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Physical Principles of Electron Microscopy: An Introduction to TEM ...

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Appendix<br />

MATHEMATICAL DERIVATIONS<br />

A.1 The Schottky Effect<br />

The reduction �� in the surface-barrier height with applied electric field<br />

(Schottky effect) can be calculated by first considering the case where the<br />

extraction field is zero. When an electron leaves the conducting cathode, it<br />

generates (within the vacuum) its own electric field, which arrives<br />

perpendicular <strong>to</strong> the surface <strong>of</strong> the conduc<strong>to</strong>r and induces an equal and<br />

opposite charge +e that is distributed over the cathode surface (Fig. A-1a).<br />

The field lines outside the cathode are the same as those generated by an<br />

electrostatic dipole, obtained by replacing the cathode by a point charge +e<br />

located at an equal distance z inside the surface; see Fig. A-1b. The electron<br />

therefore experiences an attractive force given by Coulomb’s law:<br />

F(z) = K (�e)(+e)/(2z) 2<br />

(A.1)<br />

in which K = 1/(4��0) = 9.0 � 10 9 N m 2 C -2 is the Coulomb constant. The<br />

negative sign <strong>of</strong> F(z) indicates that the force acts in the –z direction, <strong>to</strong>ward<br />

the surface.<br />

With voltage applied <strong>to</strong> an extraction electrode, an additional field –Ee is<br />

created (in the –z-direction) that gives rise <strong>to</strong> a force Fe = –e(–Ee) = +eEe.<br />

The positive sign <strong>of</strong> Fe denotes that this extraction force acts in the +z<br />

direction. The <strong>to</strong>tal force is therefore:<br />

F = F(z) + Fe = �(K/4) (e 2 /z 2 ) + e Ee<br />

(A.2)

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