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Regulation of Health and Social Care Professionals Consultation

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provides an extensive list <strong>of</strong> relevant organisations. However, it is<br />

important that wide coverage is balanced with the first characteristic,<br />

which is being clear about to whom the duty applies.<br />

(3) It should be clear when the duty applies. Some statutes are unclear on<br />

this point: for example, the regulators are required to cooperate “in<br />

exercising their functions”, which can be described as high-level <strong>and</strong><br />

difficult to tie to specific actions.<br />

(4) Some form <strong>of</strong> action should be required by all bodies. Duties that require<br />

a two-way flow <strong>of</strong> obligations appear to be more effective than those that<br />

require no response.<br />

(5) The action that is required must be as specific as possible. Thus, the<br />

existing duties to cooperate placed on the regulators are weakened<br />

significantly by their failure to identify what constitutes co-operation.<br />

12.36 In the light <strong>of</strong> these characteristics, we provisionally propose that our statute<br />

should set out two duties to cooperate. First, we propose that a general duty<br />

should be imposed on each regulator to make arrangements to promote cooperation<br />

with other relevant organisations or other persons, including those<br />

concerned with the employment <strong>of</strong> registrants; education <strong>and</strong> training <strong>of</strong><br />

registrants; regulation or co-ordination <strong>of</strong> the regulation <strong>of</strong> other health or social<br />

care pr<strong>of</strong>essionals; regulation <strong>of</strong> health or social care services; <strong>and</strong> provision,<br />

supervision or management <strong>of</strong> health or social care services.<br />

12.37 The statute could provide examples <strong>of</strong> arrangements that could be made under<br />

this duty, such as sharing information, undertaking joint consultations, sharing<br />

facilities <strong>and</strong> resources, joint rules <strong>and</strong> regulations, <strong>and</strong> partnership arrangements<br />

(see above) <strong>and</strong> other joint implementation <strong>of</strong> regulatory tasks or functions<br />

(including fitness to practise adjudication). This duty would help to encourage the<br />

regulators to be proactive in establishing a general framework that will encourage<br />

joint working. We welcome further suggestions on the types <strong>of</strong> arrangements that<br />

might be specified.<br />

12.38 Second, we propose that there should be a specific duty to cooperate, which<br />

applies when the regulator in question is:<br />

(1) considering an application for registration or renewal <strong>of</strong> registration;<br />

(2) undertaking activities connected to the approval <strong>of</strong> pre-registration <strong>and</strong><br />

post-registration education <strong>and</strong> training;<br />

(3) monitoring <strong>and</strong> ensuring proper st<strong>and</strong>ards <strong>of</strong> practice <strong>and</strong> conduct; <strong>and</strong><br />

(4) undertaking an investigation into a registrant’s fitness to practise.<br />

12.39 This duty would apply to the same list <strong>of</strong> relevant organisations or other persons<br />

covered by the general duty to cooperate. The requested authority would be<br />

16 Children Act 2004, s 10.<br />

221

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