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Development of Policy, Legal, and Insitutional Framework for - ppiaf

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<strong>Development</strong> <strong>of</strong> <strong>Policy</strong>, <strong>Legal</strong>, & Institutional <strong>Framework</strong> <strong>for</strong> the PPP Program in Malawi<br />

Final Report<br />

Core Staffing <strong>for</strong> the Mature & Fully Established PPP Unit<br />

Director General<br />

Public Relations<br />

Officer<br />

Admin Assistant<br />

Plus PDF Manager<br />

Suggested Senior <strong>and</strong> other Key Personnel<br />

Head <strong>of</strong> PPP Projects<br />

Chief Economist<br />

Banking &<br />

Investment<br />

Financial Analyst<br />

Manager &<br />

Transaction Advisors<br />

Admin Assistant<br />

Head <strong>of</strong> Monitoring &<br />

Compliance Unit<br />

Contracts Specialist<br />

Asset Manager<br />

<strong>Legal</strong> Advisor<br />

Risk manager<br />

Monitoring &<br />

compliance<br />

Bid Marketing <strong>and</strong><br />

Comm. Specialist<br />

Admin Assistant<br />

Head Education <strong>and</strong><br />

Promotion<br />

Public education &<br />

promotion specialist<br />

Total: 10-12 + ( additional Transaction Co-ordinates <strong>and</strong> Monitoring personnel will be required as the<br />

number <strong>of</strong> projects exp<strong>and</strong>) 3<br />

Recruitment Requirements<br />

An open <strong>and</strong> transparent approach to recruitment at all levels is a requirement to obtain the full<br />

confidence <strong>of</strong> the industry <strong>and</strong> the public. This Consultancy has been made aware <strong>of</strong> the<br />

pressure to attribute jobs to less than qualified individuals <strong>and</strong> the external attempts at<br />

interfering with the openness <strong>of</strong> the selection processes. For the PPP program to achieve<br />

optimum success the public service guidelines <strong>for</strong> recruitment must be strictly en<strong>for</strong>ced, <strong>and</strong><br />

resources will need to be<br />

sourced from the private<br />

sector. For all PPP Unit<br />

personnel the compensation<br />

packages should be in line<br />

with similar positions in the<br />

private sector.<br />

IP3 suggests that any<br />

legislation required to set up<br />

a PPP Unit should clearly<br />

indicate transparent<br />

appointment procedures <strong>and</strong><br />

contain a pr<strong>of</strong>ile <strong>of</strong> key<br />

positions with minimum<br />

st<strong>and</strong>ards required, with an<br />

emphasis on specialist<br />

experience, including the<br />

Board or Unit level. There is<br />

a public perception that<br />

appointments <strong>of</strong> Board<br />

Selected Recruitment Best Practices<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Preparation <strong>of</strong> a set <strong>of</strong> pre-selection documents including:<br />

o A competency model <strong>for</strong> the job – range <strong>of</strong> capabilities<br />

o A full person specification/ pr<strong>of</strong>ile<br />

o Job outline with per<strong>for</strong>mance criteria;<br />

Advertising <strong>of</strong> all positions publicly<br />

PPP Unit policy on pressure tactics/ lobbing should lead to automatic<br />

disqualification <strong>of</strong> the applicant;<br />

Independent pre-interview screening process, selection test<br />

administered where possible;<br />

Two levels <strong>of</strong> interview, first stage, independent assessment <strong>of</strong> the<br />

suitability <strong>of</strong> c<strong>and</strong>idates <strong>for</strong> selection, second stage, the actual<br />

selection <strong>of</strong> a few suitable c<strong>and</strong>idates with an Interview Panel;<br />

Interview Panel should have at least one external independent<br />

member, preferably in the chair;<br />

‘Oral’ <strong>and</strong> written reference undertaken prior to any appointment;<br />

Final approval <strong>of</strong> a Director General or Director level c<strong>and</strong>idate should<br />

be approved by the Board or the Unit, based on its legal structures;<br />

<strong>and</strong><br />

Final approval <strong>of</strong> the PPP Unit Chairman <strong>of</strong> the Board or Unit, based<br />

on its legal structures, should be at Presidential or Minister <strong>of</strong> Finance<br />

level approved by the Parliamentary Appointments Committee (PCA).<br />

3<br />

Including administrative support staff; excluding drivers <strong>and</strong> messengers, <strong>and</strong> assuming Transaction Advisors will be engaged from<br />

time to time on an as-needed basis, with total time equal to 1 Transaction Advisor.<br />

THE INSTITUTE FOR PUBLIC-PRIVATE PARTNERSHIPS 56

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