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USPTO Performance and Accountability Report - U.S. Patent and ...

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168<br />

OTHER ACCOMPANYING INFORMATION<br />

Improper Payment Reduction Outlook (Dollars in Millions)<br />

FY 2011 FY 2012 FY 2013 FY 2014 FY 2015<br />

Outlays Improper Improper Outlays Improper Improper Estimated Estimated Estimated<br />

Payment Payment<br />

Payment Payment Outlays Outlays Outlays<br />

Program<br />

Percent Dollars<br />

Percent Dollars<br />

<strong>Patent</strong> $ 1,886 0.00% $ — $ 2,090 0.05% $ 1.10 $ 2,474 $ 2,660 $ 2,738<br />

Trademark 189 0.00% — 202 0.05% 0.10 240 258 265<br />

Intellectual<br />

Property<br />

42 0.00% — 40 0.05% 0.02 47 51 52<br />

Total $ 2,117 0.00% $ — $ 2,332 0.05% $ 1.22 $ 2,761 $ 2,969 $ 3,055<br />

During FY 2012, the <strong>USPTO</strong> entered into an agreement<br />

with the DOC to use an existing contract for recovery<br />

audit services. The audit was limited to obligations<br />

closed after September 30, 2009 <strong>and</strong> through April 30,<br />

2012, <strong>and</strong> greater than $0.1 million. Further excluded<br />

were grants, travel payments, payments to employees,<br />

purchase card transactions, inter-agency agreements,<br />

government bills of lading, <strong>and</strong> gift <strong>and</strong><br />

bequest transactions.<br />

The audit is currently underway. To-date, the audit has<br />

not resulted in any invoices that have been identified<br />

as potentially recoverable improper payments.<br />

No amounts were recovered as of the end of FY 2012.<br />

PERFORMANCE AND ACCOUNTABILITY REPORT: FISCAL YEAR 2012<br />

FY 2012 Summary of Recovery Audit Effort<br />

(Dollars in Millions)<br />

Amount subject to review $ 578.2<br />

# of invoices 9,489<br />

In FY 2012, the <strong>USPTO</strong> continued its reporting procedures<br />

to senior management <strong>and</strong> to the Department<br />

of Commerce on improper payments, identifying the<br />

nature <strong>and</strong> magnitude of any improper payments,<br />

along with any necessary control enhancements to<br />

prevent further occurrences of the types of improper<br />

payments identified.

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