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Regulation of Health and Social Care Professionals Consultation

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It identifies the various types <strong>of</strong> activity which will arise for<br />

consideration in any case where fitness to practise is in issue; it<br />

requires an examination <strong>of</strong> both the past <strong>and</strong> the future; <strong>and</strong> it distils<br />

<strong>and</strong> reflects, for ease <strong>of</strong> application, the principles <strong>of</strong> interpretation<br />

which appear in the authorities. It is, as it seems to me, entirely<br />

consistent with the judicial guidance to which I have already referred,<br />

but is concisely expressed in a way which is readily accessible <strong>and</strong><br />

readily applicable by all Panels called upon to determine this<br />

question. 44<br />

7.44 However, the potential disadvantages <strong>of</strong> this approach are discussed in more<br />

detail under option 4 below.<br />

Option 4: risk to the public/confidence in the pr<strong>of</strong>ession approach<br />

7.45 There are several existing difficulties that are apparent in determining impaired<br />

fitness to practise. First, the current system is difficult to underst<strong>and</strong> for<br />

complainants <strong>and</strong> the public due in part to the use <strong>of</strong> imprecise <strong>and</strong> confusing<br />

concepts. For instance, what amounts to deficient pr<strong>of</strong>essional performance <strong>and</strong><br />

how it differs conceptually from misconduct can sometimes appear obscure.<br />

Furthermore, as the Shipman inquiry pointed out, in most cases <strong>of</strong> misconduct<br />

<strong>and</strong> convictions “impairment <strong>of</strong> fitness to practise is not a helpful concept”; where<br />

a registrant has been found guilty <strong>of</strong> the theft <strong>of</strong> a pair <strong>of</strong> shoes from a shop or<br />

falsifying medical records, they might be considered a disgrace to the pr<strong>of</strong>ession<br />

or untrustworthy but it is difficult to say that their fitness to practise was<br />

impaired. 45 It has also been argued that complainants find it difficult to<br />

underst<strong>and</strong> why a Panel can find that a pr<strong>of</strong>essional has committed pr<strong>of</strong>essional<br />

misconduct <strong>and</strong> caused considerable suffering but no sanction is h<strong>and</strong>ed down. 46<br />

7.46 Second, it is not clear why is it necessary to prove facts by reference to a list <strong>of</strong><br />

pre-determined <strong>and</strong> largely pejorative legal categories <strong>of</strong> impaired fitness to<br />

practise. The use <strong>of</strong> statutory grounds appears to limit unnecessarily the scope <strong>of</strong><br />

the evidence that can be produced. For example, conduct which does not fall<br />

within the legal definition <strong>of</strong> misconduct or deficient performance cannot be taken<br />

into account or can only be taken into account ins<strong>of</strong>ar as it is relevant to these<br />

categories. It is at least arguable that in such cases the focus should be on<br />

proving the facts by reference to the need to protect the public rather than<br />

engaging in protracted <strong>and</strong> unnecessary legal argument about whether the<br />

admission <strong>of</strong> evidence is relevant to a number <strong>of</strong> predefined categories.<br />

7.47 The use <strong>of</strong> statutory grounds for impaired fitness to practise is associated with<br />

the statutory committee system. Dividing allegations into categories was<br />

historically a means through which fitness to practise cases could be siphoned <strong>of</strong>f<br />

to the relevant statutory committee, such as the health or conduct committee.<br />

However, the use <strong>of</strong> categories for allocating cases is less relevant today given<br />

44 Council for <strong>Health</strong>care Regulatory Excellence v Nursing <strong>and</strong> Midwifery Council [2011]<br />

EWHC 927 (Admin), [2011] ACD 72 at [76].<br />

45 The Shipman Inquiry Fifth Report: Safeguarding Patients, Lessons from the Past –<br />

Proposals for the Future (2004) Cm 6394, para 25.45.<br />

131

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