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To avoid this problem, many groups have utilized another opticaltechnique, photoluminescence excitation (PLE) spectroscopy [8,9,54,74–76].PLE is similar to TDA in that it selects a narrow subset of the sampledistribution to obtain absorption information. However, in PLE experiments,one utilizes the emission of the nanocrystals. Thus, this technique is particularlysuited to the efficient fluorescence observed in high-quality samples.PLE works by monitoring a spectrally narrow emission window within theinhomogenous emission feature while scanning the frequency of the excitationsource. Because excited nanocrystals always relax to their first excitedstate before emission, the spectrum that is obtained reveals absorptioninformation about the narrow subset of nanocrystals that emit.An additional advantage of this technique is that emission informationcan be obtained during the same experiment. For example, fluorescence linenarrowing(FLN) spectroscopy can be used to measure the emission spectrumfrom a subset of the sample distribution. In particular, by exciting thenanocrystals on the low-energy side of the first absorption feature, only thelargest dots in the distribution are excited.Figure 4 demonstrates all of these techniques. In Fig. 4a, absorption andemission results are shown for a sample of CdSe nanocrystals with a meanradius of 1.9 nm. On this scale, only the lowest two excited electron–hole pairstates are observed in the absorption spectrum (solid line). The emissionspectrum (dashed line) is obtained by exciting the sample well above itsfirst transition so that emission occurs from the entire sample distribution.This inhomogeneously broadened emission feature is referred to as the fullluminescence spectrum. If, instead, a subset of the sample distribution isexcited, a significantly narrowed and structured FLN spectrum is revealed.For example, when the sample in Fig. 4 is excited at the position of the downwardarrow, a vibrational progression is clearly resolved (due to longitudinaloptical phonons) in the emission spectrum. Similarly, by monitoring theemission at the position of the upward arrow, the PLE spectrum in Fig. 4breveals absorption features with higher resolution than in Fig. 4a. Further,additional structure is observed within the lowest absorption feature. As wediscuss later, these features (labeled a and h) represent fine structure presentin the lowest electron–hole pair state and have important implications forquantum-dot emission. However, before discussing this fine structure, we firsttreat the size dependence of the electron structure in CdSe nanocrystals.C. Size Dependence of the Electronic StructureAlthough the absorption and PLE spectra in Fig. 4 show only the two lowestexciton features, high-quality samples reveal much more structure. For example,in Fig. 5, PLE results for a 2.8-nm-radius CdSe sample are shown alongwith its absorption and full luminescence spectra. These data cover a largerCopyright 2004 by Marcel Dekker, Inc. All Rights Reserved.
Figure 4 (a) Absorption (solid line) and full luminescence (dashed line) spectrafor f1.9-nm effective radius CdSe nanocrystals. (b) FLN and PLE spectra for thesame sample. A longitudinal optical phonon progression is observed in FLN. Bothnarrow (a, aV) and broad (h) absorption features are resolved in PLE. Thedownward (upward) arrows denote the excitation (emission) position used for FLN(PLE). (Adapted from Ref. 11.)spectral range than Fig. 4 and show more of the spectrum. To determine howthe electronic structure evolves with quantum-dot size, PLE data can beobtained for a large series of samples. Seven such spectra are shown in Fig. 6.The nanocrystals are arranged (top to bottom) in order of increasing radiusfrom f1.5 to f4.3 nm. Quantum confinement clearly shifts the transitions tohigher energy (>0.5 eV) with decreasing size. The quality of these quantumdots also allows as many as eight absorption features to be resolved in a singlespectrum.By extracting peak positions from PLE data such as Fig. 6, the quantumdotspectrum as a function of size is obtained. Figure 7 plots the result for alarge dataset from CdSe nanocrystals. Although nanocrystal radius (ordiameter) is not used as the x axis, Fig. 7 still represents a size-dependentCopyright 2004 by Marcel Dekker, Inc. All Rights Reserved.
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Copyright 2004 by Marcel Dekker, In
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This book covers several topics of
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esult, some exciting topics were no
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3. Fine Structure and Polarization
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9. III-V Quantum Dots and Quantum D
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ContributorsUri BaninThe Hebrew Uni
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1‘‘Soft’’ Chemical Synthesi
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structure of energy states leads to
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growth can proceed by Ostwald ripen
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Figure 3 Transmission electron micr
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Figure 4 Temporal evolution of the
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No. 26, are f85% (Fig. 6) [21]. Alt
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tion spectra and broad PL spectra.
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ing surface-to-volume ratio with di
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Figure 8 Photoluminescence spectra
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lattice mismatch. Such a large latt
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match between InAs and ZnS of f11%.
