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Evaluation of the Ticket to Work Program, Implementation ...

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xxIn Phase 3, which began in November 2003, TTW was implemented in <strong>the</strong> remaining 17states and U.S. terri<strong>to</strong>ries. At <strong>the</strong> end <strong>of</strong> <strong>the</strong> rollout in September 2004, SSA had mailed<strong>Ticket</strong>s <strong>to</strong> more than nine million beneficiaries, who are now free <strong>to</strong> seek services from anEN or an SVRA, or not <strong>to</strong> seek services at all.This report, <strong>the</strong> second from <strong>the</strong> <strong>Ticket</strong> <strong>to</strong> <strong>Work</strong> <strong>Evaluation</strong>, provides an interim lookat <strong>the</strong> program during its second two years <strong>of</strong> operation, 2003–2004, in order <strong>to</strong> facilitate <strong>the</strong>program refinement process. The report draws primarily on information collected orcompiled during 2004, including SSA administrative records; a national survey <strong>of</strong> disabilitybeneficiaries; and interviews with SSA staff, <strong>the</strong> <strong>Program</strong> Manager, and representatives <strong>of</strong>ENs and SVRAs. The report examines beneficiary participation in TTW, beneficiarycharacteristics and outcomes, <strong>the</strong> implementation activities <strong>of</strong> SSA and <strong>the</strong> <strong>Program</strong>Manager, and <strong>the</strong> roles that SVRAs and ENs are playing in <strong>the</strong> program. It also examinestwo broad policy issues that are central <strong>to</strong> <strong>the</strong> design and success <strong>of</strong> TTW: whe<strong>the</strong>r and <strong>the</strong>extent <strong>to</strong> which financial incentives are strong enough <strong>to</strong> encourage ENs <strong>to</strong> serve disabilitybeneficiaries, and <strong>the</strong> extent <strong>to</strong> which <strong>the</strong> program is reaching beneficiaries who may needmore intensive supports or assistance <strong>to</strong> succeed in <strong>the</strong> work force. Finally, <strong>the</strong> reportfocuses on operations in Phases 1 and 2. It does, however, provide some implementationinformation about <strong>the</strong> Phase 3 rollout, which was in progress when data for this report werecollected, but most <strong>of</strong> <strong>the</strong> report’s statistics pertain only <strong>to</strong> Phases 1 and 2.MAJOR FINDINGS AND CONCLUSIONSOverall, we found that SSA has successfully implemented <strong>the</strong> TTW program asdesigned, but some limitations inherent in <strong>the</strong> design have become apparent and will need <strong>to</strong>be addressed.One limitation is <strong>the</strong> low rate <strong>of</strong> participation in TTW. Even in <strong>the</strong> Phase 1 states,where <strong>the</strong> program has operated <strong>the</strong> longest, just 1.1 percent <strong>of</strong> beneficiaries have assigned<strong>the</strong>ir <strong>Ticket</strong> <strong>to</strong> a provider. This participation rate reflects, in part, <strong>the</strong> paradox inherent inTTW: Its goal is <strong>to</strong> promote work among a group <strong>of</strong> individuals judged <strong>to</strong> be incapable <strong>of</strong>substantial employment, which is <strong>the</strong>y very basis for receiving disability benefits from ei<strong>the</strong>r<strong>the</strong> DI or SSI program. In reality, <strong>the</strong> vast majority <strong>of</strong> beneficiaries will not attempt <strong>to</strong>secure a job once <strong>the</strong>y are on <strong>the</strong> rolls. For instance, only about 2.5 percent <strong>of</strong> anyenrollment cohort will ultimately leave <strong>the</strong> rolls due <strong>to</strong> work, and less than 0.5 percent <strong>of</strong> allbeneficiaries on <strong>the</strong> rolls at a point in time eventually leave due <strong>to</strong> work (Newcomb et al.2003; Berkowitz 2003). Never<strong>the</strong>less, our findings from <strong>the</strong> TTW evaluation surveyssuggest that many more beneficiaries express interest in returning <strong>to</strong> work and leaving <strong>the</strong>benefit rolls. Thus, it seems that TTW has some unfulfilled potential and that it would beworthwhile <strong>to</strong> investigate ways <strong>to</strong> increase beneficiary participation.The second limitation is <strong>the</strong> relatively low rate at which service providers activelyparticipate in TTW. While more than 1,100 providers had registered as ENs by June 2004,60 percent <strong>of</strong> <strong>the</strong>m have not yet accepted any <strong>Ticket</strong>s, and <strong>the</strong> program manager reports thatit has become increasingly difficult <strong>to</strong> recruit more ENs. Our analysis suggests that this lowparticipation rate is at least partially a result <strong>of</strong> <strong>the</strong> structure <strong>of</strong> TTW payments, which doesExecutive Summary

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