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AstraZeneca Annual Report and Form 20-F Information 2011

AstraZeneca Annual Report and Form 20-F Information 2011

AstraZeneca Annual Report and Form 20-F Information 2011

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Shareholder <strong>Information</strong>> For shares listed on the LSE the reported high <strong>and</strong> low middle market closing quotations are derived from the Daily Official List.> For shares listed on the SSE the high <strong>and</strong> low closing sales prices are as stated in the Official List.> For ADSs listed on the NYSE the reported high <strong>and</strong> low sales prices are as reported by Dow Jones (ADR quotations).Ordinary LSE ADS Ordinary SSEHigh (pence) Low (pence) High (US$) Low (US$) High (SEK) Low (SEK)<strong>20</strong>10 – Quarter 1 3102.5 2732.0 50.40 43.05 363.8 310.1– Quarter 2 3169.0 2772.0 48.74 40.91 368.0 314.0– Quarter 3 3385.0 3051.5 53.41 47.05 382.2 345.0– Quarter 4 3359.0 2922.0 53.50 45.80 354.7 309.3<strong>20</strong>11 – Quarter 1 3073.5 2801.5 49.38 45.40 3<strong>20</strong>.6 289.0– Quarter 2 3194.0 2895.0 52.40 46.60 328.5 294.2– Quarter 3 3166.5 2543.5 51.08 40.95 324.5 269.3– Quarter 4 3080.5 2731.5 49.89 42.53 319.0 293.7– July 3166.5 2973.0 51.08 48.51 324.5 309.0– August 2950.5 2543.5 48.26 40.95 304.1 269.3– September 2916.0 2738.5 46.69 42.64 305.1 284.0– October 3080.5 2814.5 49.89 43.86 319.0 299.5– November 2976.5 2731.5 47.88 42.53 316.2 293.7– December 2975.0 2883.0 46.34 45.15 318.2 307.0Major shareholdingsAt 2 February <strong>20</strong>12, the following had disclosed an interest in the issued Ordinary Share capital of the Company in accordance with therequirements of rule 5.1.2 of the UK Listing Authority’s Disclosure <strong>and</strong> Transparency Rules:Date ofdisclosure toCompany 1Percentage ofissued sharecapitalNumber ofShareholdersharesBlackRock, Inc. 100,885,181 8 December <strong>20</strong>09 7.87Invesco Limited 72,776,277 6 October <strong>20</strong>09 5.67Axa SA 56,991,117 3 February <strong>20</strong>09 4.44Investor AB 51,587,810 2 February <strong>20</strong>12 4.02Legal & General Investment Management Limited 57,675,232 5 August <strong>20</strong>10 4.501Since the date of disclosure to the Company, the interest of any person listed above in Ordinary Shares may have increased or decreased. No requirement to notify the Company of any increase ordecrease would have arisen unless the holding moved up or down through a whole number percentage level. The percentage level may increase (on the cancellation of shares following a repurchaseof shares under the Company’s share repurchase programme) or decrease (on the issue of new shares under any of the Company’s share plans).No other person held a notifiable interest in shares, comprising 3% or more of the issued Ordinary Share capital of the Company.Changes in the percentage ownership held by major shareholders during the past three years are set out below. Major shareholders do nothave different voting rights.Percentage of issued share capitalShareholder 2 Feb <strong>20</strong>12 27 Jan <strong>20</strong>11 28 Jan <strong>20</strong>10 29 Jan <strong>20</strong>09BlackRock, Inc. 7.87 7.18 6.94 –Invesco Limited 5.67 5.18 5.01 –Axa SA 4.44 4.06 3.92 4.90Investor AB 4.02 3.67 3.55 4.38Legal & General Investment Management Limited 4.50 4.10 4.64 4.09Capital Research <strong>and</strong> Management Company – – – 4.92Wellington Management Co., LLP – – – 4.18Barclays PLC – – – 4.26ADSs evidenced by ADRs issued by JPMorgan, as depositary, are listed on the NYSE. At 2 February <strong>20</strong>12, the proportion of Ordinary Sharesrepresented by ADSs was 8.66% of the Ordinary Shares outst<strong>and</strong>ing.Number of registered holders of Ordinary Shares at 2 February <strong>20</strong>12:> In the US 766> Total 119,039Number of record holders of ADRs at 2 February <strong>20</strong>12:> In the US 2,165> Total 2,176So far as the Company is aware, it is neither directly nor indirectly owned or controlled by one or more corporations or by any government.<strong>20</strong>4 Shareholder <strong>Information</strong><strong>AstraZeneca</strong> <strong>Annual</strong> <strong>Report</strong> <strong>and</strong> <strong>Form</strong> <strong>20</strong>-F <strong>Information</strong> <strong>20</strong>11

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