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State of the Practice of Computer Security Incident Response Teams ...

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management support (sometimes called “buy-in”), as illustrated by <strong>the</strong> quotations included<br />

below:<br />

“Our experience shows that, without management approval and support, creating<br />

an effective incident response capability can be extremely difficult and problematic.”<br />

-- CERT CSIRT Development Team, 2002<br />

“Management and user buy-in are critical to <strong>the</strong> success [<strong>of</strong> <strong>the</strong> team]”<br />

-- Schultz and Shumway [Schultz 02]<br />

“Until you have management buy-in, you’ll find it hard to get time, money, and<br />

political support for your incident handling activities.”<br />

--SANS <strong>Computer</strong> <strong>Security</strong> <strong>Incident</strong> Handling<br />

Step-by-Step [SANS 03]<br />

“Any policies, procedures, or incident response teams existing without top-level<br />

support usually fail.”<br />

– Mandia and Prosise [Mandia 01]<br />

“Without proper support from management…an effective CSIRC is not possible.”<br />

-- Wack [Wack 91]<br />

What was true 10 years ago still applies today in <strong>the</strong> incident response area. There have been<br />

a number <strong>of</strong> situations where a response team was set up as a direct result <strong>of</strong> activity that occurred.<br />

The CERT/CC, for example, was established in November <strong>of</strong> 1988 as a direct result<br />

<strong>of</strong> <strong>the</strong> Morris Worm. 66 In 1992, a surge in <strong>the</strong> number <strong>of</strong> reported incidents that were being<br />

launched from Australia (to overseas sites) resulted in a combined effort from <strong>the</strong> Queensland<br />

University <strong>of</strong> Technology, Griffith University, and The University <strong>of</strong> Queensland to seek federal<br />

funding to establish an Australian response team. “Although <strong>the</strong> proposal was rejected by<br />

<strong>the</strong> government, <strong>the</strong> organizations had such strong convictions that this was needed that <strong>the</strong>y<br />

decided to build <strong>the</strong> capability anyway and looked for ways to fund <strong>the</strong> activity from <strong>the</strong>ir<br />

own budgets” [Smith 94, p. 44]. In building <strong>the</strong>ir plan, AusCERT (<strong>the</strong>n called SERT) sought<br />

guidance and assistance from existing response teams to help <strong>the</strong>m understand what was<br />

needed and how to coordinate efforts with o<strong>the</strong>r response teams [Smith 94].<br />

66<br />

<br />

CMU/SEI-2003-TR-001 63

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