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UCPL process would not show such a temperature dependence. (2) TheUCPL occurs at very low light intensity, and the lifetime of the surface statewould have to be in the millisecond region to permit a stepwise two-photonprocess; the lifetime of the trap emission was measured to be in the ns ranger.(3) Although the energy required to upconvert the hole is in the range of 300meV, which is large compared to the bulk phonon energies of InP and mightimply the need for many phonons, surface phonons associated with hydrogen-bondingto P surface atoms can be as large as 300 meV [56]; thus, only oneor two phonons may be required for the upconversion if hydrogen orequivalent type of bonding is associated with the P-DB (such bonding couldarise from the chemical treatment processes for the QD colloids). (4) Becausethe UCPL line shape does not show a peak but rather a continuous rise, thismeans the In-DP state has an energy distribution and the Boltzmann factorfor the upconverted hole population in the UVB is not determined by the 300-meV gap. (5) Phonon localization into surface defects is a known process [57]and may contribute to the high relative efficiency of the UCPL process.Recent ODMR [12] and EPR experiments [48] support the model forUCPL discussed earlier. The EPR results show that a nonradiative, permanenthole trap near the valence band develops at the surface of InP QDs afterthey have been exposed to light and aged. The EPR signal from this hole trapis removed upon electron injection into the QDs from sodium biphenyl andthe UCPL is also quenched. The EPR signal from the hole trap is also absentin freshly prepared InP QDs, as is UCPL. The EPR results also show that anelectron trap at the surface is present in untreated InP QDs and that this trapis removed by HF treatment; this result is consistent with the ODMR resultsshowing surface electron traps attributed to phosphorus vacancies.D. Photoluminescence BlinkingFluorescence intermittency (PL blinking) in single QDs has been observed inboth colloidal nanocrystals [58–64] and in epitaxially grown quantum dots[65–67]. The effect is manifested as intermittent photoluminescence with thetime between light emission being on and off, varying from 10 ms to 100 s; theFigure 12 (a) Plot of conduction-band minimum (CBM), valence-band maximum(VBM), In dangling bond (In-DB), and P dangling bond (P-DB) energy levels as afunction of QD size (solid lines). Data points are the sum of the experimental anti-Stokes shift plus the absolute calculated VBM energy; the data points agree with thepredicted plot, which is equivalent to P-DB energy minus (CBM In-DB). At 15 A˚ ,the anti-Stokes shift is predicted to be zero, and this agrees with the experimentalresult. (From Ref. 51.)Copyright 2004 by Marcel Dekker, Inc. All Rights Reserved.
intensity of the PL when it is on also varies. Typical results are shown in Fig. 13for 30 A˚ InP QDs. The PL blinking kinetics was shown [64] to follow aninverse power law:PðsÞ /1 mð1Þswhere P is the probability density of on or off times, H is the PL-on or PL-offtime period, and m c 1.5 for the off periods and c2.0 for the on periods [64].All experimental studies [58–61,63–67] and models [58,68–70] of PLblinking in QDs invoke photoionization, whereby an electron is ejected fromthe QD, leaving it charged and nonemissive; the return of the electron back tothe QD to neutralize it turns the PL back on. Although photoionization isFigure 13 Photoluminescence intermittency (blinking) at 298 K in five single InPQDs (mean diameter 30 A˚ ). (From Ref. 64.)Copyright 2004 by Marcel Dekker, Inc. All Rights Reserved.
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Copyright 2004 by Marcel Dekker, In
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This book covers several topics of
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esult, some exciting topics were no
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3. Fine Structure and Polarization
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9. III-V Quantum Dots and Quantum D
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ContributorsUri BaninThe Hebrew Uni
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1‘‘Soft’’ Chemical Synthesi
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structure of energy states leads to
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growth can proceed by Ostwald ripen
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Figure 3 Transmission electron micr
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Figure 4 Temporal evolution of the
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No. 26, are f85% (Fig. 6) [21]. Alt
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tion spectra and broad PL spectra.
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ing surface-to-volume ratio with di
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Figure 8 Photoluminescence spectra
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lattice mismatch. Such a large latt
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match between InAs and ZnS of f11%.
