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Heiss W.D. (ed.) Quantum dots.. a doorway to - tiera.ru

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14 R. Shankar<br />

HU = �<br />

α,s<br />

εαc † α,scα,s + U0<br />

2 N 2 − J<br />

2 S2 �<br />

�<br />

+ λ c<br />

α<br />

†<br />

α,↑c† �<br />

α,↓<br />

⎛<br />

⎝ �<br />

β<br />

cβ,↓cβ,↑<br />

⎞<br />

⎠ (26)<br />

where s is single-particle spin and S is the <strong>to</strong>tal spin. The Cooper coupling λ<br />

does not play a major role, but the inclusion of the exchange coupling J brings<br />

the theoretical pr<strong>ed</strong>ictions [9, 14, 15] in<strong>to</strong> better accord with experiments,<br />

especially if one-body “scrambling” [19, 20, 21, 22] and finite temperature<br />

effects are taken in<strong>to</strong> account. However, some discrepancies still remain in<br />

relation <strong>to</strong> numerical [16] and experimental results [18] atrs ≥ 2.<br />

We now see that the following dot-relat<strong>ed</strong> questions naturally arise. Given<br />

that adding more refin<strong>ed</strong> interactions (culminating in the universal hamil<strong>to</strong>nian)<br />

l<strong>ed</strong> <strong>to</strong> better descriptions of the dot, should one not seek a more<br />

systematic way <strong>to</strong> <strong>to</strong> decide what interactions should be includ<strong>ed</strong> from the<br />

outset? Does our past experience with clean systems and bulk systems tell us<br />

how <strong>to</strong> proce<strong>ed</strong>? Once we have written down a comprehensive hamil<strong>to</strong>nian,<br />

is there a way <strong>to</strong> go beyond perturbation theory <strong>to</strong> unearth nonperturbative<br />

physics in the dot, including possible phases and transitions between them?<br />

What will be the experimental signatures of these novel phases and the transitions<br />

between them if inde<strong>ed</strong> they do exist? These questions will now be<br />

address<strong>ed</strong>.<br />

4.1 Interactions and Disorder: Exact Results on the Dot<br />

The first c<strong>ru</strong>cial step <strong>to</strong>wards this goal was taken by Murthy and Mathur [23].<br />

Their ideas was as follows.<br />

• Step 1: Use the clean system RG describ<strong>ed</strong> earlier [2] (eliminating momentum<br />

states on either side of the Fermi surface) <strong>to</strong> eliminate all states<br />

far from the Fermi surface till one comes down <strong>to</strong> the Thouless band, that<br />

is, within ET of EF .<br />

We have seen that this process inevitably leads <strong>to</strong> Landau’s Fermi liquid<br />

interaction (spin has been suppress<strong>ed</strong>):<br />

V =<br />

∞�<br />

m=0<br />

um∆<br />

2<br />

�<br />

k,k ′<br />

cos[m(θ − θ ′ )]c †<br />

k<br />

†<br />

ckc k ′ck ′ (27)<br />

where θ, θ ′ are the angles of k, k ′ on the Fermi circle, and um is defin<strong>ed</strong> by<br />

F (θ) = �<br />

ume imθ . (28)<br />

m<br />

A few words before we proce<strong>ed</strong>. First, some experts will point out that the<br />

interaction one gets from the RG allows for small momentum transfer, i.e.,<br />

there should be an additional sum over a small values q in (27) allowing<br />

k → k + q and k ′ → k ′ − q. It can be shown that in the large g limit

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