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Regulation of Health and Social Care Professionals Consultation

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(2) to guarantee minimum procedural requirements (such as those relating<br />

to the procedures for hearings undertaken by Fitness to Practise Panels);<br />

<strong>and</strong><br />

(3) to establish certain core requirements in the public interest (for example,<br />

a single overarching duty for pr<strong>of</strong>essional regulation <strong>and</strong> setting the size<br />

<strong>and</strong> composition <strong>of</strong> Councils).<br />

2.15 We therefore propose that the new legal framework should impose consistency<br />

where necessary in order to achieve one or more <strong>of</strong> these aims, but otherwise<br />

the regulators should be given greater autonomy in the exercise <strong>of</strong> their statutory<br />

responsibilities <strong>and</strong> to adopt their own approach to regulation in the light <strong>of</strong> their<br />

circumstances <strong>and</strong> resources.<br />

2.16 However, drawing a clear distinction between issues where consistency is<br />

necessary, on the one h<strong>and</strong>, <strong>and</strong> where discretion is important on the other is not<br />

always easy. For example, the establishment <strong>of</strong> a statutory process for the<br />

investigation <strong>of</strong> complaints could be seen to benefit the complainant <strong>and</strong> the<br />

alleged wrongdoer, but there are also strong arguments for giving the regulators<br />

discretion to adopt a proportionate approach to managing risk on such matters. In<br />

a specific context, these are difficult judgments to make <strong>and</strong> we might not have<br />

got them right. We are interested in your views on whether we have drawn the<br />

correct line in this paper.<br />

2.17 Moreover, our general approach to law reform identified above is subject to the<br />

regulators being subject to an appropriate level <strong>of</strong> accountability. The ways in<br />

which the regulators would be held to account are discussed in the rest <strong>of</strong> this<br />

Part.<br />

Provisional Proposal 2-1: All the existing governing legislation should be<br />

repealed <strong>and</strong> a single Act <strong>of</strong> Parliament introduced which would provide the<br />

legal framework for all the pr<strong>of</strong>essional regulators.<br />

Provisional Proposal 2-2: The new legal framework should impose<br />

consistency across the regulators where it is necessary in order to establish<br />

the same core functions, guarantee certain minimum procedural requirements<br />

<strong>and</strong> establish certain core requirements in the public interest. But otherwise<br />

the regulators should be given greater autonomy in the exercise <strong>of</strong> their<br />

statutory responsibilities <strong>and</strong> to adopt their own approach to regulation in the<br />

light <strong>of</strong> their circumstances <strong>and</strong> resources.<br />

RULES AND REGULATIONS<br />

2.18 In order to undertake their statutory functions, the regulators are given powers to<br />

make rules <strong>and</strong> regulations which in most cases must be approved by Order <strong>of</strong><br />

the Privy Council. 9 These Orders are statutory instruments which do not need the<br />

direct approval <strong>of</strong> the Queen (as opposed to Orders in Council which do require<br />

such approval). The only exceptions are the General <strong>Social</strong> <strong>Care</strong> Council who<br />

9 The Privy Council is a formal body that advises the Monarch in the UK on the exercise <strong>of</strong><br />

the Royal Prerogative, <strong>and</strong> is made up mostly <strong>of</strong> senior politicians who are or have been<br />

members <strong>of</strong> the House <strong>of</strong> Commons or the House <strong>of</strong> Lords.<br />

16

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