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PART III. OUTCOME MEASUREMENTS<br />

1. MONITORING HAND HYGIENE COMPLIANCE<br />

Monitoring hand <strong>hygiene</strong> practices is an activity of crucial importance to assess baseline<br />

compliance by HCWs, to evaluate the impact of promotion interventions and to provide<br />

feedback to HCWs. Monitoring can also be helpful in investigating infection outbreaks, in<br />

assessing the potential role of ongoing hand <strong>hygiene</strong> practices, and also in determining the<br />

extent to which infection can be decreased depending on the different rates of compliance<br />

(see Part I, Section 20.1).<br />

Compliance with hand <strong>hygiene</strong> can be evaluated directly or indirectly. Direct methods<br />

include observation, patient assessment or self-reports. Indirect methods include monitoring<br />

consumption of products, such as soap or handrub, and electronic monitoring of<br />

the use of handwash basins. Direct methods are necessary to determine precisely hand<br />

<strong>hygiene</strong> compliance rates. A direct method, according to the definitions for hand <strong>hygiene</strong><br />

indications, consists of a count of the number of hand <strong>hygiene</strong> episodes performed by<br />

HCWs divided by the number of hand <strong>hygiene</strong> opportunities. Performance feedback<br />

on hand <strong>hygiene</strong> behaviour is critical to improve compliance with hand <strong>hygiene</strong> among<br />

HCWs 262,504,507,511,518,526,528,530,531,535,536 .<br />

1.1 DIRECT OBSERVATION<br />

Direct observational survey is currently the “gold standard” and the most reliable method<br />

for assessing adherence rates 7 . Data can be collected on the types of patient procedures,<br />

moment (time, day), and practices before and after the use of gloves. HCWs are not usually<br />

identified personally on the data collection forms. Awareness of being observed may<br />

improve HCW compliance because of a “Hawthorne effect” 261,571,692 . If observational<br />

surveys are conducted periodically, this bias would be equally distributed among all observations<br />

583 . A major drawback of direct observation is the cost as it requires a trained person<br />

(either HCW or non-HCW). This can be time-consuming and expensive. Furthermore,<br />

defining the ideal methodology for direct observation may be very difficult, especially<br />

because the interpretation of the recommended indications for hand <strong>hygiene</strong> in practical<br />

daily care may be very complicated. An accurate evaluation of hand <strong>hygiene</strong> compliance is<br />

valuable for performance feedback purposes. Such audits are best performed by staff who<br />

routinely come to the unit for other reasons, such as quality improvement professionals,<br />

as this tends to reduce the Hawthorne effect. However, HCWs will generally pay less and<br />

less attention to auditors over time if they are seen as a routine part of system monitoring.<br />

Direct observation for routine surveillance needs to be kept simple. It is best to focus on<br />

a few major types of hand <strong>hygiene</strong> opportunities rather than trying to be comprehensive.<br />

For example, hand <strong>hygiene</strong> before and after contact with the patient, before performing<br />

an aseptic procedure such as intravenous catheter site care, and after glove removal<br />

would be suitable targets. Observation for research purposes may be more complicated,<br />

depending on the research objectives. Compliance with proper precaution procedures<br />

could also be monitored. Whichever parameters of care are monitored, the definition of<br />

non-compliance should be clear so that trained observers will have high inter-rater reli-

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