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USPTO Performance and Accountability Report - U.S. Patent and ...

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QUALITY CONTROL — Automated systems <strong>and</strong><br />

databases that collect, track, <strong>and</strong> store performance<br />

indicators are monitored <strong>and</strong> maintained by <strong>USPTO</strong><br />

program managers, with systems support provided by<br />

the OCIO. Each system, such as the <strong>Patent</strong> Application<br />

Location <strong>and</strong> Monitoring or Trademark <strong>Report</strong>ing And<br />

Application Monitoring, incorporates internal program<br />

edits to control the accuracy of supporting data.<br />

The edits typically evaluate data for reasonableness,<br />

consistency, <strong>and</strong> accuracy. Crosschecks between<br />

other internal automated systems also provide assurances<br />

of data reasonableness <strong>and</strong> consistency.<br />

In addition to internal monitoring of each system,<br />

experts outside of the business units routinely monitor<br />

the data-collection methodology. The OCFO is responsible<br />

for monitoring the agency’s performance,<br />

providing direction <strong>and</strong> support on data collection<br />

methodology <strong>and</strong> analysis, ensuring that data quality<br />

checks are in place, <strong>and</strong> reporting performance<br />

management data.<br />

DATA ACCURACY — The <strong>USPTO</strong> conducts verification<br />

<strong>and</strong> validation of performance measures periodically<br />

to ensure quality, reliability, <strong>and</strong> credibility.<br />

At the beginning of each fiscal year, <strong>and</strong> at various<br />

points throughout the reporting or measurement<br />

period, sampling techniques <strong>and</strong> sample counts are<br />

reviewed <strong>and</strong> adjusted to ensure data are statistically<br />

reliable for making inferences about the population<br />

as a whole. Data analyses are also conducted to<br />

assist the business units in interpreting program data,<br />

such as the identification of statistically significant<br />

trends <strong>and</strong> underlying factors that may be impacting<br />

a specific performance indicator. For examination<br />

quality measures, the review programs themselves<br />

are assessed in terms of reviewer variability, data entry<br />

errors, <strong>and</strong> various potential biases.<br />

MANAGEMENT’S DISCUSSION AND ANALYSIS<br />

Commissioner’s <strong>Performance</strong> for FY 2012<br />

The AIPA, Title VI, Subtitle G, the <strong>Patent</strong> <strong>and</strong> Trademark<br />

Office Efficiency Act, requires that an annual performance<br />

agreement be established between the<br />

Commissioner for <strong>Patent</strong>s <strong>and</strong> the Secretary of<br />

Commerce, <strong>and</strong> the Commissioner for Trademarks<br />

<strong>and</strong> the Secretary of Commerce. The Commissioners<br />

for <strong>Patent</strong>s <strong>and</strong> Trademarks have FY 2012 performance<br />

agreements with the Secretary of Commerce,<br />

which outline the measurable organizational goals<br />

<strong>and</strong> objectives for which they are responsible.<br />

They may be awarded a bonus, based upon an<br />

evaluation of their performance as defined in the<br />

agreement, of up to 50 percent of their base salary.<br />

The results achieved in FY 2011 are documented in<br />

this report. FY 2012 bonus information is currently not<br />

available. For FY 2011, the Commissioner for <strong>Patent</strong>s<br />

was awarded a bonus of 13.9 percent of base salary<br />

<strong>and</strong> the Commissioner for Trademarks a bonus of<br />

13.9 percent of base salary.<br />

www.uspto.gov<br />

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