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GUIDE WAVE ANALYSIS AND FORECASTING - WMO

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7.1 Introduction<br />

The evolution of waves in deep water, as treated in<br />

Chapter 3, is dominated by wind and by propagation<br />

along straight lines (or great circles on the globe). When<br />

waves approach the coast, they are affected by the<br />

bottom, currents and, very close to shore, also by obstacles,<br />

such as headlands, breakwaters, etc., the effects of<br />

which usually dominate — surpassing the effects of the<br />

local wind — and the resulting wave propagation is no<br />

longer along straight lines.<br />

When approaching the continental shelf from the<br />

ocean the initial effects of the bottom on the waves are<br />

not dramatic. In fact, they will hardly be noticeable until<br />

the waves reach a depth of less than about 100 m (or<br />

rather, when the depth is about one-quarter of the wavelength).<br />

The first effect is that the forward speed of the<br />

waves is reduced. This generally leads to a slight turning<br />

of the wave direction (refraction) and to a shortening of<br />

the wavelength (shoaling) which in turn may lead to a<br />

slight increase or decrease in wave height. Wind generation<br />

may be enhanced somewhat as the ratio of wind<br />

speed over wave speed increases when the waves slow<br />

down. However, this is generally masked by energy loss<br />

due to bottom friction. These effects will be relatively<br />

mild in the intermediate depths of around 100 m but they<br />

will accumulate so that, if nothing else happens, they<br />

will become noticeable as the distances increase.<br />

When the waves approach the coast from intermediate<br />

water depth and enter shallow water of 25 m or less,<br />

bottom effects are generally so strong (refraction and<br />

dissipation) that they dominate any wind generation. The<br />

above effects of refraction and shoaling will intensify and<br />

energy loss due to bottom friction will increase. All this<br />

suggests that the wave height tends to decrease but propagation<br />

effects may focus energy in certain regions,<br />

resulting in higher rather than lower waves. However, the<br />

same propagation effects may also defocus wave energy,<br />

resulting in lower waves. In short, the waves may vary<br />

considerably as they approach the coast.<br />

In the near-shore zone, obstacles in the shape of<br />

headlands, small islands, rocks and reefs and breakwaters<br />

are fairly common. These obviously interrupt the<br />

propagation of waves and sheltered areas are thus<br />

created. The sheltering is not perfect. Waves will penetrate<br />

such areas from the sides. This is due to the<br />

short-crestedness of the waves and also due to refraction<br />

which is generally strong in near-shore regions. When<br />

the sheltering is very effective (e.g. behind breakwaters)<br />

waves will also turn into these sheltered regions by radi-<br />

CHAPTER 7<br />

<strong>WAVE</strong>S IN SHALLOW WATER<br />

L. Holthuijsen: editor<br />

ation from the areas with higher waves (diffraction).<br />

When finally the waves reach the coast, all shallow<br />

water effects intensify further with the waves ending up<br />

in the surf zone or crashing against rocks or reefs.<br />

Very often near the coast the currents become appreciable<br />

(more than 1 m/s, say). These currents may be<br />

generated by tides or by the discharge from rivers entering<br />

the sea. In these cases the currents may affect waves in<br />

roughly the same sense as the bottom (i.e. shoaling,<br />

refraction, diffraction, wave breaking). Indeed, waves<br />

themselves may generate currents and sea-level changes.<br />

This is due to the fact that the loss of energy from the<br />

waves creates a force on the ambient water mass, particularly<br />

in the breaker zone near a beach where long-shore<br />

currents and rip-currents may thus be generated.<br />

7.2 Shoaling<br />

Shoaling is the effect of the bottom on waves propagating<br />

into shallower water without changing direction.<br />

Generally this results in higher waves and is best demonstrated<br />

when the wave crests are parallel with the bottom<br />

contours as described below.<br />

When waves enter shallow water, both the phase<br />

velocity (the velocity of the wave profile) and the group<br />

velocity (the velocity of wave energy propagation) change.<br />

This is obvious from the linear wave theory for a sinusoidal<br />

wave with small amplitude (see also Section 1.2.5):<br />

(7.1)<br />

with wavenumber k = 2π/λ (with λ as wavelength),<br />

frequency ω = 2π/T (with T as wave period), local<br />

depth, h, and gravitational acceleration, g. These<br />

waves are called “dispersive” as their phase speed<br />

depends on the frequency. The propagation speed of<br />

the wave energy (group speed cg) is cg = βcphase with<br />

β = 1 ω g<br />

cphase<br />

= = tanh( kh)<br />

k k<br />

/2 + kh/sinh (2kh). For very shallow water (depth<br />

less than λ/25) both the phase speed and the group speed<br />

reduce to cphase = cg = √(gh), independent of frequency.<br />

These waves are therefore called “non-dispersive”.<br />

The change in wave height due to shoaling (without<br />

refraction) can be readily obtained from an energy balance.<br />

In the absence of wave dissipation, the total transport of<br />

wave energy is not affected, so that the rate of change<br />

along the path of the wave is zero (stationary conditions):<br />

d<br />

ds cg E ( ) = 0,<br />

(7.2)<br />

where c gE is the energy flux per unit crest length (energy<br />

E = ρ wgH 2 /8, for wave height H) and s is the coordinate

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