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<str<strong>on</strong>g>WHO</str<strong>on</strong>g> GUIDELINES ON HAND HYGIENE IN HEALTH CARE<br />

11.3 Alcohols<br />

Most alcohol-based hand antiseptics c<strong>on</strong>ta<strong>in</strong> either ethanol,<br />

isopropanol or n-propanol, or a comb<strong>in</strong>ati<strong>on</strong> of two of these<br />

products. C<strong>on</strong>centrati<strong>on</strong>s are given as either percentage<br />

of volume (= ml/100 ml, abbreviated % v/v), percentage of<br />

weight (= g/100 g, abbreviated % m/m), or percentage of<br />

weight/volume (= g/100 ml, abbreviated % m/v). Studies of<br />

alcohols have evaluated either <strong>in</strong>dividual alcohols <strong>in</strong> vary<strong>in</strong>g<br />

c<strong>on</strong>centrati<strong>on</strong>s (most studies), comb<strong>in</strong>ati<strong>on</strong>s of two alcohols, or<br />

alcohol soluti<strong>on</strong>s c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g small amounts of hexachlorophene,<br />

quaternary amm<strong>on</strong>ium compounds (QAC), povid<strong>on</strong>e-iod<strong>in</strong>e,<br />

triclosan or CHG. 137,221,267-286<br />

The antimicrobial activity of alcohols results from their ability<br />

to denature prote<strong>in</strong>s. 287 Alcohol soluti<strong>on</strong>s c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g 60–80%<br />

alcohol are most effective, with higher c<strong>on</strong>centrati<strong>on</strong>s be<strong>in</strong>g<br />

less potent. 288,289 This paradox results from the fact that prote<strong>in</strong>s<br />

are not denatured easily <strong>in</strong> the absence of water. 287 The alcohol<br />

c<strong>on</strong>tent of soluti<strong>on</strong>s may be expressed as a percentage by<br />

weight (m/m), which is not affected by temperature or other<br />

variables, or as a percentage by volume (v/v), which may<br />

be affected by temperature, specific gravity and reacti<strong>on</strong><br />

c<strong>on</strong>centrati<strong>on</strong>. 290 For example, 70% alcohol by weight is<br />

equivalent to 76.8% by volume if prepared at 15 ºC, or 80.5%<br />

if prepared at 25 ºC. 290 Alcohol c<strong>on</strong>centrati<strong>on</strong>s <strong>in</strong> antiseptic<br />

handrubs are often expressed as a percentage by volume. 198<br />

Alcohols have excellent <strong>in</strong> vitro germicidal activity aga<strong>in</strong>st<br />

Gram-positive and Gram-negative vegetative bacteria (<strong>in</strong>clud<strong>in</strong>g<br />

multidrug-resistant pathogens such as MRSA and VRE), M.<br />

tuberculosis, and a variety of fungi. 287-289,291-296 However, they<br />

have virtually no activity aga<strong>in</strong>st bacterial spores or protozoan<br />

oocysts, and very poor activity aga<strong>in</strong>st some n<strong>on</strong>-enveloped<br />

(n<strong>on</strong>-lipophilic) viruses. In tropical sett<strong>in</strong>gs, the lack of activity<br />

aga<strong>in</strong>st parasites is a matter of c<strong>on</strong>cern about the opportunity<br />

to promote the extensive use of alcohol-based handrubs,<br />

<strong>in</strong>stead of handwash<strong>in</strong>g, which may at least guarantee a<br />

mechanical removal effect.<br />

Some enveloped (lipophilic) viruses such as herpes simplex<br />

virus (HSV), HIV, <strong>in</strong>fluenza virus, RSV, and vacc<strong>in</strong>ia virus are<br />

susceptible to alcohols when tested <strong>in</strong> vitro (Table I.11.5). 297<br />

Other enveloped viruses that are somewhat less susceptible,<br />

but are killed by 60–70% alcohol, <strong>in</strong>clude hepatitis B virus<br />

(HBV) and probably hepatitis C virus. 298 In a porc<strong>in</strong>e tissue<br />

carrier model used to study antiseptic activity, 70% ethanol and<br />

70% isopropanol were found to reduce titres of an enveloped<br />

bacteriophage more effectively than an antimicrobial soap<br />

c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g 4% CHG. 192<br />

Numerous studies have documented the <strong>in</strong> vivo antimicrobial<br />

activity of alcohols. Early quantitative studies of the effects of<br />

antiseptic handrubs established that alcohols effectively reduce<br />

bacterial counts <strong>on</strong> hands. 63,288,292,299 Typically, log reducti<strong>on</strong>s<br />

of the release of test bacteria from artificially c<strong>on</strong>tam<strong>in</strong>ated<br />

hands average 3.5 log 10<br />

after a 30-sec<strong>on</strong>d applicati<strong>on</strong>, and<br />

4.0–5.0 log 10<br />

after a 1-m<strong>in</strong>ute applicati<strong>on</strong>. 48 In 1994, the<br />

FDA TFM classified ethanol 60–95% as a generally safe and<br />

effective active agent for use <strong>in</strong> antiseptic hand hygiene or<br />

HCW handwash products. 198 Although the TFM c<strong>on</strong>sidered that<br />

there were <strong>in</strong>sufficient data to classify isopropanol 70–91.3%<br />

as effective, 60% isopropanol has subsequently been adopted<br />

<strong>in</strong> Europe as the reference standard aga<strong>in</strong>st which alcoholbased<br />

handrub products are compared 201 (see Part I, Secti<strong>on</strong><br />

10.1.1). Although n-propanol is found <strong>in</strong> some hand sanitizers <strong>in</strong><br />

