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electron and hole states: nQ F , where n is the main quantum number, andQ=S, P, D, . . . denotes the lowest L in the evelope wave function. The rightpanel shows the calculated relative oscillator strength for the optically activetransitions, usually between electron and hole states with the same Q. Thecalculated level separations closely reproduce the observed strong transitions.With respect to the comparison between tunneling and PLE spectra, particularfocus will be given to the first three strong transitions: the bandgaptransition 1S 3/2 (h)1S 1/2 (e), and excited transitions E 3 and E 5 . The first wasidentified as the 2S 3/2 (h)1S 1/2 (e) transition, and the second follows the1P 3/2 (h)1P e transition [in fact, 1P e is split into 1P 1/2 (e) and 1P 3/2 (e), whichare nearly degenerate].Although the agreement between the PLE data and the theory isrelatively good, it relies on the comparison of differences between transitions.A further independent probe of the level structure and symmetry may behighly beneficial, in particular to provide separate information on the CB andVB states. Such information is obtained by scanning tunneling microscopyand spectroscopy.B. Scanning Tunneling SpectroscopyFor the tunneling measurements we link the nanocrystals to a gold film viahexane dithiol (DT) molecules [25,75], enabling the realization of a DBTJ.Figure 8a (left inset) shows a scanning tunneling microscope (STM) topographicimage of an isolated InAs QD, 32 A˚ in radius. Also shown in Fig. 8a isa tunneling current–voltage (I–V) curve that was acquired after positioningthe STM tip above the QD and disabling the scanning and feedback controls(Fig. 8a, right inset). A region of suppressed tunneling current is observedaround zero bias, followed by a series of steps at both negative and positivebias. In Fig. 7b, we present the dI/dV versus V tunneling conductance spectrum,which is proportional to the tunneling DOS. A series of discrete singleelectrontunneling peaks is clearly observed, where the separations aredetermined by both the single-electron charging energy (addition spectrum)and the discrete level spacings (excitation spectrum) of the QD. The I–Vcharacteristics were acquired with the tip retracted from the QD to a distancewhere the bias predominantly drops on the tip–QD junction. Under theseconditions, as discussed in Section II, CB (VB) states appear at positive(negative) sample bias, for which electrons tunnel from the tip to the QD, andthe excitation peak separations are nearly equal to the real QD level spacings[60]. Similarly, at negative sample bias, the VB states can be resolved, aselectrons tunnel from the dot to the tip.On the positive bias side of Fig. 8b, two closely spaced peaks are observedright after current onset, followed by a larger spacing and a group of sixCopyright 2004 by Marcel Dekker, Inc. All Rights Reserved.
Figure 8 Scanning electron microscopy measurements on a single InAs nanocrystalof 3.2 nm radius acquired at 4.2 K. The QDs are linked to the gold substrateby hexane–dithiol (DT) molecules, as shown schematically in the right inset. The leftinset presents a 10 10-nm STM topographic image of the QD. The tunneling I–Vcharacteristic is presented in (A). The tunneling conductance spectrum, dI/dV versusV, obtained by numerical differentiation of the I–V curve, is shown in (B). Thearrows depict the main energy separations: E e is the single-electron charging energy,E g is the nanocrystal bandgap, and D VB and D CB are the spacings between levels inthe valence and conduction bands, respectively.Copyright 2004 by Marcel Dekker, Inc. All Rights Reserved.
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Copyright 2004 by Marcel Dekker, In
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This book covers several topics of
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esult, some exciting topics were no
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3. Fine Structure and Polarization
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9. III-V Quantum Dots and Quantum D
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ContributorsUri BaninThe Hebrew Uni
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1‘‘Soft’’ Chemical Synthesi
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structure of energy states leads to
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growth can proceed by Ostwald ripen
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Figure 3 Transmission electron micr
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Figure 4 Temporal evolution of the
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No. 26, are f85% (Fig. 6) [21]. Alt
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tion spectra and broad PL spectra.
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ing surface-to-volume ratio with di
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Figure 8 Photoluminescence spectra
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lattice mismatch. Such a large latt
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match between InAs and ZnS of f11%.
