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Regulation of Health and Social Care Professionals Consultation

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Good Medical Practice which covers matters such as the duties <strong>of</strong> a doctor, good<br />

clinical care, maintaining good pr<strong>of</strong>essional practice, teaching <strong>and</strong> training,<br />

appraising <strong>and</strong> assessments, relationships with patients, probity <strong>and</strong> health. 40<br />

Some <strong>of</strong> the regulators, such as the General Dental Council <strong>and</strong> General<br />

Pharmaceutical Council, adopt the approach <strong>of</strong> a short high-level code <strong>of</strong> conduct<br />

which is supported by more detailed guidance booklets that explain how the code<br />

should be implemented.<br />

6.54 It has been argued that codes <strong>of</strong> conduct are generalised statements <strong>of</strong> common<br />

values <strong>and</strong> therefore unenforceable in law. 41 Nonetheless, the Codes are in fact<br />

enforced through administrative decisions made by the regulator, the decisions <strong>of</strong><br />

Fitness to Practise Panels <strong>and</strong> the courts. 42<br />

6.55 Some <strong>of</strong> the codes themselves contain statements which indicate their legal<br />

status. In the majority <strong>of</strong> cases this statement will be to the effect that all<br />

registrants must act in accordance with the code or guidance <strong>and</strong> a failure to<br />

comply will put registration at risk. 43 The main exception is Good Medical Practice<br />

which contains a more detailed statement to the effect that:<br />

(1) the document is guidance <strong>and</strong> not a statutory code <strong>and</strong> doctors must use<br />

their judgement to apply the principles to the various situations faced;<br />

(2) where the guidance uses the term “you must” this indicates an overriding<br />

duty or principle, but where the term “you should” is used this indicates<br />

an explanation <strong>of</strong> how doctors should meet the overriding duty or where<br />

the main duty will not apply to all situations; <strong>and</strong><br />

(3) “serious or persistent” failure to follow the guidance will put registration at<br />

risk. 44<br />

St<strong>and</strong>ards <strong>of</strong> pr<strong>of</strong>iciency<br />

6.56 All <strong>of</strong> the regulators are required to determine from time to time the st<strong>and</strong>ards <strong>of</strong><br />

pr<strong>of</strong>iciency for safe <strong>and</strong> competent practice. 45 St<strong>and</strong>ards <strong>of</strong> pr<strong>of</strong>iciency are<br />

described as being based on the principle that every practitioner must follow “the<br />

current, sound practice <strong>of</strong> a reasonable practitioner”. 46 They are applicable to<br />

prospective registrants applying for the first time <strong>and</strong> existing registrants.<br />

6.57 The st<strong>and</strong>ards that are published are generally speaking minimum st<strong>and</strong>ards that<br />

are necessary for safe <strong>and</strong> effective practice, rather than best practice or<br />

aspirational st<strong>and</strong>ards. The areas covered typically include assessment skills,<br />

40 General Medical Council, Good Medical Practice (2006).<br />

41 J Stone “Evaluating the Ethical <strong>and</strong> Legal Content <strong>of</strong> Pr<strong>of</strong>essional Codes <strong>of</strong> Ethics” in J<br />

Allsop <strong>and</strong> M Saks (eds), Regulating the <strong>Health</strong> Pr<strong>of</strong>essions (2003) p 63.<br />

42<br />

For example, General Medical Council v Meadow [2006] EWCA Civ 1390, [2007] 2 WLR<br />

286 at [113].<br />

43 For example, Nursing <strong>and</strong> Midwifery Council, The Code: St<strong>and</strong>ards <strong>of</strong> Conduct,<br />

performance <strong>and</strong> Ethics for Nurses <strong>and</strong> Midwives (2008), p 2.<br />

44 General Medical Council, Good Medical Practice (2006) p 5.<br />

45 For example, Dentists Act 1984, s 36D <strong>and</strong> Medical Act 1983, s 5.<br />

46 General Chiropractic Council, Code <strong>of</strong> Conduct <strong>and</strong> St<strong>and</strong>ard <strong>of</strong> Pr<strong>of</strong>iciency (2010) p 38.<br />

112

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