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Physical Principles of Electron Microscopy: An Introduction to TEM ...

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The Scanning <strong>Electron</strong> Microscope 147<br />

The large SEM depth <strong>of</strong> field is seen <strong>to</strong> be a direct result <strong>of</strong> the relatively<br />

small convergence angle � <strong>of</strong> the electron probe, which in turn is dictated by<br />

the need <strong>to</strong> limit probe broadening due <strong>to</strong> spherical and chromatic aberration.<br />

As shown in Fig. 5-19a,<br />

��D/(2v) (5.6)<br />

According <strong>to</strong> Eqs. (5.5) and (5.6), the depth <strong>of</strong> field �v can be increased by<br />

increasing v or reducing D , although in either case there may be some loss<br />

<strong>of</strong> resolution because <strong>of</strong> increased diffraction effects (see page 4). Most<br />

SEMs allow the working distance <strong>to</strong> be changed, by height adjustment <strong>of</strong> the<br />

specimen relative <strong>to</strong> the lens column. Some microscopes also provide a<br />

choice <strong>of</strong> objective diaphragm, with apertures <strong>of</strong> more than one diameter.<br />

Because <strong>of</strong> the large depth <strong>of</strong> field, the SEM specimen can be tilted<br />

away from the horizontal and <strong>to</strong>ward the SE detec<strong>to</strong>r (<strong>to</strong> increase SE yield)<br />

without <strong>to</strong>o much loss <strong>of</strong> resolution away from the center <strong>of</strong> the image. Even<br />

so, this effect can be reduced <strong>to</strong> zero (in principle) by a technique called<br />

dynamic focusing. It involves applying the x- and/or y-scan signal (with an<br />

appropriate amplitude, which depends on the angle <strong>of</strong> tilt) <strong>to</strong> the objectivecurrent<br />

power supply, in order <strong>to</strong> ensure that the specimen surface remains in<br />

focus at all times during the scan. This procedure can be regarded as an<br />

adaptation <strong>of</strong> Maxwell’s third rule <strong>of</strong> focusing (see Chapter 2) <strong>to</strong> deal with a<br />

non-perpendicular image plane. No similar option is available in the <strong>TEM</strong>,<br />

where the post-specimen lenses image all object points simultaneously.<br />

5.7 SEM Specimen Preparation<br />

One major advantage <strong>of</strong> the SEM (in comparison <strong>to</strong> a <strong>TEM</strong>) is the ease <strong>of</strong><br />

specimen preparation, a result <strong>of</strong> the fact that the specimen does not have <strong>to</strong><br />

be made thin. In fact, many conducting specimens require no special<br />

preparation before examination in the SEM. On the other hand, specimens <strong>of</strong><br />

insulating materials do not provide a path <strong>to</strong> ground for the specimen current<br />

Is and may undergo electrostatic charging when exposed <strong>to</strong> the electron<br />

probe. As is evident from Eq. (5.4), this current can be <strong>of</strong> either sign,<br />

depending on the values <strong>of</strong> the backscattering coefficient � and secondaryelectron<br />

yield �. Therefore, the local charge on the specimen can be positive<br />

or negative. Negative charge presents a more serious problem, as it repels<br />

the incident electrons and deflects the scanning probe, resulting in image<br />

dis<strong>to</strong>rtion or fluctuations in image intensity.<br />

One solution <strong>to</strong> the charging problem is <strong>to</strong> coat the surface <strong>of</strong> the SEM<br />

specimen with a thin film <strong>of</strong> metal or conducting carbon. This is done in<br />

vacuum, using the evaporation or sublimation technique already discussed in

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