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Regulation of Health and Social Care Professionals Consultation

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outcome <strong>of</strong> the particular procedure is capable <strong>of</strong> affecting a practitioner’s ability<br />

to continue working in their chosen pr<strong>of</strong>ession. 3 Accordingly, the applicability <strong>of</strong><br />

Article 6 varies throughout the different stages <strong>of</strong> the fitness to practise process; it<br />

is not engaged at the early stages involving screening <strong>and</strong> investigation, but will<br />

be engaged at the adjudication stage. 4 This would include interim order<br />

proceedings relating to an interim suspension. 5<br />

9.5 Several court cases have been brought alleging non compliance with Article 6 on<br />

the basis that adjudication is undertaken by the regulators <strong>and</strong> not an<br />

independent body. The courts have rejected such claims because the legislation<br />

provides for subsequent control <strong>of</strong> the fitness to practise decision by the High<br />

Court in Engl<strong>and</strong> <strong>and</strong> Wales, the Court <strong>of</strong> Session in Scotl<strong>and</strong> <strong>and</strong> the High Court<br />

in Northern Irel<strong>and</strong> on both issues <strong>of</strong> fact <strong>and</strong> law. In effect, the decision <strong>of</strong> the<br />

regulator is subject to a court <strong>of</strong> full jurisdiction which therefore satisfies the<br />

requirements <strong>of</strong> Article 6. 6 Moreover, in Sadler v General Medical Council the<br />

court stated that the General Medical Council’s fitness to practise adjudication<br />

process at that time was in itself Article 6 compliant without even having to<br />

consider whether the process was subject to review by a court <strong>of</strong> full jurisdiction. 7<br />

Provisional view<br />

9.6 It is vital that the fitness to practise process secures the requirements <strong>of</strong><br />

procedural fairness guaranteed by Article 6. These include but are not limited to<br />

securing the right to a hearing within a reasonable time, access to legal<br />

representation, an opportunity to attend the hearing, adequate time for the<br />

preparation <strong>of</strong> the individual’s defence, a public hearing <strong>and</strong> a public<br />

pronouncement <strong>of</strong> the judgment. Arguably, the legal frameworks for fitness to<br />

practise cases adopted by the regulators have improved significantly in recent<br />

years <strong>and</strong> are now Article 6 compliant even without relying on the availability <strong>of</strong><br />

review by a court <strong>of</strong> full jurisdiction.<br />

9.7 Nevertheless the role <strong>of</strong> the higher courts as courts <strong>of</strong> full jurisdiction over the<br />

regulators’ decisions means that Fitness to Practise Panels procedures in most<br />

cases will not fail the Article 6 test. That said, we think that it is best to ensure<br />

that all proceedings are Article 6 compliant without taking into account the right to<br />

appeal to a court <strong>of</strong> full jurisdiction.<br />

9.8 One way <strong>of</strong> achieving this would be to attempt to specify in statute law which<br />

measures <strong>and</strong> procedures must be adopted by each regulator to ensure Article 6<br />

compliance. However, we think this is not possible given the sheer range <strong>of</strong><br />

requirements arising potentially under Article 6, each <strong>of</strong> which will vary in the light<br />

3 R (Wright) v Secretary <strong>of</strong> State for <strong>Health</strong> [2009] UKHL 3, [2009] 1 AC 739. For a summary<br />

<strong>of</strong> recent authorities see Re B [2011] EWHC 2362 (Admin) at [38] to [99].<br />

4 David v General Medical Council [2004] EWHC 2977 at [35].<br />

5 Madan v General Medical Council [2001] EWHC Admin 577, [2001] Lloyd’s Rep Med 539.<br />

6 See, for example, Tehrani v UK Central Council for Nursing, Midwifery <strong>and</strong> <strong>Health</strong> Visiting<br />

[2001] ScotCS 19, [2001] IRLR 208 at [52] <strong>and</strong> Ghosh v General Medical Council (2001) 1<br />

WLR 1915 at [31].<br />

7 Sadler v General Medical Council [2003] UKPC 59, [2003] 1 WLR 2259 at [80].<br />

159

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