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State of the Practice of Computer Security Incident Response Teams ...

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Although CSIRTs have been in existence since 1988, <strong>the</strong> development <strong>of</strong> CSIRTs and <strong>the</strong> incident<br />

response field is still in its infancy. It has not yet become a standardized field <strong>of</strong> practice<br />

but it is rapidly moving to a more standardized discipline. Many organizations are looking<br />

to formalize <strong>the</strong>ir incident response methodologies, processes, and organizational<br />

structures.<br />

As organizations move to establish dedicated 1 or ad hoc 2 CSIRTs <strong>the</strong>y are actively looking<br />

for guidance to see what has worked for o<strong>the</strong>r similar organizations. They want to know how<br />

many staff a CSIRT in a similar sector has, how <strong>the</strong>y operate <strong>the</strong>ir incident response service,<br />

or what tools <strong>the</strong>y use to record and track incident reports.<br />

Currently <strong>the</strong>re are no standard answers to <strong>the</strong>se questions. CSIRTs can take many forms and<br />

have different requirements, responsibilities, functions, and structures. 3 We have seen CSIRTs<br />

whose staff only review intrusion detection logs, while o<strong>the</strong>r CSIRT staff recover and rebuild<br />

systems, provide security awareness training, analyze artifacts 4 , publish alerts and advisories,<br />

and perform security audits and consulting.<br />

This report is a start at collecting information about CSIRTs across a very broad canvas <strong>of</strong><br />

activities.<br />

The information for this report was ga<strong>the</strong>red through<br />

• our collective experiences in working with CSIRTs in <strong>the</strong> incident response work we<br />

have done over <strong>the</strong> years, <strong>the</strong> collaborations we have had, and <strong>the</strong> courses that we teach<br />

• a literature search and review <strong>of</strong> related articles, books, and o<strong>the</strong>r documents concerning<br />

incident response, including existing or pending laws, legislation, and regulations that<br />

will have an impact on incident response work<br />

• a pilot survey <strong>of</strong> CSIRT organizational structures. This survey was distributed to course<br />

attendees at <strong>the</strong> 14th Annual <strong>Computer</strong> <strong>Security</strong> <strong>Incident</strong> Handling Conference (FIRST)<br />

Conference in Hawaii in 2002 and to various o<strong>the</strong>r CSIRTs. Appendix A contains a copy<br />

<strong>of</strong> <strong>the</strong> pilot survey form. 5<br />

1<br />

2<br />

3<br />

4<br />

5<br />

A formalized team is a capability where identified staff have been given <strong>the</strong> responsibility for both<br />

reactive and proactive CSIRT work.<br />

An ad hoc team is a team called toge<strong>the</strong>r to handle an incident as it occurs. It is more reactive in<br />

nature.<br />

The different types <strong>of</strong> CSIRT organizational models are described in <strong>the</strong> SEI handbook CMU/SEI-<br />

2003-HB-001, Organizational Models for CSIRTs, which will be published in <strong>the</strong> fall <strong>of</strong> 2003.<br />

Artifacts are basically <strong>the</strong> remnants <strong>of</strong> an intruder attack or activity. For example, malicious code<br />

or toolkits found on a compromised system would be considered artifacts.<br />

If you are interesting in adding to <strong>the</strong> general knowledge <strong>of</strong> CSIRTs by filling out a survey, you<br />

can request a copy via email from csirt-info@cert.org.<br />

2 CMU/SEI-2003-TR-001

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