218 PublicacionesBRIEF REPORTSconsequence of local Coulombic interactions and dislocationsof the lattice. 21 The aim of this work is to ascertain theinfluence that the nanometer size confinement could have byitself on the experimentally observed tails in the DOS. Tothis end, we have theoretically calculated and analyzed theelectronic DOS in crystalline TiO 2 nanoparticles in air orvacuum affected by the presence of impurities near the particlesurface. In our theoretical method the electric responseof materials is assumed to follow the electrodynamics ofcontinuous media, so that a parameter, the dielectric constant,characterizes the material response. 22 The validity ofsuch a macroscopic model has been well established forsemiconductor QDs. 23 The effect of temperature has beenincorporated by changing the permittivity value of the quantumdot, in accordance with reported dependences. 19Within the framework of the envelope function approachand effective mass approximation, the electronic Hamiltonianfor a QD in the presence of a hydrogenic donor impurityreads, in atomic units,H =− 1 2 1m * r + Vr + c + s .2PHYSICAL REVIEW B 72, 153313 2005FIG. 1. One-electron energy levels of a 10 nm radius sphericalTiO 2 nanocrystal with a hydrogenic donor impurity located at 9 nmfrom the QD center, as a function of the QD dielectric constant.Insets show the common logarithmic representation of the densityof states in the vicinity of the conduction band edge of a statisticaldistribution of doped TiO 2 QDs with an average 10 nm radius anda dispersion of 10%, for two different values of the QD dielectricconstant. In all cases, the outer medium is air or vacuum.The first term in Eq. 2 is the generalized kinetic energyoperator, Vr corresponds to a realistic three-dimensional3D steplike spatial confinement potential, and c stands forthe Coulombic potential generated by the impurity, includingthe effects of the polarization charges induced at the QDborder as a consequence of the dielectric constant mismatchbetween the QD and the surrounding medium. The electronitself also induces polarization charges at the dot boundaries,whose effects are described by the self-polarization potentialterm s . When an r=r steplike dielectric function isassumed, c and s admit analytical expressions. We carryout an exact numerical integration of Eq. 2 by means of adiscretization scheme based on the finite differences method.The explicit expressions of c and s together with a detaileddescription of the integration method employed can befound in Refs. 24 and 25. As we will show next, the presenceof impurities in nanometer systems naturally induces bandtailing, with details depending on the dielectric constant particularlyon the relative weight of bare Coulomb vs polarization.Figure 1 shows the bottom of the electronic energy spectrumspecifically, the states which energy is located in thegap region of a 10 nm radius spherical TiO 2 nanocrystalliteembedded in air or vacuum in the presence of a hydrogenicdonor impurity vs the QD dielectric constant QD . The impurityhas been located close to the QD surface at a distance of9 nm from the QD center since it is expected that the dopingof nanostructured TiO 2 films mostly occurs close to the QD’sborder. In our calculation the origin of energies has beenset at the bottom of the conduction band, and the QD dielectricconstant ranges from 6 TiO 2 dynamic dielectric constantto 60 corresponding to a static dielectric constant. 19,26The surrounding air or vacuum dielectric constant is 0=1 and the employed electron effective masses are m * =1 forboth, vacuum and TiO 2 . 27 The spatial confinement step potentialheight is assumed to equal the TiO 2 electroaffinity, 28EA=3.9 eV.As mentioned previously, a high dependence of the TiO 2dielectric constant on temperature is well documented. 19 QDdecreases as the temperature is raised up. Then, an enhancedCoulomb potential yields a larger penetration of electronicstates into the gap, as it can be seen in Fig. 1. The representationof the corresponding electron wave functions showsthat, in general, the electronic charge density associated tothese gap states spreads over the whole QD volume nanoscopicconfinement. Only in the case of the low-lying statesand only for QD dielectric constants smaller than about 15the charge density is localized in a few lattice cells aroundthe impurity site, so that we can actually refer to these laststates as trapping states. The previous observation may haveimportant implications when the problem of electronic transportin nanostructured layers is faced. Electronic density delocalizationwithin each QD suggest that long-range electronmotion may be mainly determined by the energetic mismatchbetween neighboring particles rather than effects associatedwith inner displacement.Figure 1 also shows that in the region of dielectric constant QD higher than 25 no appreciable changes can be seen,and that for dielectric constant values as high as 60, manystates still