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successfully repeated for up to thr
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Under a different growth regime, on
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Figure 14 Atomic model of the CdSe
Page 46 and 47: ‘‘Teardrop-shaped’’ particl
Page 48 and 49: Figure 17 High-resolution TEMs of C
Page 50 and 51: allows isolation of tetrapods in f8
Page 52 and 53: ligand concentrations yield a reduc
Page 54 and 55: een determined and quantitatively c
Page 56 and 57: tion volumes were also shown to be
Page 58 and 59: synthesis temperatures of z400jC ar
Page 60 and 61: Figure 23 (a) Photoluminescence spe
Page 62 and 63: levels (fV1 Mn per NQD). Despite in
Page 64 and 65: Figure 25 X-ray diffraction pattern
Page 66 and 67: Figure 27 Transmission electron mic
Page 68 and 69: An additional factor that strongly
Page 70 and 71: Figure 30 (a,b) Schematics illustra
Page 72 and 73: Slow, controlled precipitation of h
Page 74 and 75: Figure 34 Schematic illustrating th
Page 76 and 77: Figure 36 Transmission electron mic
Page 78 and 79: achieving biological compatibility
Page 80 and 81: 47. Yu H.; Gibbons P.C.; Kelton K.F
Page 82 and 83: 2Electronic Structure inSemiconduct
Page 84 and 85: Figure 2 (a) Simple model of a nano
Page 88 and 89: electron and hole to be treated as
Page 90 and 91: independently, Eq. (13) is commonly
Page 92: a better description of the bulk ba
Page 95: investigated. For optical experimen
Page 99 and 100: Figure 6 Normalized PLE scans for s
Page 101 and 102: Figure 8 A simplistic model for des
Page 103 and 104: Figure 10 Theoretically predicted p
Page 105 and 106: Figure 12 Schematics depicting the
Page 107 and 108: Figure 14 Calculated band-edge exci
Page 109 and 110: Figure 15 Absorption (solid line) a
Page 111 and 112: Figure 18 (a) Calculated band-edge
Page 113 and 114: IV.BEYOND CdSeA. Indium Arsenide Na
Page 115 and 116: the six-band Luttinger Hamiltonian.
Page 117 and 118: 11. Norris, D.J.; Efros, Al.L.; Ros
Page 119 and 120: 69. Gaponenko, S.V.; Woggon, U.; Sa
Page 121 and 122: formation of a long-lived dark exci
Page 123 and 124: where the constant A is determined
Page 125 and 126: In crystals for which the function
Page 127 and 128: The respective wave functions areC
Page 129 and 130: passive, as was shown in Ref. 12. T
Page 131 and 132: square of the matrix element of the
Page 133 and 134: where e F = e F ieV and e F F = e x
Page 135 and 136: see that for all nanocrystal shapes
Page 137 and 138: optical recombination of the excito
Page 139 and 140: B. Recombination of the Dark Excito
Page 141 and 142: where x = cos h and f = l B g e H/3
Page 143 and 144: The theory of the polarization memo
Page 145 and 146: Figure 7 The size dependence of the
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state would have an infinite lifeti
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crystal axis [see Eq. (40)]. As a r
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time of the exciton momentum relaxa
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One must also account for the influ
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observed in one of the first studie
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REFERENCES1. Bawendi, M.G.; Wilson,
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4Intraband Spectroscopyand Dynamics
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The solid line in Fig. 1 shows the
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Figure 2 FTIR spectra of n-type CdS
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of the center frequency. The experi
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limit given by radiative relaxation
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from a long lifetime due to the pho
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are two natural approaches to study
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32. Inoshita, T.; Sakaki, H. Physic
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continuous spectral tunability over
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function and envelope function mome
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ottleneck’’ [14,28]. Further re
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in NQDs is dominated by nonphonon e
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Figure 4 Dynamics of the IR postpum
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Figure 5 (a) Time-resolved PL spect
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Figure 6 (a) The time delay of the
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and due to Auger-type e-h interacti
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Figure 9 Dynamics of the 1S bleachi
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significantly greater than the fast
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Figure 11 (a) Pump-intensity-depend
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NQD size. For small NQD sizes (R =
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Figure 14 Nonlinear absorption/gain
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sorption change associated with a s
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where n h em is the hole ‘‘emit
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ultrafast (subpicosecond to picosec
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Figure 18 Schematic of transitions
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Figure 19 Dynamics of pump-induced
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where n i (i=1, 2 . . . , N ) is th
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Figure 21 (a) Two-e-h-pair (biexcit
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the volume fraction (filling factor
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intensity dependence of this peak (
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can contribute to the saturation of
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coupling between ‘‘volume’’
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numerous discussions on the photoph
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53. Kang, K.; Kepner, A.; Gaponenko
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the ‘‘on-off ’’ emission in
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parallel form of data acquisition i
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Figure 3 (a) Spectral time trace of
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transition energies. In fact, these
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distribution (dark line) does not d
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exposure to only room light. In our
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statistics for the off times are in
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230Shimizu and BawendiCopyright 200
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Figure 10 (a) Time trace of a CdSe(
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and excited QD core states to fluct
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arrows indicate the on-time truncat
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W. K. Woo and V. C. Sundar for assi
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size allows the electron affinity a
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II.THEORY OF ELECTRON TRANSFER BETW
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For the specific case of charge tra
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dominates, the mobility is often fi
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where the constant A and the temper
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components of modulation which are
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nanocrystals [41], understanding ph
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and ionization potential through tw
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quantum dots. Furthermore, because
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For many applications, a host mater
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form blends with morphologies that
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Figure 11 Photoluminescence efficie
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Figure 12 (a) Room-temperature PIA
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discussed briefly in Section IV. Ch