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successfully repeated for up to thr
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Under a different growth regime, on
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Figure 14 Atomic model of the CdSe
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‘‘Teardrop-shaped’’ particl
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Figure 17 High-resolution TEMs of C
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allows isolation of tetrapods in f8
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ligand concentrations yield a reduc
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een determined and quantitatively c
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tion volumes were also shown to be
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synthesis temperatures of z400jC ar
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Figure 23 (a) Photoluminescence spe
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levels (fV1 Mn per NQD). Despite in
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Figure 25 X-ray diffraction pattern
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Figure 27 Transmission electron mic
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An additional factor that strongly
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Figure 30 (a,b) Schematics illustra
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Slow, controlled precipitation of h
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Figure 34 Schematic illustrating th
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achieving biological compatibility
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47. Yu H.; Gibbons P.C.; Kelton K.F
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2Electronic Structure inSemiconduct
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Figure 2 (a) Simple model of a nano
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electron and hole to be treated as
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independently, Eq. (13) is commonly
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a better description of the bulk ba
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investigated. For optical experimen
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Figure 4 (a) Absorption (solid line
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Figure 6 Normalized PLE scans for s
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Figure 8 A simplistic model for des
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Figure 10 Theoretically predicted p
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Figure 12 Schematics depicting the
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Figure 14 Calculated band-edge exci
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Figure 15 Absorption (solid line) a
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Figure 18 (a) Calculated band-edge
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IV.BEYOND CdSeA. Indium Arsenide Na
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the six-band Luttinger Hamiltonian.
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11. Norris, D.J.; Efros, Al.L.; Ros
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69. Gaponenko, S.V.; Woggon, U.; Sa
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formation of a long-lived dark exci
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where the constant A is determined
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In crystals for which the function
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The respective wave functions areC
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passive, as was shown in Ref. 12. T
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square of the matrix element of the
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where e F = e F ieV and e F F = e x
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see that for all nanocrystal shapes
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optical recombination of the excito
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B. Recombination of the Dark Excito
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where x = cos h and f = l B g e H/3
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The theory of the polarization memo
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Figure 7 The size dependence of the
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state would have an infinite lifeti
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crystal axis [see Eq. (40)]. As a r
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time of the exciton momentum relaxa
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One must also account for the influ
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observed in one of the first studie
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REFERENCES1. Bawendi, M.G.; Wilson,
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4Intraband Spectroscopyand Dynamics
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The solid line in Fig. 1 shows the
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Figure 2 FTIR spectra of n-type CdS
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of the center frequency. The experi
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limit given by radiative relaxation
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from a long lifetime due to the pho
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are two natural approaches to study
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32. Inoshita, T.; Sakaki, H. Physic
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continuous spectral tunability over
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function and envelope function mome
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ottleneck’’ [14,28]. Further re
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in NQDs is dominated by nonphonon e
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Figure 4 Dynamics of the IR postpum
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Figure 5 (a) Time-resolved PL spect
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Figure 6 (a) The time delay of the
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and due to Auger-type e-h interacti
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Figure 9 Dynamics of the 1S bleachi
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significantly greater than the fast
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Figure 11 (a) Pump-intensity-depend
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NQD size. For small NQD sizes (R =
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Figure 14 Nonlinear absorption/gain
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sorption change associated with a s
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where n h em is the hole ‘‘emit
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ultrafast (subpicosecond to picosec
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Figure 18 Schematic of transitions
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Figure 19 Dynamics of pump-induced
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where n i (i=1, 2 . . . , N ) is th
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Figure 21 (a) Two-e-h-pair (biexcit
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the volume fraction (filling factor
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intensity dependence of this peak (
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can contribute to the saturation of
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coupling between ‘‘volume’’
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numerous discussions on the photoph
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53. Kang, K.; Kepner, A.; Gaponenko
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the ‘‘on-off ’’ emission in
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parallel form of data acquisition i
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Figure 3 (a) Spectral time trace of
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transition energies. In fact, these
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distribution (dark line) does not d
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exposure to only room light. In our
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statistics for the off times are in
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230Shimizu and BawendiCopyright 200
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Figure 10 (a) Time trace of a CdSe(
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and excited QD core states to fluct
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arrows indicate the on-time truncat
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W. K. Woo and V. C. Sundar for assi
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size allows the electron affinity a
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II.THEORY OF ELECTRON TRANSFER BETW
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For the specific case of charge tra
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dominates, the mobility is often fi
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where the constant A and the temper
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components of modulation which are
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nanocrystals [41], understanding ph
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and ionization potential through tw
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quantum dots. Furthermore, because
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For many applications, a host mater
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form blends with morphologies that
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Figure 11 Photoluminescence efficie
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Figure 12 (a) Room-temperature PIA
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discussed briefly in Section IV. Ch
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dithiolates to thiol-terminated DNA
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Films of passivated CdSe nanocrysta
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Figure 16 Photocurrent action spect
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decay with stretched exponential ki
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siderably larger than might be esti
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dispersing CdSe nanocrystal chromop
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memory and charge storage effects [
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all) of the optically excited elect
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composites of nanocrystals and conj
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55. Asbury, J.B.; Hao, E.C.; Wang,
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108. Morgan, N.Y.; Leatherdale, C.A
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The approaches to fabrication of se
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Figure 1 Experimental realization o
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Due to this voltage division, the m
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Figure 3 Simulated tunneling spectr
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electron charging. In both positive
Page 315 and 316: Figure 5 shows the typical features
Page 317 and 318: Figure 7 Map of levels for InAs nan
Page 319 and 320: Figure 8 Scanning electron microsco
Page 321 and 322: D CB = 0.31 eV is thus obtained. On
Page 323 and 324: Figure 11 Correlation of optical an
Page 325 and 326: atomistic approach based on pseudop
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Page 329 and 330: capacitance values were also kept t
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Page 333 and 334: Figure 18 Tunneling conductanceF sp
Page 335 and 336: data in the inset of Fig. 19 repres
Page 337 and 338: corresponding to the s-like wave fu
Page 339 and 340: 7. Grabert, H.; Devoret, M.H., Eds.