come into the energy gap. Since the dielectricresponse of media may be formally described by the electricfield produced by an effective charge distribution in vacuum,we can understand the effect of an increase of the QD dielectricconstant as an effective charge transfer from the impurityposition to the dielectrically mismatched surface. The effectivecharge located at the impurity position which is responsiblefor the bare Coulomb term is proportional to 1/ QD ,while the induced charge at the QD boundaries connectedwith polarization terms scales as 1−1/ QD . Hence, as QDincreases, the electron trapping capability of the impurity siteand the associated states stabilization diminishes. In contrast,the enhancement of polarization charge can still stabilize the153313-2
Confinamiento dieléctrico 219BRIEF REPORTSstates pushing them into the energy gap. <strong>It</strong> is worth notingout that as the polarization charge is distributed over thewhole QD surface, the polarization-induced gap states arespread over the whole QD volume and not trapped in thesurroundings of the impurity site.The different penetration of the electronic states into thegap is also reflected in the DOS profile. Insets in Fig. 1 showthe calculated DOS for QD =6 that would correspond tohigh temperature, left panel and for QD =60 low temperature,right panel. 29 We have assumed in these calculations astatistical distribution of QDs with an average 10 nm radiusand a 10% dispersion, usual values for technological materials.Insets in Fig. 1 show that the calculated DOS profiles donot fit an exponential law Eq. 1. However, it resemblesthe experimentally observed DOS near the conduction bandlower edge. 7The exponential model, Eq. 1, allows characterizing theDOS profile by means of a constant parameter E 0 , inverselyproportional to the slope of the logarithmic representation ofthe DOS. However, in our calculations it is not a constant butdepends on energy. We can observe, though, that the inverseof the mentioned slope increases with temperature at anyenergy value in the gap see insets in Fig. 1. This agreesqualitatively with the increment of E 0 with temperaturefound in literature in case of QDs in air or vacuum. 18 Thenumber of states in the gap, as it can be inferred from data ininsets of Fig. 1, is of the same order as the experimentallydetermined. 7PHYSICAL REVIEW B 72, 153313 2005Both insets show a maximum in the DOS, approximatelylocated in the bottom of the conduction band. <strong>It</strong> is the resultof the interplay of two different sources of confinement,namely, the QD spatial confinement potential and the Coulombicpotentials. The deepest states in the gap are the mostinfluenced by the Coulomb terms, providing a DOS whichincreases with energy. However, for highly excited stateswhere the spatial confinement is most relevant, the situationis reversed: DOS decreases with energy. The energy domaincharacterized by the DOS maximum could be referred to as atransition region between these two regimes.Summing up, Coulomb terms bare Coulomb and surfacepolarization may explain the presence of states in the energygap, as derived from impurity doping in semiconductornanostructures. They also predict a dependence of the DOSon temperature. We have proven that in addition to wellknownexplanations for band tailing in bulk semiconductorslocal Coulombic interactions and lattice dislocation the nanometersize confinements are able to induce similar effects.Moreover, our approach predicts a high degree of electronicdensity delocalization within the QD, which has importantimplications on developing transport models.Financial support from MEC-DGI Project No. CTQ2004-02315/BQU and UJI-Bancaixa Project No. P1-B2002-01 isgratefully acknowledged. A MECD of Spain FPU grant isalso acknowledged JLM.*Electronic address: garciag@uji.es1 P. Guyot-Sionnest, M. Shim, C. Matranga, and M. Hines, Phys.Rev. B 60, R2181 1999.2 I. N. Hulea, H. B. Brom, A. J. Houtepen, D. Vanmaekelbergh, J.J. Kelly, and E. A. Meulenkamp, Phys. Rev. Lett. 93, 1666012004.3 A. L. Roest, J. J. Kelly, D. Vanmaekelbergh, and E. A. Meulenkamp,Phys. Rev. Lett. 89, 036801 2002.4 D. Yu, C. Wang, and P. Guyot-Sionnest, Science 300, 12772003.5 J. Bisquert, D. Cahen, G. Hodes, S. Rhle, and A. Zaban, J. Phys.Chem. B 108, 8106 2004.6 R. Konenkamp, Phys. Rev. B 61, 11057 2000.7 V. G. Kytin, J. Bisquert, I. Abayev, and A. Zaban, Phys. Rev. B70, 193304 2004.8 F. Fabregat-Santiago, I. Mora-Seró, G. Garcia-Belmonte, and J.Bisquert, J. Phys. Chem. B 107, 758 2003.9 L. M. Peter, N. W. Duffy, R. L. Wang, and K. G. U. Wijayantha,J. Electroanal. Chem. 524-525, 127 2002.10 H. Wang, J. He, G. Boschloo, H. Lindstrm, A. Hagfeldt, and S.Lindquist, J. Phys. Chem. B 105, 2529 2001.11 J. Bisquert, G. Garcia-Belmonte, and J. Garcáa-Cañadas, J. Appl.Phys. 120, 6726 2004.12 J. Bisquert, A. Zaban, M. Greenshtein, and I. Mora-Seró, J. Am.Chem. Soc. 126, 13550 2004.13 L. Dloczik, O. Ileperuma, I. Lauerman, L. M. Peter, E. A. Ponomarev,G. Redmond, N. J. Shaw, and