USPTO Performance and Accountability Report - U.S. Patent and ...

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84 Principal Financial Statements and Related Notes Members of the FY 2012 Performance and Accountability Report Team. From top left: Arva Adams, Mark Krieger; second row: Roger Williams, Shana Willard; third row: Walter Schlueter, Jennifer Jacobs, Dennis Detar; front: Karen Strohecker, Cheron Green, Patrick Ross. PERFORMANCE AND ACCOUNTABILITY REPORT: FISCAL YEAR 2012
United States Patent and Trademark Office Consolidated Balance Sheets As of September 30, 2012 and 2011 (Dollars in Thousands) 2012 2011 ASSETS Intragovernmental: Fund Balance with Treasury (Note 2) $ 1,726,955 $ 1,631,206 Accounts Receivable (Note 3) 36 296 Other Assets - Advances and Prepayments (Note 6) 2,450 2,053 Total Intragovernmental 1,729,441 1,633,555 Cash (Note 4) 4,331 3,091 Accounts Receivable, Net (Note 3) 715 138 Property, Plant, and Equipment, Net (Note 5) 236,980 206,628 Other Assets - Advances and Prepayments (Note 6) 10,656 10,085 Total Assets $ 1,982,123 $ 1,853,497 LIABILITIES Intragovernmental: Accounts Payable $ 5,866 $ 5,631 Accrued Payroll and Benefits 16,969 15,247 Accrued Workers’ and Unemployment Compensation 1,822 1,869 Customer Deposit Accounts (Note 7) 5,977 6,170 Total Intragovernmental 30,634 28,917 Accounts Payable 69,320 80,009 Accrued Payroll and Benefits 117,489 111,903 Accrued Leave 82,906 76,806 Customer Deposit Accounts (Note 7) 115,736 99,414 Deferred Revenue (Note 9) 830,955 845,782 Actuarial Liability (Note 10) 8,209 8,406 Total Liabilities (Note 8) $ 1,255,249 $ 1,251,237 NET POSITION Cumulative Results of Operations – Earmarked Funds (Note 14) $ 726,874 $ 602,260 Total Net Position $ 726,874 $ 602,260 Total Liabilities and Net Position $ 1,982,123 $ 1,853,497 The accompanying notes are an integral part of these consolidated financial statements. FINANCIAL SECTION www.uspto.gov 85
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uspto Performance and Accountabilit
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Table of Contents Message from the
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4 MESSAGE FROM THE UNDER SECRETARY
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Management's Discussion and Analysi
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the Patent Public Advisory Committe
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America Invents Act President Obama
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There are 11 Strategic Plan perform
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What is a patent? A patent is an in
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Strategic Goal 1: Optimize Patent Q
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OBJECTIVE 2: Increase patent applic
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FIGURE 8 Cumulative Total PPH Filin
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measure. Note that FY 2011 was the
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E-petitions allow applicants to obt
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What is a trademark or service mark
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Strategic Goal 2: Optimize Trademar
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TABLE 13 Measure: Trademark Final C
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Page 39 and 40: Strategic Goal 3: Provide Domestic
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Page 45 and 46: Providing Policy Advice and Experti
Page 47: What is management’s focus on max
Page 50 and 51: 48 MANAGEMENT’S DISCUSSION AND AN
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Page 62 and 63: 60 Accompanying Information Perform
Page 64 and 65: 62 Management Assurances and Compli
Page 70 and 71: 68 Financial Discussion and Analysi
Page 84 and 85: 82 Message from the Chief Financial
Page 88 and 89: 86 FINANCIAL SECTION United States
Page 94 and 95: 92 FINANCIAL SECTION NOTE 1. Summar
Page 96 and 97: 94 FINANCIAL SECTION NOTE 1. Summar
Page 98 and 99: 96 FINANCIAL SECTION NOTE 3. Accoun
Page 100 and 101: 98 FINANCIAL SECTION NOTE 7. Entity
Page 102 and 103: 100 FINANCIAL SECTION NOTE 10. Actu
Page 104 and 105: 102 FINANCIAL SECTION NOTE 14. Earm
Page 106 and 107: 104 FINANCIAL SECTION NOTE 15. Intr
Page 108 and 109: 106 FINANCIAL SECTION NOTE 16. Prog
Page 110 and 111: 108 FINANCIAL SECTION NOTE 17. Prog
Page 112 and 113: 110 FINANCIAL SECTION NOTE 19. Inci
Page 114 and 115: 112 FINANCIAL SECTION NOTE 21. Reco
Page 116 and 117: 114 INDEPENDENT AUDITORS’ REPORT
Page 126 and 127: 124 Inspector General’s Top Sched
Page 128 and 129: 126 OTHER ACCOMPANYING INFORMATION
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134 OTHER ACCOMPANYING INFORMATION
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166 Summary of Financial Statement
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174 FY 2012 USPTO Workload Tables I
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182 TABLE 9 UNITED STATES PATENT AP
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206 Glossary of Acronyms and Abbrev
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208 GLOSSARY OF ACRONYMS AND ABBREV
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United States Patent and Trademark
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