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Advances in Fingerprint Technology.pdf

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APPENDIX<br />

Daubert Hear<strong>in</strong>gs<br />

EDWARD GERMAN*<br />

Dur<strong>in</strong>g most of the 20th century <strong>in</strong> America, the admissibility of friction<br />

ridge evidence <strong>in</strong> the vast majority of American courts relied upon the 1923<br />

“Frye” rule of “general acceptance <strong>in</strong> the particular field <strong>in</strong> which it belongs”<br />

(Frye v. United States, 293 F2d. 1013, D.C. Cir. 1923). So long as it could be<br />

shown that a scientific pr<strong>in</strong>ciple or discovery, such as the uniqueness and<br />

permanence of friction ridge formations, was generally accepted by other<br />

experts, it was admissible. Those few states not adopt<strong>in</strong>g the “Frye test”<br />

generally embraced Federal Rule of Evidence 702 (or a similar state rule) to<br />

ensure that expert testimony was relevant and based on reliable scientific<br />

theories.<br />

Beg<strong>in</strong>n<strong>in</strong>g <strong>in</strong> 1993, however, the admissibility of friction ridge identification<br />

has come under much closer scrut<strong>in</strong>y. In 1993, a civil case (Daubert<br />

v. Merrell Dow Pharmaceuticals, 113 S. Ct. 2786) ruled that the Federal Rules<br />

of Evidence superseded “general acceptance” tests for admissibility of novel<br />

scientific evidence; and that the rigid “general acceptance” test, which arose<br />

from Frye v. United States, is at odds with the liberal thrust of the Federal<br />

Rules of Evidence.<br />

The Daubert rul<strong>in</strong>g stated that:<br />

• The trial judge must still screen scientific evidence to ensure it is<br />

relevant and reliable.<br />

• “The focus, of course, must be solely on pr<strong>in</strong>ciples and methodology,<br />

not on the conclusions they generate.”<br />

• Factors the court should consider <strong>in</strong>clude:<br />

• Test<strong>in</strong>g and validation<br />

• Peer review<br />

• Rate of error<br />

• “General acceptance”<br />

* Included with the author’s permission; orig<strong>in</strong>ally prepared by the author and others for<br />

post<strong>in</strong>g at http://on<strong>in</strong>.com/fp.

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