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Physical Principles of Electron Microscopy: An Introduction to TEM ...

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158 Chapter 6<br />

Many-electron a<strong>to</strong>ms represent a difficult theoretical problem because, in<br />

a classical (particle) model, the distance between the different orbiting<br />

electrons is always changing. In any event, a more realistic conception <strong>of</strong> the<br />

a<strong>to</strong>m uses wave mechanics, treating the a<strong>to</strong>mic electrons as de Broglie<br />

waves. <strong>An</strong>alysis then involves solving the Schrödinger wave equation <strong>to</strong><br />

determine the electron wavefunctions, represented by orbitals (pictured as<br />

charge-density clouds) that replace the concept <strong>of</strong> particle orbits. <strong>An</strong> exact<br />

solution is possible for hydrogen and results in binding energies that are<br />

identical <strong>to</strong> those predicted by Eq. (6.4). Approximate methods are used for<br />

the other elements, and in many cases the calculated energy levels are<br />

reasonably close <strong>to</strong> those determined from optical spectroscopy.<br />

Other wave-mechanical principles determine the maximum number <strong>of</strong><br />

electrons in each a<strong>to</strong>mic shell: 2 for the innermost K-shell, 8 for the L-shell,<br />

18 for the M-shell and so forth. Because an a<strong>to</strong>m in its ground state<br />

represents the minimum-energy configuration, electrons fill these shells in<br />

sequence (with increasing a<strong>to</strong>mic number), starting with the K-shell.<br />

As indicated by Table 6-1, the measured energy levels differ substantially<br />

between different elements, resulting in pho<strong>to</strong>n energies (always a difference<br />

in energy between two a<strong>to</strong>mic shells) that can be used <strong>to</strong> identify each<br />

element. Except for H, He, and Li, these pho<strong>to</strong>n energies are above 100 eV<br />

and lie within the x-ray region <strong>of</strong> the electromagnetic spectrum.<br />

6.2 X-ray Emission Spectroscopy<br />

When a primary electron enters a <strong>TEM</strong> or SEM specimen, it has a (small)<br />

probability <strong>of</strong> being scattered inelastically by an inner-shell (e.g. K-shell)<br />

electron, causing the latter <strong>to</strong> undergo a transition <strong>to</strong> a higher-energy orbit<br />

(or wave-mechanical state) and leaving the a<strong>to</strong>m with an electron vacancy<br />

(hole) in its inner shell. However, the scattering a<strong>to</strong>m remains in this excited<br />

state for only a very brief period <strong>of</strong> time: within about 10 -15 s, one <strong>of</strong> the<br />

other a<strong>to</strong>mic electrons fills the inner-shell vacancy by making a downward<br />

transition from a higher energy level, as in Fig. 6-1b. In this de-excitation<br />

process, energy can be released in the form <strong>of</strong> a pho<strong>to</strong>n whose energy (hf ) is<br />

given roughly by Eq. (6.5) but more accurately by the actual difference in<br />

binding energy between the upper and lower levels.<br />

The energy <strong>of</strong> this characteristic x-ray pho<strong>to</strong>n therefore depends on the<br />

a<strong>to</strong>mic number Z <strong>of</strong> the a<strong>to</strong>m involved and on the quantum numbers (nl , nu)<br />

<strong>of</strong> the energy levels involved in the electron transition. Characteristic x-rays<br />

can be classified according <strong>to</strong> the following his<strong>to</strong>rical scheme. The electron<br />

shell in which the original inner-shell vacancy was created, which<br />

corresponds <strong>to</strong> the quantum number nl , is represented by an upper-case

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