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Darwin's Dangerous Idea - Evolution and the Meaning of Life

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The Sword in <strong>the</strong> Stone 429<br />

CHAPTER FIFTEEN<br />

The Emperor's New Mind,<br />

<strong>and</strong> O<strong>the</strong>r Fables<br />

1. THE SWORD IN THE STONE<br />

In o<strong>the</strong>r words <strong>the</strong>n, if a machine is expected to be infallible, it cannot<br />

also be intelligent. There are several <strong>the</strong>orems which say almost exactly<br />

that. But <strong>the</strong>se <strong>the</strong>orems say nothing about how much intelligence may<br />

be displayed if a machine makes no pretence at infallibility.<br />

—AUN TURING 1946, p. 124<br />

The attempts over <strong>the</strong> years to use Godel's Theorem to prove something<br />

important about <strong>the</strong> nature <strong>of</strong> <strong>the</strong> human mind have an elusive atmosphere <strong>of</strong><br />

romance. There is something strangely thrilling about <strong>the</strong> prospect <strong>of</strong> "using<br />

science" to such an effect. I think I can put my finger on it. The key text is<br />

not <strong>the</strong> Hans Christian Andersen tale about <strong>the</strong> Emperor's New Clo<strong>the</strong>s, but<br />

<strong>the</strong> Arthurian romance <strong>of</strong> <strong>the</strong> Sword in <strong>the</strong> Stone. Somebody (our hero, <strong>of</strong><br />

course) has a special, perhaps even magical, property which is quite invisible<br />

under most circumstances, but which can be made to reveal itself quite<br />

unmistakably in special circumstances: if you can pull <strong>the</strong> sword from <strong>the</strong><br />

stone, you have <strong>the</strong> property; if you can't, you don't. This is a feat or a failure<br />

that everyone can see; it doesn't require any special interpretation or special<br />

pleading on one's own behalf. Pull out <strong>the</strong> sword <strong>and</strong> you win, h<strong>and</strong>s down.<br />

What Godel's Theorem promises <strong>the</strong> romantically inclined is a similarly<br />

dramatic pro<strong>of</strong> <strong>of</strong> <strong>the</strong> specialness <strong>of</strong> <strong>the</strong> human mind. Godel's Theorem<br />

defines a deed, it seems, that a genuine human mind can perform but that no<br />

impostor, no mere algorithm-controlled robot, could perform. The technical<br />

details <strong>of</strong> Godel's pro<strong>of</strong> itself need not concern us; no ma<strong>the</strong>matician<br />

doubts its soundness. The controversy all lies in how to harness <strong>the</strong> <strong>the</strong>orem<br />

to prove anything about <strong>the</strong> nature <strong>of</strong> <strong>the</strong> mind. The weakness in any such<br />

argument must come at <strong>the</strong> crucial empirical step: <strong>the</strong> step where we look to<br />

see our heroes (ourselves, our ma<strong>the</strong>maticians) doing <strong>the</strong> thing that <strong>the</strong> robot<br />

simply cannot do. Is <strong>the</strong> feat in question like pulling <strong>the</strong> sword from <strong>the</strong><br />

stone, a feat that has no plausible lookalikes, or is it a feat that cannot readily<br />

(if at all) be distinguished from mere approximations <strong>of</strong> <strong>the</strong> feat? That is <strong>the</strong><br />

crucial question, <strong>and</strong> <strong>the</strong>re has been a lot <strong>of</strong> confusion about just what <strong>the</strong><br />

distinguishing feat is. Some <strong>of</strong> <strong>the</strong> confusion can be blamed on Kurt Godel<br />

himself, for he thought that he had proved that <strong>the</strong> human mind must be a<br />

skyhook.<br />

In 1931 Gödel, a young ma<strong>the</strong>matician at <strong>the</strong> University <strong>of</strong> Vienna, published<br />

his pro<strong>of</strong>, one <strong>of</strong> <strong>the</strong> most important <strong>and</strong> surprising ma<strong>the</strong>matical<br />

results <strong>of</strong> <strong>the</strong> twentieth century, establishing an absolute limit on ma<strong>the</strong>matical<br />

pro<strong>of</strong> that is really quite shocking. Recall <strong>the</strong> Euclidean geometry<br />

you studied in high school, in which you learned to create formal pro<strong>of</strong>s <strong>of</strong><br />

<strong>the</strong>orems <strong>of</strong> geometry, from a basic list <strong>of</strong> axioms <strong>and</strong> definitions, using a<br />

fixed list <strong>of</strong> inference rules. You were learning your way around in an<br />

axiomatization <strong>of</strong> plane geometry. Remember how <strong>the</strong> teacher would draw a<br />

geometric diagram on <strong>the</strong> blackboard, showing a triangle, say, with various<br />

straight lines intersecting its sides in various ways, meeting at various angles,<br />

<strong>and</strong> <strong>the</strong>n ask you such questions as: "Do <strong>the</strong>se two lines have to intersect at a<br />

right angle? Is this triangle over here congruent to that triangle over <strong>the</strong>re?"<br />

Often <strong>the</strong> answer was obvious: you could just see that <strong>the</strong> lines had to<br />

intersect at a right angle, that <strong>the</strong> triangles were congruent. But it was ano<strong>the</strong>r<br />

matter—in fact, a considerable amount <strong>of</strong> inspired drudgery—to prove it<br />

from <strong>the</strong> axioms, formally, according to <strong>the</strong> strict rules. Did you ever wonder,<br />

when <strong>the</strong> teacher put a new diagram on <strong>the</strong> blackboard, whe<strong>the</strong>r <strong>the</strong>re might<br />

be facts about plane geometry that you could see were true but couldn't<br />

prove, not in a million years? Or did it seem obvious to you that, if you<br />

yourself were unable to devise a pro<strong>of</strong> <strong>of</strong> some c<strong>and</strong>idate geometric truth,<br />

this would just be a sign <strong>of</strong> your own personal frailty? Perhaps you thought:<br />

"There has to be a pro<strong>of</strong>, since it's true, even if I myself can never find it!"<br />

That's an intensely plausible opinion, but what Gödel proved, beyond any<br />

doubt, is that when it comes to axiomatizing simple arithmetic ( not plane<br />

geometry), <strong>the</strong>re are truths that "we can see" to be true but that can never be<br />

formally proved to be true. Actually, this claim must be carefully hedged: for<br />

any particular axiom system that is consistent (not subtly selfcontradictory—a<br />

disqualifying flaw), <strong>the</strong>re must be a sentence <strong>of</strong> arithmetic,<br />

now known as <strong>the</strong> Godel sentence <strong>of</strong> that system, that is not provable within<br />

<strong>the</strong> system but is true. (In fact, <strong>the</strong>re must be many such true sentences, but<br />

one is all we need to make <strong>the</strong> point.) We can change systems, <strong>and</strong> prove that

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