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Pharmaceutical Manufacturing Handbook: Production and

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assembly/technique) using a growth medium. Through this approach the operator<br />

gradually acquires the necessary skills to be a fully qualifi ed member of the production<br />

staff. Training/qualifi cation of personnel is an ongoing requirement <strong>and</strong> must<br />

be repeated periodically to assure the skills are maintained. Continuing evaluation<br />

of operator qualifi cation is accomplished using written examinations, practical challenges,<br />

documented observation, <strong>and</strong> participation in process simulation trials.<br />

There is general acknowledgment of the risk associated with heavy reliance on<br />

personnel for aseptic processing. This has fostered much of the innovative designs<br />

for aseptic fi lling such as RABS <strong>and</strong> isolators where personnel are largely removed<br />

from the critical environment. The future will undoubtedly witness aseptic technologies<br />

where human interaction with sterile materials has been eliminated.<br />

2.1.11<br />

ASEPTIC PROCESSING CONTROL AND EVALUATION 129<br />

ASEPTIC PROCESSING CONTROL AND EVALUATION<br />

The preparation of any pharmaceutical product requires controls over the production<br />

operations to assure the end result is a product that meets the required quality<br />

attributes. The methods utilized for this control are supported by formalized validation<br />

studies in which proof of consistency is demonstrated by appropriately designed<br />

experiments. The defi nition of appropriate operating parameters is the primary<br />

objective of the development activities <strong>and</strong> is further confi rmed during scale - up to<br />

commercial operations. The validation supports that the routine controls applied to<br />

the process are appropriate to assure product quality [36] . This is typically accomplished<br />

in formalized validation activities in which exp<strong>and</strong>ed sampling/testing of the<br />

product materials is performed to substantiate their uniformity <strong>and</strong> suitability for<br />

use [30] .<br />

2.1.11.1 In - Process Testing<br />

The sampling <strong>and</strong> testing of in - process materials during the course of the manufacturing<br />

process can confi rm that essential conditions have been provided. This is<br />

appropriate in preparation, compounding, <strong>and</strong> fi lling activities. Sampling in preparation<br />

processes can confi rm the absence of particles, proper siliconization levels, <strong>and</strong><br />

cleanliness of equipment to assure that production items <strong>and</strong> equipment are suitable<br />

for use. Samples for microbiological quality, must, as previously mentioned, always<br />

be done by fully gowned staff under ISO 5 conditions using excellent aseptic techniques.<br />

During compounding, in - process testing can confi rm proper pH, dissolution<br />

of materials, bioburden, <strong>and</strong> potency prior to fi lling. Filling operations can be monitored<br />

for fi ll volume (weight), headspace oxygen, <strong>and</strong> particles. These activities can<br />

all be automated to reduce interventions. These are typical examples of in - process<br />

controls utilized to assure acceptability of the process while it is underway. In the<br />

event of an abnormal result, corrective measures could be applied before further<br />

processing. The validation effort supports that these control measures are suffi cient<br />

to assure product quality, when met during production operations. The sample<br />

intervals, sizes, <strong>and</strong> locations for in - process testing are chosen to enhance the validation.<br />

The tolerance limits are usually tightened relative to the release requirements<br />

to further assure that no out - of - tolerance materials are produced.

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