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Regulation of Health and Social Care Professionals Consultation

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Provisional Proposal 9-8: Other than on those matters specified in provisional<br />

proposals 9-6 <strong>and</strong> 9-7, the regulators should have broad powers to make rules<br />

on the constitution <strong>of</strong> their Fitness to Practise Panels.<br />

CONDUCT OF HEARINGS<br />

9.46 Most <strong>of</strong> the regulators have explicit <strong>and</strong> detailed rules governing the conduct <strong>of</strong><br />

hearings. These rules can cover the minutiae <strong>of</strong> fitness to practise procedures,<br />

such as the way in which a registrant is notified <strong>of</strong> a hearing (for example, by<br />

post) <strong>and</strong> the manner in which voting should take place (for example, by raising<br />

h<strong>and</strong>s). Our focus here is on certain broader issues <strong>of</strong> principle.<br />

<strong>Health</strong> cases<br />

9.47 Some regulators have a separate <strong>Health</strong> Committee to consider cases where the<br />

registrant’s fitness to practise may be impaired due to health reasons. For<br />

example, the General Chiropractic Council, General Dental Council, General<br />

Osteopathic Council, <strong>Health</strong> Pr<strong>of</strong>essions Council <strong>and</strong> Nursing <strong>and</strong> Midwifery<br />

Council have a <strong>Health</strong> Committee, while others use a modified procedure for the<br />

Fitness to Practise Panel.<br />

Civil procedures<br />

9.48 Proceedings before a Fitness to Practise Panel are civil in nature, although there<br />

are differences between civil proceedings <strong>and</strong> fitness to practise proceedings as<br />

highlighted by Sir Anthony Clarke MR in Meadow v General Medical Council:<br />

In fitness to practise proceedings the Fitness to Practise Panel is<br />

concerned to protect the public for the future <strong>and</strong> not to determine the<br />

rights <strong>and</strong> obligations <strong>of</strong> the parties in the same way as in a civil<br />

action. This introduces a further public interest which is not present in<br />

the ordinary civil suit. 41<br />

9.49 At most regulators the civil rules <strong>of</strong> evidence apply, whereby a Panel cannot<br />

admit evidence that would not be permissible in civil proceedings, but at some<br />

regulators the criminal rules apply. The relevant civil or criminal rules are those<br />

that apply in the part <strong>of</strong> the UK in which the hearing takes place. However, the<br />

strict rules <strong>of</strong> evidence do not apply to fitness to practise <strong>and</strong> Panels are given<br />

discretion to admit a wide range <strong>of</strong> evidence. For instance, most <strong>of</strong> the fitness to<br />

practise rules state that Panels can admit any evidence they consider to be “fair”<br />

<strong>and</strong> “relevant” to the case before them, whether or not such evidence would be<br />

admissible in a court <strong>of</strong> law. Where evidence would not be admissible, the Panel<br />

cannot admit such evidence unless (sometimes on the advice <strong>of</strong> the legal<br />

adviser) it is satisfied that their duty <strong>of</strong> making “due inquiry” into the case before<br />

them makes its admission desirable. The regulators tend to rely on this rule when<br />

for example applying to admit a witness statement when the witness is unable (or<br />

unwilling) to attend <strong>and</strong> the Panels are asked to apply the appropriate weight to<br />

the evidence.<br />

41 Meadow v General Medical Council [2006] EWCA Civ 1390, [2007] 1 QB 462 at [33].<br />

169

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