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successfully repeated for up to thr
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Under a different growth regime, on
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Figure 14 Atomic model of the CdSe
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‘‘Teardrop-shaped’’ particl
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Figure 17 High-resolution TEMs of C
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allows isolation of tetrapods in f8
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ligand concentrations yield a reduc
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een determined and quantitatively c
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tion volumes were also shown to be
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synthesis temperatures of z400jC ar
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Figure 23 (a) Photoluminescence spe
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levels (fV1 Mn per NQD). Despite in
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Figure 25 X-ray diffraction pattern
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Figure 27 Transmission electron mic
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An additional factor that strongly
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Figure 30 (a,b) Schematics illustra
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Slow, controlled precipitation of h
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Figure 34 Schematic illustrating th
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achieving biological compatibility
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47. Yu H.; Gibbons P.C.; Kelton K.F
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2Electronic Structure inSemiconduct
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Figure 2 (a) Simple model of a nano
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electron and hole to be treated as
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independently, Eq. (13) is commonly
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a better description of the bulk ba
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investigated. For optical experimen
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Figure 4 (a) Absorption (solid line
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Figure 6 Normalized PLE scans for s
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Figure 8 A simplistic model for des
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Figure 10 Theoretically predicted p
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Figure 12 Schematics depicting the
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Figure 14 Calculated band-edge exci
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Figure 15 Absorption (solid line) a
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Figure 18 (a) Calculated band-edge
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IV.BEYOND CdSeA. Indium Arsenide Na
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the six-band Luttinger Hamiltonian.
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11. Norris, D.J.; Efros, Al.L.; Ros
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69. Gaponenko, S.V.; Woggon, U.; Sa
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formation of a long-lived dark exci
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where the constant A is determined
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In crystals for which the function
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The respective wave functions areC
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passive, as was shown in Ref. 12. T
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square of the matrix element of the
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where e F = e F ieV and e F F = e x
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see that for all nanocrystal shapes
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optical recombination of the excito
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B. Recombination of the Dark Excito
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where x = cos h and f = l B g e H/3
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The theory of the polarization memo
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Figure 7 The size dependence of the
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state would have an infinite lifeti
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crystal axis [see Eq. (40)]. As a r
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time of the exciton momentum relaxa
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One must also account for the influ
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observed in one of the first studie
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REFERENCES1. Bawendi, M.G.; Wilson,
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4Intraband Spectroscopyand Dynamics
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The solid line in Fig. 1 shows the
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Figure 2 FTIR spectra of n-type CdS
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of the center frequency. The experi
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limit given by radiative relaxation
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from a long lifetime due to the pho
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are two natural approaches to study
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32. Inoshita, T.; Sakaki, H. Physic
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continuous spectral tunability over
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function and envelope function mome
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ottleneck’’ [14,28]. Further re
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in NQDs is dominated by nonphonon e
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Figure 4 Dynamics of the IR postpum
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Figure 5 (a) Time-resolved PL spect
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Figure 6 (a) The time delay of the
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and due to Auger-type e-h interacti
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Figure 9 Dynamics of the 1S bleachi
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significantly greater than the fast
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Figure 11 (a) Pump-intensity-depend
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NQD size. For small NQD sizes (R =
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Figure 14 Nonlinear absorption/gain
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sorption change associated with a s
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where n h em is the hole ‘‘emit
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ultrafast (subpicosecond to picosec
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Figure 18 Schematic of transitions
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Figure 19 Dynamics of pump-induced
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where n i (i=1, 2 . . . , N ) is th
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Figure 21 (a) Two-e-h-pair (biexcit
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the volume fraction (filling factor
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intensity dependence of this peak (
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can contribute to the saturation of
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coupling between ‘‘volume’’
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numerous discussions on the photoph
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53. Kang, K.; Kepner, A.; Gaponenko
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the ‘‘on-off ’’ emission in
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parallel form of data acquisition i
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Figure 3 (a) Spectral time trace of
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transition energies. In fact, these
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distribution (dark line) does not d
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exposure to only room light. In our