Europe, 300 it is not <strong>in</strong>cluded by the TFM <strong>in</strong> the list of approved<br />

active agents for hand antisepsis and surgical hand preparati<strong>on</strong><br />

<strong>in</strong> the USA. 58<br />

Alcohols are rapidly germicidal when applied to the sk<strong>in</strong>, but<br />

have no appreciable persistent (residual) activity. However,<br />

regrowth of bacteria <strong>on</strong> the sk<strong>in</strong> occurs slowly after use<br />

of alcohol-based hand antiseptics, presumably because<br />

of the sub-lethal effect alcohols have <strong>on</strong> some of the sk<strong>in</strong><br />

bacteria. 301,302 Additi<strong>on</strong> of chlorhexid<strong>in</strong>e, quaternary amm<strong>on</strong>ium<br />

compounds, octenid<strong>in</strong>e or triclosan to alcohol-based<br />

formulati<strong>on</strong>s can result <strong>in</strong> persistent activity. 48 A synergistic<br />

comb<strong>in</strong>ati<strong>on</strong> of a humectant (octoxyglycer<strong>in</strong>e) and preservatives<br />

has resulted <strong>in</strong> prol<strong>on</strong>ged activity aga<strong>in</strong>st transient pathogens. 303<br />

Nevertheless, a recent study <strong>on</strong> bacterial populati<strong>on</strong> k<strong>in</strong>etics <strong>on</strong><br />

gloved hands follow<strong>in</strong>g treatment with alcohol-based handrubs<br />

with and without supplements (either CHG or mecetr<strong>on</strong>ium<br />

etilsulfate) c<strong>on</strong>cluded that the c<strong>on</strong>tributi<strong>on</strong> of supplements to the<br />

delay of bacterial regrowth <strong>on</strong> gloved hands appeared m<strong>in</strong>or. 227<br />

Alcohols, when used <strong>in</strong> c<strong>on</strong>centrati<strong>on</strong>s present <strong>in</strong> alcoholbased<br />

handrubs, also have <strong>in</strong> vivo activity aga<strong>in</strong>st a number<br />

of n<strong>on</strong>-enveloped viruses (Table I.11.5). For example, <strong>in</strong> vivo<br />

studies us<strong>in</strong>g a f<strong>in</strong>gerpad model have dem<strong>on</strong>strated that<br />

70% isopropanol and 70% ethanol were more effective<br />

than medicated soap or n<strong>on</strong>-medicated soap <strong>in</strong> reduc<strong>in</strong>g<br />

rotavirus titres <strong>on</strong> f<strong>in</strong>gerpads. 257,304 A more recent study us<strong>in</strong>g<br />

the same test methods evaluated a commercially available<br />

product c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g 60% ethanol, and found that the product<br />

reduced the <strong>in</strong>fectivity titres of three n<strong>on</strong>-enveloped viruses<br />

(rotavirus, adenovirus, and rh<strong>in</strong>ovirus) by 3 to 4 logs. 305 Other<br />

n<strong>on</strong>-enveloped viruses such as hepatitis A and enteroviruses<br />

(e.g. poliovirus) may require 70–80% alcohol to be reliably<br />

<strong>in</strong>activated. 306,307 It is worth not<strong>in</strong>g that both 70% ethanol and a<br />

62% ethanol foam product with humectants reduced hepatitis A<br />

virus titres <strong>on</strong> whole hands or f<strong>in</strong>gertips to a greater degree than<br />

n<strong>on</strong>-medicated soap, and both reduced viral counts <strong>on</strong> hands<br />

to about the same extent as antimicrobial soap c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g 4%<br />

CHG. 308 The same study found that both 70% ethanol and<br />

the 62% ethanol foam product dem<strong>on</strong>strated greater virucidal<br />

activity aga<strong>in</strong>st poliovirus than either n<strong>on</strong>-antimicrobial soap<br />

or a 4% CHG-c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g soap. 308 However, depend<strong>in</strong>g <strong>on</strong> the<br />

alcohol c<strong>on</strong>centrati<strong>on</strong>, time, and viral variant, alcohol may not<br />

be effective aga<strong>in</strong>st hepatitis A and other n<strong>on</strong>-lipophilic viruses.<br />

Schurmann c<strong>on</strong>cluded that the <strong>in</strong>activati<strong>on</strong> of naked (n<strong>on</strong>enveloped)<br />

viruses is <strong>in</strong>fluenced by temperature, the ratio of<br />

dis<strong>in</strong>fectant to virus volume, and prote<strong>in</strong> load. 309 Various 70%<br />

alcohol soluti<strong>on</strong>s (ethanol, n-propanol, isopropanol) were tested<br />

aga<strong>in</strong>st a surrogate of norovirus and ethanol with 30-sec<strong>on</strong>d<br />

exposure dem<strong>on</strong>strated virucidal activity superior to the<br />

others. 310 In a recent experimental study, ethyl alcohol-based<br />

products showed significant reducti<strong>on</strong>s of the tested surrogate<br />

for a n<strong>on</strong>-enveloped human virus; however, activity was not<br />

superior to n<strong>on</strong>-antimicrobial or tap/faucet water c<strong>on</strong>trols 311 .<br />

In general, ethanol has greater activity aga<strong>in</strong>st viruses than<br />

isopropanol 70 . Further <strong>in</strong> vitro and <strong>in</strong> vivo studies of both alcoholbased<br />

formulati<strong>on</strong>s and antimicrobial soaps are warranted to<br />

establish the m<strong>in</strong>imal level of virucidal activity that is required to<br />

<strong>in</strong>terrupt direct c<strong>on</strong>tact transmissi<strong>on</strong> of viruses <strong>in</strong> health-care<br />

sett<strong>in</strong>gs.<br />

32

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