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Regulation of Health and Social Care Professionals Consultation

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own consumer complaints service. But the ability to fund a consumer complaints<br />

service is arguably different on the basis that the service is run by another<br />

organisation. However, the arguments may be more finely balanced in the case<br />

<strong>of</strong> the General Dental Council which is organisationally responsible for this<br />

service albeit on an arms length basis. We welcome further views on this point.<br />

Question 11-5: Should the regulators have powers to finance or establish a<br />

complaints service?<br />

EXTENDING BUSINESS REGULATION<br />

11.33 Many <strong>of</strong> the provisional proposals contained in this Part are aimed at<br />

consolidating the existing legal position. However, the discussions contained<br />

therein raise a more fundamental question, namely whether the same legal<br />

framework for business regulation should be made available to all the regulators.<br />

11.34 It would be possible to give all regulators a power to implement a regime similar<br />

to that given to the General Pharmaceutical Council, if they wished to do so.<br />

Furthermore, the regulators could be given powers to implement a system <strong>of</strong><br />

registration <strong>of</strong> bodies corporate similar to that <strong>of</strong> the General Optical Council. Any<br />

new system could build in some flexibility by allowing the regulators to pick <strong>and</strong><br />

choose which elements <strong>of</strong> the business regulatory framework they will implement.<br />

For example, regulators could issue st<strong>and</strong>ards for premises but not undertake full<br />

premises inspection powers. Others may wish to introduce teams <strong>of</strong> inspectors<br />

who would be tasked with giving advice <strong>and</strong> working in partnership with<br />

businesses, but without the full legal powers <strong>of</strong> rights <strong>of</strong> entry or compliance<br />

orders.<br />

11.35 Of course, it is unlikely that many regulators would want to introduce such a<br />

system. Premises regulation would not be suitable for most regulators, especially<br />

those where a majority <strong>of</strong> registrants are working in a NHS setting. However, for<br />

some there may be advantages to implementing a form <strong>of</strong> premises regulation.<br />

One <strong>of</strong> the key benefits is that it allows for a holistic approach to regulation <strong>and</strong><br />

enables the regulator to consider the many issues which put the public at risk but<br />

not the responsibility <strong>of</strong> an individual registrant for say the design <strong>of</strong> the premises,<br />

lack <strong>of</strong> training or poor h<strong>and</strong>ling procedures.<br />

11.36 Despite the regulatory overlap identified at the beginning <strong>of</strong> the Part, there may<br />

also be gaps which arise which some regulators may wish to fill. For example, in<br />

the context <strong>of</strong> dental laboratories, while the Medicines <strong>and</strong> <strong>Health</strong>care Products<br />

Regulatory Agency has responsibility for medical equipment (such as sterilisers<br />

<strong>and</strong> x-ray machinery) <strong>and</strong> the <strong>Health</strong> <strong>and</strong> Safety Executive <strong>and</strong> local authority<br />

has responsibility for occupational hazards, there is no premises regime which<br />

ties these systems together.<br />

11.37 A key challenge in developing such a regulatory framework would be to ensure<br />

that the regulation <strong>of</strong> individual registrants dovetails with the regulation <strong>of</strong><br />

registered premises. Moreover, it is important to ensure that any framework does<br />

not lead to duplication <strong>of</strong> the regulatory requirements <strong>of</strong> other regimes. As noted<br />

previously, the potential regulatory overlap in the private sector includes but is not<br />

limited to the Government, systems regulators <strong>and</strong> other regulators. However,<br />

these challenges might be addressed, at least in part, by the development <strong>of</strong> joint<br />

working protocols between the regulators. For example, in Engl<strong>and</strong> the Dental<br />

211

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