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Managing Personnel Records - International Records Management ...

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last employing department. In either case, the central authority responsible should be<br />

informed. The pensions department should maintain a record of the date of<br />

retirement.<br />

Even if the individual is not dismissed, the full record of dismissal proceeding should<br />

be retained for any statutory period required, which may be 3 to 5 years.<br />

ATTENDANCE, ANNUAL LEAVE AND SICK<br />

LEAVE<br />

Systems should be in place to check on attendance, annual leave and sick leave. All<br />

of these systems should be monitored by the personnel department and, where<br />

necessary, used to promote improved performance in these areas.<br />

Continuing poor attendance or abuse of annual leave may result in disciplinary<br />

proceedings. Excessive sick leave may result in referring the employee to the civil<br />

service’s medical advisor or appropriate health office.<br />

<strong>Records</strong> Issues<br />

It is important that records are kept by the personnel department to substantiate any<br />

cases that may arise during the employee’s employment or even during retirement.<br />

REDUNDANCY<br />

As mentioned earlier, redundancy or ‘retrenchment’ has in recent years become a<br />

significant factor as governments world-wide seek to reduce the size and scope of<br />

government. New employment legislation is often passed to assist this process. Good<br />

practice requires that schemes to encourage voluntary redundancy should be<br />

established and that compulsory redundancy should only be used as a last resort.<br />

Where compulsory redundancy is being considered, there should be negotiations with<br />

the staff representatives to determine the principles on which redundancy decisions<br />

will be made.<br />

MANAGING PERSONNEL RECORDS<br />

41

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