Page 341 and 342: 66. Su, B.; Goldman, V.J.; Cunningh
Page 343 and 344: dimensional confinement are created
Page 345 and 346: Figure 1 Transmission electron micr
Page 347 and 348: The room-temperature absorption and
Page 349 and 350: narrower in samples with larger mea
Page 351 and 352: GaInP 2 QDs from a plot of the squa
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Page 355 and 356: Figure 5 Evolution of Stranski-Kras
Page 357 and 358: Figure 7 Photoluminescence spectra
Page 359 and 360: Figure 8 Photoluminescence spectra
Page 361 and 362: C. Efficient Anti-Stokes Photolumin
Page 363 and 364: Because HF treatment has been shown
Page 365: Copyright 2004 by Marcel Dekker, In
Page 369 and 370: eV stems from recombining carriers
Page 371 and 372: Figure 16 Model to explain two-colo
Page 373 and 374: although this term is not rigorousl
Page 375 and 376: 10 ps (about an order of magnitude
Page 377 and 378: electron relaxation is inhibited an
Page 379 and 380: Figure 18 Transmission electron mic
Page 381 and 382: QDs, the nature of the QD capping s
Page 383 and 384: QD solution. For an interdot distan
Page 385 and 386: emission spectra of the two individ
Page 387 and 388: Figure 23 Change of the PL intensit
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Page 391 and 392: Figure 25Impact ionization in QDs.m
Page 393 and 394: prevent electron-hole recombination
Page 395 and 396: 36. Miller, R.D.J.; McLendon, G.; N
Page 397 and 398: 91. Vurgaftman, I.; Singh, J. Appl.
Page 399 and 400: 139. Mićić, O.I.; Ahrenkiel, S.P.
Page 401 and 402: 10Synthesis and Fabrication of Meta
Page 403 and 404: Figure 2 (A-C) Progression of HR-TE
Page 405 and 406: Figure 3 Schematic for gold nanocry
Page 407 and 408: Nanocrystal growth can occur by two
Page 409 and 410: on the other hand, provide an ensem
Page 411 and 412: Figure 6 (a) SAXS patterns for disp
Page 413 and 414: Figure 8 The gold nanocrystal film
Page 415 and 416: of the stabilizing ligand, and the
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successfully modeled the 2D island
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2. Steric Stabilization and a Soft
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are fully extended. Moving away fro
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Figure 11 High-resolution SEM image
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Figure 13 (A) Transmission electron
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function of the density of localize
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Figure 15 High-resolution SEM image
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thiol-capped nanocrystals [2]. The
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41. Ackerson, B.J. Nature 1993, 365
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with the effect of the particle com
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Figure 1a shows the surface plasmon
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Figure 2 (a) Ultraviolet-visible ab
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agents [34]. The short-wavelength b
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Figure 4 (a) Plot of the plasmon ab
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the framework of traditional Mie’
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show that effects due to the surrou
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is located at the position of the g
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Figure 8 Ultraviolet-visible absorp
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laser pulses while being mixed in t
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Figure 10 shows HR-TEM images of go
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final irradiation product. At the s
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following the laser excitation appe
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36. Papavassiliou, G.C. Prog. Solid
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particles to expand. Because the he
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was frequency doubled in a 1-mm B-
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Figure 2 Frequency of the acoustic
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Figure 3 Change in radius (DR/R) ve
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In this model, the electrons couple
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Figure 5 Transient bleach data for
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Figure 7 (a) Transient bleach data
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that the particles with >80% Au hav
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3. Del Fatti, N.; Valle´e, F.; Fly
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