Enabling Processes

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218 : ENABLING PROCESSES Figure 14—COBIT 4.1 Control Objectives Mapped to COBIT 5 (cont.) COBIT 4.1 Control Objective Covered in COBIT 5 by: PO4.5 IT Organisational Structure APO01.01 PO4.6 Establishment of Roles and Responsibilities APO01.02 PO4.7 Responsibility for IT Quality Assurance APO11.01 PO4.8 Responsibility for Risk, Security and Compliance Deleted—these specific roles are no longer explicitly specified as a practice. PO4.9 Data and System Ownership APO01.06 PO4.10 Supervision APO01.02 PO4.11 Segregation of Duties APO01.02; DSS08.02 PO4.12 IT Staffing APO07.01 PO4.13 Key IT Personnel APO07.02 PO4.14 Contracted Staff Policies and Procedures APO07.06 PO4.15 Relationships APO01.01 PO5.1 Financial Management Framework APO06.01 PO5.2 Prioritisation Within IT Budget APO06.02 PO5.3 IT Budgeting APO06.03 PO5.4 Cost Management APO06.04-05 PO5.5 Benefit Management APO05.06 PO6.1 IT Policy and Control Environment APO01.03 PO6.2 Enterprise IT Risk and Control Framework EDM03.02; APO01.03 PO6.3 IT Policies Management APO01.03; APO01.08 PO6.4 Policy, Standards and Procedures Rollout APO01.03; APO01.08 PO6.5 �� APO01.04 PO7.1 Personnel Recruitment and Retention APO07.01; APO07.05 PO7.2 Personnel Competencies APO07.03 PO7.3 Staffing of Roles APO01.02; APO07.01 PO7.4 Personnel Training APO07.03 PO7.5 Dependence Upon Individuals APO07.02 PO7.6 Personnel Clearance Procedures APO07.01; APO07.06 PO7.7 Employee Job Performance Evaluation APO07.04 PO7.8 Job Change and Termination APO07.01 PO8.1 Quality Management System APO11.01 PO8.2 IT Standards and Quality Practices APO11.02 PO8.3 Development and Acquisition Standards APO11.02; APO11.05 PO8.4 Customer Focus APO11.03 PO8.5 Continuous Improvement APO11.06 PO8.6 Quality Measurement, Monitoring and Review APO11.04 PO9.1 IT Risk Management Framework EDM03.02; APO01.03 PO9.2 Establishment of Risk Context APO12.03 PO9.3 Event Identification APO12.01; APO12.03 PO9.4 Risk Assessment APO12.02; APO12.04 PO9.5 Risk Response APO12.06 PO9.6 Maintenance and Monitoring of a Risk Action Plan APO12.04-05 PO10.1 Programme Management Framework BAI01.01 PO10.2 �� BAI01.01 PO10.3 �� BAI01.01 Personal Copy of: Mr. Dong Hong Wang
APPENDIX A MAPPING BETWEEN COBIT 5 AND LEGACY ISACA FRAMEWORKS Figure 14—COBIT 4.1 Control Objectives Mapped to COBIT 5 (cont.) COBIT 4.1 Control Objective Covered in COBIT 5 by: PO10.4 Stakeholder Commitment BAI01.03 PO10.5 �� BAI01.07 PO10.6 �� BAI01.07 PO10.7 �� BAI01.08 PO10.8 �� BAI01.08 PO10.9 �� BAI01.10 PO10.10 �� BAI01.09 PO10.11 �� BAI01.11 PO10.12 �� BAI01.08 PO10.13 �� BAI01.06; BAI01.11 PO10.14 �� BAI01.13 AI1.1 Definition and Maintenance of Business Functional and Technical Requirements BAI02.01 AI1.2 Risk Analysis Report BAI02.03 AI1.3 Feasibility Study and Formulation of Alternative Courses of Action BAI02.02 AI1.4 Requirements and Feasibility Decision and Approval BAI02.04 AI2.1 High-level Design BAI03.01 AI2.2 Detailed Design BAI03.02 AI2.3 Application Control and Auditability BAI03.05 AI2.4 Application Security and Availability BAI03.01-03; BAI03.05 AI2.5 Configuration and Implementation of Acquired Application Software BAI03.03; BAI03.05 AI2.6 �� BAI03.10 AI2.7 Development of Application Software BAI03.03-04 AI2.8 Software Quality Assurance BAI03.06 AI2.9 Applications Requirements Management BAI03.09 AI2.10 Application Software Maintenance BAI03.10 AI3.1 Technological Infrastructure Acquisition Plan BAI03.04 AI3.2 Infrastructure Resource Protection and Availability BAI03.03; DSS02.03 AI3.3 Infrastructure Maintenance BAI03.10 AI3.4 Feasibility Test Environment BAI03.07-08 AI4.1 Planning for Operational Solutions BAI05.05 AI4.2 Knowledge Transfer to Business Management BAI08.01-04 AI4.3 Knowledge Transfer to End Users BAI08.01-04 AI4.4 Knowledge Transfer to Operations and Support Staff BAI08.01-04 AI5.1 Procurement Control BAI03.04 AI5.2 Supplier Contract Management APO10.01; APO10.03 AI5.3 Supplier Selection APO10.02 AI5.4 IT Resources Acquisition APO10.03 AI6.1 Change Standards and Procedures BAI06.01-04 AI6.2 Impact Assessment, Prioritisation and Authorisation BAI06.01 AI6.3 Emergency Changes BAI06.02 AI6.4 Change Status Tracking and Reporting BAI06.03 AI6.5 Change Closure and Documentation BAI06.04 AI7.1 Training BAI05.05 AI7.2 Test Plan BAI07.01; BAI07.03 Personal Copy of: Mr. Dong Hong Wang 219
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Enabling Processes Personal Copy of
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ACKNOWLEDGEMENTS ISACA wishes to re
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ACKNOWLEDGEMENTS (CONT.) ACKNOWLEDG
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TABLE OF CONTENTS TABLE OF CONTENTS
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LIST OF FIGURES LIST OF FIGURES Fig
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CHAPTER 1 INTRODUCTION CHAPTER 1 IN
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CHAPTER 2. THE GOALS CASCADE AND ME
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CHAPTER 3 THE COBIT 5 PROCESS MODEL
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Enabler Performance Management CHAP
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CHAPTER 4 THE COBIT 5 PROCESS REFER
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CHAPTER 5 COBIT 5 PROCESS REFERENCE
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Generic Guidance for Processes CHAP
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EDM02 Process Practices, Inputs/Out
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EDM03 Process Practices, Inputs/Out
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APO01 Process Practices, Inputs/Out
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APO04 Manage Innovation (cont.) CHA
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APO13 Manage Security Process Descr
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BAI01 Process Practices, Inputs/Out
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Page 167 and 168: CHAPTER 5 COBIT 5 PROCESS REFERENCE
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Page 217: APPENDIX A MAPPING BETWEEN COBIT 5
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Page 229 and 230: Deliver, Service and Support Monito
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Enabling Processes

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