I. Uhlendorf, J. Phys.Chem. B 101, 10281 1997.14 J. van de Lagemaat and A. J. Frank, J. Phys. Chem. B 105, 111942001.15 A. Kambili, A. B. Walker, F. L. Qiu, A. C. Fisher, A. D. Savin,and L. M. Peter, Physica E Amsterdam 14, 203 2002.16 J. van de Lagemaat and A. J. Frank, J. Phys. Chem. B 104, 42922000.17 N. Kopidakis, K. D. Benkstein, J. van de Lagemaat, and A. J.Frank, J. Phys. Chem. B 107, 11307 2003.18 T. Dittrich, Phys. Status Solidi A 182, 447 2000.19 R. A. Parker, Phys. Rev. 124, 1719 1961.20 J. I. Pankove, Optical Processes in Semiconductors Prentice-Hall, Englewood Cliffs, NJ, 1971.21 A. Iribarren, R. Castro-Rodríguez, V. Sosa, and J. L. Peña, Phys.Rev. B 60, 4758 1999.22 For this reason, we have not included in this study nanoporousfilms permeated with aqueous electrolyte solutions, as these solutionsin nanocavities should probably require a different discretelikemodeling, and then comparison on a common footwould not be possible.23 P. G. Bolcatto and C. R. Proetto, J. Phys.: Condens. Matter 13,319 2001; L. Bányai and S. W. Koch, Semiconductor QuantumDots Word Scientific, Singapore, 1993.24 J. L. Movilla and J. Planelles, Comput. Phys. Commun. 170, 1442005.25 J. L. Movilla and J. Planelles, Phys. Rev. B 71, 075319 2005.26 M. Mikami, S. Nakamura, O. Kitao, and H. Arakawa, Phys. Rev.153313-3
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CONFINAMIENTO NANOSCÓPICO ENESTRUC
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AgradecimientosDecía Albert Einste
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A mi madreA la memoria de mi padre
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viiihigh-correlation electronic reg
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xric) resolution method proves the
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xii14. F. Rajadell, J.L. Movilla, M
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xivcen para moldear a voluntad su e
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xvideterminar las características
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Capítulo 1Fundamentos teóricosEl
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1.1 Modelo k · p 3donde p = −i¯
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1.7 Transiciones intrabanda 17Tras
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1.7 Transiciones intrabanda 19g) [7
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Capítulo 2Confinamientos espacial
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23esta aproximación asume implíci
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2.1 Puntos cuánticos de InAs en ma
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Capítulo 3Confinamiento periódico
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Capítulo 4Confinamiento magnético
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51donde m ∗ es la masa efectiva d
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Capítulo 5Confinamiento dieléctri
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69Más complicado pero también ana
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5.5 Estados superficiales inducidos
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Capítulo 6ConclusionesEn esta Tesi
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155entre los anillos como la orient
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157fuerte decaimiento de la intensi
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Publicaciones
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Confinamientos espacial y másico
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Confinamientos espacial y másico 1
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Confinamiento dieléctrico 269Diele
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Bibliografía[1] J. Karwowski,“In
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BIBLIOGRAFÍA 295[23] J.L. Movilla,
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BIBLIOGRAFÍA 297[48] M.G. Burt,
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BIBLIOGRAFÍA 299[71] W.H. Press, S
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BIBLIOGRAFÍA 301[97] U.H. Lee, D.
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BIBLIOGRAFÍA 303[121] S.W. Chung,
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BIBLIOGRAFÍA 305[145] R. Blossey y
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BIBLIOGRAFÍA 307[169] F. Suárez,
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BIBLIOGRAFÍA 309[194] C. Delerue,
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BIBLIOGRAFÍA 311[220] J.L. Zhu y X
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BIBLIOGRAFÍA 313[245] L.M. Peter,
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BIBLIOGRAFÍA 315[266] P. Rinke, K.
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BIBLIOGRAFÍA 317[289] Y. Wang, L.
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BIBLIOGRAFÍA 319[314] A. Wójs y P