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Regulation of Health and Social Care Professionals Consultation

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addition, an order made under section 60 <strong>of</strong> the <strong>Health</strong> Act 1999 enables the<br />

governing legislation to be amended by Order in Council to make provision for<br />

default powers exercisable by a person other than the regulatory body. 57 To this<br />

date, no such directions or section 60 orders have been made.<br />

2.102 At the <strong>Health</strong> Pr<strong>of</strong>essions Council <strong>and</strong> the Nursing <strong>and</strong> Midwifery Council, the<br />

Privy Council is given powers to initiate a public inquiry on any matter connected<br />

with the exercise by the Councils <strong>of</strong> their functions. 58<br />

Provisional view<br />

2.103 It is important for the new legal framework to retain a power <strong>of</strong> last resort to<br />

intervene if a regulator is failing to meet its statutory duties. This helps to ensure<br />

for example the protection <strong>of</strong> the public in the case <strong>of</strong> an emergency <strong>and</strong> in other<br />

situations. Furthermore, the need for such powers may be particularly important<br />

in our proposed legal framework which will give the regulators more powers.<br />

2.104 Powers exercised in the name <strong>of</strong> the Privy Council are in fact exercised by the<br />

Government. We think that the new statute should be transparent <strong>and</strong> make that<br />

the default powers directly exercisable by the Government.<br />

2.105 We provisionally propose that the Government should be given powers to issue a<br />

direction in circumstances where a regulator has failed to perform any <strong>of</strong> its<br />

functions, <strong>and</strong> if the regulator fails to comply with the direction, to allow the<br />

Government to give effect to the direction. Although directions do not need to be<br />

laid in Parliament, the <strong>Health</strong> Committee would still be able to investigate the use<br />

<strong>of</strong> directions as part <strong>of</strong> its oversight role in relation to health <strong>and</strong> social care<br />

pr<strong>of</strong>essional regulation.<br />

2.106 We also think that the statute should provide that in the most serious <strong>of</strong> cases the<br />

Secretary <strong>of</strong> State should be given powers to exercise certain functions <strong>of</strong> a<br />

regulator or appoint a nominee to do so. This would be similar to the Secretary <strong>of</strong><br />

State’s powers under section 15(6) <strong>of</strong> the Local Government Act 1999 <strong>and</strong> would<br />

be a power <strong>of</strong> last resort for the Government to intervene directly <strong>and</strong> take over a<br />

regulator which is failing to carry out its statutory functions.<br />

2.107 We do not propose that the Government should have express powers in the<br />

statute to initiate a public inquiry. In our view, this is not necessary since the<br />

Government can initiate a public inquiry anyway on any matter connected with<br />

the exercise by the regulators <strong>of</strong> their functions. 59<br />

Provisional Proposal 2-17: The Government should be given powers to issue a<br />

direction in circumstances where a regulator has failed to perform any <strong>of</strong> its<br />

functions, <strong>and</strong> if the regulator fails to comply with the direction, the<br />

Government may itself give effect to the direction (see also provisional<br />

proposal 13-2).<br />

57 <strong>Health</strong> Act 1999, sch 3, para 1(j).<br />

58<br />

<strong>Health</strong> Pr<strong>of</strong>essions Order 2001, SI 2002 No 254, art 47 <strong>and</strong> Nursing <strong>and</strong> Midwifery Order<br />

2001, SI 2002 No 253, art 53.<br />

59 See, for example, Inquiries Act 2005.<br />

37

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