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Regulation of Health and Social Care Professionals Consultation

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over-regulates the regulators themselves by constraining their<br />

freedom to adapt <strong>and</strong> modernise. 14<br />

2.25 Consequently, the Government has announced its intention that there will be “an<br />

increase in autonomy <strong>of</strong> the regulatory bodies in the exercise <strong>of</strong> their statutory<br />

responsibilities” which will allow the regulators freedom to develop their own rules<br />

<strong>and</strong> procedures, balanced by a “commensurate strengthening <strong>of</strong> their public <strong>and</strong><br />

parliamentary accountability for their performance”. 15<br />

St<strong>and</strong>ing orders<br />

2.26 The regulators have powers to make st<strong>and</strong>ing orders with respect to various<br />

matters, including the composition <strong>and</strong> procedures <strong>of</strong> the non-statutory<br />

committees, which do not require approval by any external body <strong>and</strong> are not<br />

statutory instruments (<strong>and</strong> so do not have statutory force). 16 St<strong>and</strong>ing orders<br />

cannot conflict with any rule or provision in either primary or secondary<br />

legislation, <strong>and</strong> exist to enable the regulator to function efficiently.<br />

Provisional view<br />

2.27 A number <strong>of</strong> difficulties can be identified with the current system for issuing rules<br />

<strong>and</strong> regulations, not least <strong>of</strong> which are its complexity, the burdens it places on<br />

Government resources <strong>and</strong> the limitations it places on the regulators’ ability to<br />

modernise <strong>and</strong> innovate. It is not unusual for statute law to give independent<br />

bodies formal subordinate law making powers, without the need for Parliamentary<br />

approval. 17 Indeed, there are precedents for giving pr<strong>of</strong>essional regulators such<br />

autonomy, for instance the General <strong>Social</strong> <strong>Care</strong> Council <strong>and</strong> Solicitors <strong>Regulation</strong><br />

Authority. 18<br />

2.28 However, any increase in the regulators’ rule-making autonomy does give rise to<br />

a number <strong>of</strong> important concerns. Some regulators report significant benefits<br />

arising from the current procedure, mainly in the form <strong>of</strong> the expert advice <strong>and</strong><br />

assistance provided by the Department <strong>of</strong> <strong>Health</strong> in developing <strong>and</strong> drafting rules<br />

<strong>and</strong> regulations. By removing this process, errors in rules may be more likely, <strong>and</strong><br />

there may be resource implications if the regulators need to increase their legal<br />

costs which may need to be passed on to registrants in the form <strong>of</strong> increased<br />

fees.<br />

2.29 Increasing the regulators’ autonomy may lead to a democratic deficit in their<br />

accountability. Most Orders <strong>of</strong> the Privy Council are laid before Parliament <strong>and</strong><br />

14 Enabling Excellence: Autonomy <strong>and</strong> Accountability for <strong>Health</strong>care Workers, <strong>Social</strong><br />

Workers <strong>and</strong> <strong>Social</strong> care Workers (2011) Cm 8008, para 3.5.<br />

15 As above, para 3.8.<br />

16 For example, Chiropractors Act 1994, s 1(4) <strong>and</strong> sch 1, Part 1, para 1B(3).<br />

17 Examples include byelaws made by local authorities <strong>and</strong> railway operators, regulations<br />

made by utilities regulators <strong>and</strong> rules governing the financial market made by the Financial<br />

Services Authority.<br />

18 However, the General <strong>Social</strong> <strong>Care</strong> Council’s rules must be approved by the Secretary <strong>of</strong><br />

State (<strong>Care</strong> St<strong>and</strong>ards Act 2000, s 71(4)) <strong>and</strong> alterations to the Solicitor <strong>Regulation</strong><br />

Authority’s regulatory arrangements require the approval <strong>of</strong> the Legal Services Board<br />

(Legal Services Act 2007, sch 4, para 19).<br />

19

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