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dithiolates to thiol-terminated DNA
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Films of passivated CdSe nanocrysta
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Figure 16 Photocurrent action spect
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decay with stretched exponential ki
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siderably larger than might be esti
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dispersing CdSe nanocrystal chromop
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memory and charge storage effects [
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all) of the optically excited elect
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composites of nanocrystals and conj
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55. Asbury, J.B.; Hao, E.C.; Wang,
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108. Morgan, N.Y.; Leatherdale, C.A
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The approaches to fabrication of se
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Figure 1 Experimental realization o
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Due to this voltage division, the m
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Figure 3 Simulated tunneling spectr
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electron charging. In both positive
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Figure 5 shows the typical features
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Figure 7 Map of levels for InAs nan
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Figure 8 Scanning electron microsco
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D CB = 0.31 eV is thus obtained. On
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Figure 11 Correlation of optical an
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atomistic approach based on pseudop
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charging indicated that the tunneli
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capacitance values were also kept t
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could not be detected in the QD/DT/
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Figure 18 Tunneling conductanceF sp
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data in the inset of Fig. 19 repres
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corresponding to the s-like wave fu
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7. Grabert, H.; Devoret, M.H., Eds.
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66. Su, B.; Goldman, V.J.; Cunningh
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dimensional confinement are created
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Figure 1 Transmission electron micr
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The room-temperature absorption and
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narrower in samples with larger mea
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GaInP 2 QDs from a plot of the squa
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crystal, indicating lattice-matched
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Figure 5 Evolution of Stranski-Kras
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C. Efficient Anti-Stokes Photolumin
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Because HF treatment has been shown
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intensity of the PL when it is on a
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eV stems from recombining carriers
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Figure 16 Model to explain two-colo
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although this term is not rigorousl
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10 ps (about an order of magnitude
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electron relaxation is inhibited an
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Figure 18 Transmission electron mic
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QDs, the nature of the QD capping s
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QD solution. For an interdot distan
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emission spectra of the two individ
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Figure 23 Change of the PL intensit
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(viz. the absorbed light intensity)
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Figure 25Impact ionization in QDs.m
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prevent electron-hole recombination
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36. Miller, R.D.J.; McLendon, G.; N
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91. Vurgaftman, I.; Singh, J. Appl.
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139. Mićić, O.I.; Ahrenkiel, S.P.
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10Synthesis and Fabrication of Meta
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Figure 2 (A-C) Progression of HR-TE
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Figure 3 Schematic for gold nanocry
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Nanocrystal growth can occur by two
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on the other hand, provide an ensem
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Figure 6 (a) SAXS patterns for disp
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Figure 8 The gold nanocrystal film
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of the stabilizing ligand, and the
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successfully modeled the 2D island
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2. Steric Stabilization and a Soft
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are fully extended. Moving away fro
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Figure 11 High-resolution SEM image
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Figure 13 (A) Transmission electron
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function of the density of localize
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Figure 15 High-resolution SEM image
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thiol-capped nanocrystals [2]. The
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41. Ackerson, B.J. Nature 1993, 365
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with the effect of the particle com
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Figure 1a shows the surface plasmon
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Figure 2 (a) Ultraviolet-visible ab
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agents [34]. The short-wavelength b
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Figure 4 (a) Plot of the plasmon ab
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the framework of traditional Mie’
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show that effects due to the surrou
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is located at the position of the g
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Figure 8 Ultraviolet-visible absorp
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laser pulses while being mixed in t
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Figure 10 shows HR-TEM images of go
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Figure 11 Transmission electron mic
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final irradiation product. At the s
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following the laser excitation appe
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36. Papavassiliou, G.C. Prog. Solid
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particles to expand. Because the he
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was frequency doubled in a 1-mm B-
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Figure 2 Frequency of the acoustic
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Figure 3 Change in radius (DR/R) ve
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In this model, the electrons couple
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Figure 5 Transient bleach data for
Page 479 and 480:
Figure 7 (a) Transient bleach data
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that the particles with >80% Au hav
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3. Del Fatti, N.; Valle´e, F.; Fly
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