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statistics for the off times are in
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230Shimizu and BawendiCopyright 200
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Figure 10 (a) Time trace of a CdSe(
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and excited QD core states to fluct
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arrows indicate the on-time truncat
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W. K. Woo and V. C. Sundar for assi
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size allows the electron affinity a
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II.THEORY OF ELECTRON TRANSFER BETW
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For the specific case of charge tra
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dominates, the mobility is often fi
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where the constant A and the temper
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components of modulation which are
Page 267 and 268: nanocrystals [41], understanding ph
Page 269 and 270: and ionization potential through tw
Page 271 and 272: quantum dots. Furthermore, because
Page 273 and 274: For many applications, a host mater
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Page 277 and 278: Figure 11 Photoluminescence efficie
Page 279 and 280: Figure 12 (a) Room-temperature PIA
Page 281 and 282: discussed briefly in Section IV. Ch
Page 283 and 284: dithiolates to thiol-terminated DNA
Page 285 and 286: Films of passivated CdSe nanocrysta
Page 287 and 288: Figure 16 Photocurrent action spect
Page 289 and 290: decay with stretched exponential ki
Page 291 and 292: siderably larger than might be esti
Page 293 and 294: dispersing CdSe nanocrystal chromop
Page 295 and 296: memory and charge storage effects [
Page 297 and 298: all) of the optically excited elect
Page 299 and 300: composites of nanocrystals and conj
Page 301 and 302: 55. Asbury, J.B.; Hao, E.C.; Wang,
Page 303 and 304: 108. Morgan, N.Y.; Leatherdale, C.A
Page 305 and 306: The approaches to fabrication of se
Page 307 and 308: Figure 1 Experimental realization o
Page 309 and 310: Due to this voltage division, the m
Page 311 and 312: Figure 3 Simulated tunneling spectr
Page 313 and 314: electron charging. In both positive
Page 315 and 316: Figure 5 shows the typical features
Page 317: Figure 7 Map of levels for InAs nan
Page 321 and 322: D CB = 0.31 eV is thus obtained. On
Page 323 and 324: Figure 11 Correlation of optical an
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Page 329 and 330: capacitance values were also kept t
Page 331 and 332: could not be detected in the QD/DT/
Page 333 and 334: Figure 18 Tunneling conductanceF sp
Page 335 and 336: data in the inset of Fig. 19 repres
Page 337 and 338: corresponding to the s-like wave fu
Page 339 and 340: 7. Grabert, H.; Devoret, M.H., Eds.
Page 341 and 342: 66. Su, B.; Goldman, V.J.; Cunningh
Page 343 and 344: dimensional confinement are created
Page 345 and 346: Figure 1 Transmission electron micr
Page 347 and 348: The room-temperature absorption and
Page 349 and 350: narrower in samples with larger mea
Page 351 and 352: GaInP 2 QDs from a plot of the squa
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Page 355 and 356: Figure 5 Evolution of Stranski-Kras
Page 357 and 358: Figure 7 Photoluminescence spectra
Page 359 and 360: Figure 8 Photoluminescence spectra
Page 361 and 362: C. Efficient Anti-Stokes Photolumin
Page 363 and 364: Because HF treatment has been shown
Page 365 and 366: Copyright 2004 by Marcel Dekker, In
Page 367 and 368: intensity of the PL when it is on a
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eV stems from recombining carriers
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Figure 16 Model to explain two-colo
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although this term is not rigorousl
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10 ps (about an order of magnitude
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electron relaxation is inhibited an
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QDs, the nature of the QD capping s
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QD solution. For an interdot distan
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emission spectra of the two individ
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Figure 23 Change of the PL intensit
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(viz. the absorbed light intensity)
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Figure 25Impact ionization in QDs.m
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prevent electron-hole recombination
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36. Miller, R.D.J.; McLendon, G.; N
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91. Vurgaftman, I.; Singh, J. Appl.
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139. Mićić, O.I.; Ahrenkiel, S.P.
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10Synthesis and Fabrication of Meta
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Figure 2 (A-C) Progression of HR-TE
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Figure 3 Schematic for gold nanocry
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Nanocrystal growth can occur by two
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on the other hand, provide an ensem
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Figure 6 (a) SAXS patterns for disp
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Figure 8 The gold nanocrystal film
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of the stabilizing ligand, and the
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successfully modeled the 2D island
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2. Steric Stabilization and a Soft
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are fully extended. Moving away fro
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Figure 11 High-resolution SEM image
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Figure 13 (A) Transmission electron
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function of the density of localize
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Figure 15 High-resolution SEM image
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thiol-capped nanocrystals [2]. The
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41. Ackerson, B.J. Nature 1993, 365
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with the effect of the particle com
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Figure 1a shows the surface plasmon
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Figure 2 (a) Ultraviolet-visible ab
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agents [34]. The short-wavelength b
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Figure 4 (a) Plot of the plasmon ab
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the framework of traditional Mie’
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show that effects due to the surrou
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is located at the position of the g
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Figure 8 Ultraviolet-visible absorp
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laser pulses while being mixed in t
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Figure 10 shows HR-TEM images of go
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final irradiation product. At the s
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following the laser excitation appe
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36. Papavassiliou, G.C. Prog. Solid
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particles to expand. Because the he
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was frequency doubled in a 1-mm B-
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Figure 2 Frequency of the acoustic
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Figure 3 Change in radius (DR/R) ve
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In this model, the electrons couple
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Figure 5 Transient bleach data for
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Figure 7 (a) Transient bleach data
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that the particles with >80% Au hav
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3. Del Fatti, N.; Valle´e, F.; Fly
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