>USPTO</strong> met its targets for all 11 performance<br />

measures as shown in Figure 3.<br />

Our plan communicates the <strong>USPTO</strong>’s priorities <strong>and</strong><br />

directions, <strong>and</strong> serves as the foundation for programmatic<br />

<strong>and</strong> management functions. As a management<br />

tool for tracking progress in meeting each of our perfor-<br />

TABLE 1 2010-2015 Strategic Plan<br />

Mission<br />

mance commitments, the plan includes a Balanced<br />

Scorecard which identifies the objectives, initiatives,<br />

<strong>and</strong> performance measures associated with each<br />

strategic goal. These performance commitments are<br />

outlined in the strategic framework presented in Table 1.<br />

Following the presentation of the Strategic Planning<br />

Framework, a summary table (Table 2) provides trend<br />

information on performance results within each<br />

strategic goal. This is followed by a more detailed<br />

discussion of our strategy <strong>and</strong> performance results, by<br />

strategic objective within each strategic goal.<br />

Fostering innovation, competitiveness <strong>and</strong> economic growth, domestically <strong>and</strong> abroad by delivering high<br />

quality <strong>and</strong> timely examination of patent <strong>and</strong> trademark applications, guiding domestic <strong>and</strong> international<br />

intellectual property policy, <strong>and</strong> delivering intellectual property information <strong>and</strong> education worldwide,<br />

with a highly skilled, <strong>and</strong> diverse workforce.<br />

Strategic Goals with<br />

Resources Invested<br />

GOAL 1:<br />

Optimize <strong>Patent</strong> Quality<br />

<strong>and</strong> Timeliness<br />

Obligations: $2,112.7 million<br />

Total Cost: $2,079.4 million<br />

GOAL 2:<br />

Optimize Trademark Quality<br />

<strong>and</strong> Timeliness<br />

Obligations: $216.9 million<br />

Total Cost: $201.3 million<br />

GOAL 3:<br />

Provide Domestic <strong>and</strong> Global<br />

Leadership to Improve Intellectual<br />

Property Policy, Protection <strong>and</strong><br />

Enforcement Worldwide<br />

Obligations: $45.1 million<br />

Total Cost: $40.3 million<br />

MANAGEMENT GOAL:<br />

Achieve Organizational<br />

Excellence<br />

Vision<br />

Leading the Nation <strong>and</strong> the World in Intellectual Property Protection <strong>and</strong> Policy.<br />

Objectives<br />

Re-Engineer <strong>Patent</strong> Process to Increase Efficiencies <strong>and</strong> Strengthen Effectiveness<br />

Increase <strong>Patent</strong> Application Examination Capacity<br />

Improve <strong>Patent</strong> Pendency <strong>and</strong> Quality by Increasing International Cooperation<br />

<strong>and</strong> Work Sharing<br />

Measure <strong>and</strong> Improve <strong>Patent</strong> Quality<br />

Improve Appeal <strong>and</strong> Post-Grant Processes<br />

Develop <strong>and</strong> Implement the <strong>Patent</strong> End-to-End Processing System<br />

Maintain Trademark First Action Pendency on Average between 2.5 – 3.5 Months<br />

with 12.0 Months Final Pendency<br />

Continuously Monitor <strong>and</strong> Improve Trademark Quality<br />

Ensure Accuracy of Identifications of Goods <strong>and</strong> Services in Trademark Applications<br />

<strong>and</strong> Registrations<br />

Enhance Operations of Trademark Trial <strong>and</strong> Appeal Board (TTAB)<br />

Modernize IT System by Developing <strong>and</strong> Implementing the Trademark Next<br />

Generation IT System<br />

Develop a New Generation of Trademark Leaders<br />

Provide Domestic Leadership on IP Policy Issues <strong>and</strong> Development of a National IP<br />

Strategy<br />

Provide Leadership on International Policies for Improving the Protection <strong>and</strong><br />

Enforcement of IP Rights (IPR)<br />

Improve IT Infrastructure <strong>and</strong> Tools<br />

Implement a Sustainable Funding Model for Operations<br />

Improve Employee <strong>and</strong> Stakeholder Relations<br />

MANAGEMENT’S DISCUSSION AND ANALYSIS<br />

www.uspto.gov<br />

13

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