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Regulation of Health and Social Care Professionals Consultation

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to its functions that do not relate to health care regulation, such as its benevolent<br />

functions. 15<br />

10.26 The CHRE is required to provide advice <strong>and</strong> investigate <strong>and</strong> report on matters<br />

relevant to its functions when requested to do so by the Secretary <strong>of</strong> State or<br />

devolved administrations. The CHRE also has duties to provide information about<br />

the exercise <strong>of</strong> its functions <strong>and</strong> to seek the views <strong>of</strong> members <strong>of</strong> the public <strong>and</strong><br />

patient interest groups. The CHRE must also prepare an annual report. 16<br />

10.27 The general powers <strong>and</strong> duties <strong>of</strong> the CHRE have been exercised in practice<br />

through the publication <strong>of</strong> documents which aim to share good practice as well as<br />

conducting research into pr<strong>of</strong>essional health care regulation. A focus <strong>of</strong> CHRE’s<br />

output has been the production <strong>of</strong> annual performance reviews <strong>of</strong> the regulators.<br />

These review the performance <strong>of</strong> the regulators against agreed st<strong>and</strong>ards, <strong>and</strong><br />

make recommendations on points where there could be improvements. CHRE<br />

also audits the initial stages <strong>of</strong> regulators’ fitness to practise processes. These<br />

audits consider a sample <strong>of</strong> the decisions made by each regulator to close a case<br />

without referral to a formal hearing in front <strong>of</strong> a fitness to practise panel or<br />

committee. The CHRE also reviews all final decisions made by the regulators’<br />

fitness to practise panels <strong>and</strong> committees. In the last financial year it reviewed<br />

over 2000 decisions. 17<br />

10.28 The <strong>Health</strong> <strong>and</strong> <strong>Social</strong> <strong>Care</strong> Bill 2011 includes a requirement on the CHRE to<br />

publish an annual strategic plan <strong>and</strong> clarifies that the duty to give advice will<br />

extend to matters connected to social work. The CHRE will also be given powers<br />

to provide advice <strong>and</strong> auditing services to bodies such as the regulators <strong>and</strong><br />

where advice is given to a body, that body will be required to pay a fee. There will<br />

also be a power to accredit voluntary registers. 18<br />

Provisional view<br />

10.29 Statute law gives the CHRE several general functions. These are not subject to<br />

further detail in rules or regulations. Instead, the functions, powers <strong>and</strong> duties <strong>of</strong><br />

the CHRE are stated broadly, which arguably gives the CHRE a good deal <strong>of</strong><br />

flexibility to perform its supervisory role.<br />

10.30 In Part 3 we considered statements <strong>of</strong> general functions for the regulators <strong>and</strong><br />

concluded that the need for general functions disappears in our proposed<br />

scheme. However, this analysis does not extend to the CHRE’s general<br />

functions. Unlike the regulators, the powers <strong>and</strong> duties <strong>of</strong> the CHRE are not<br />

detailed elsewhere in statute law but are contained entirely in this provision. In<br />

other words, they are a self-contained description <strong>of</strong> the powers <strong>of</strong> the CHRE<br />

which are not exp<strong>and</strong>ed elsewhere. Arguably, the use <strong>of</strong> general duties is more<br />

appropriate when dealing with the broad public functions given to a metaregulator<br />

like the CHRE, rather than for bodies tasked with dealing with the cases<br />

<strong>of</strong> individual pr<strong>of</strong>essionals. We therefore provisionally propose that CHRE’s<br />

15 As above, s 26(6).<br />

16 As above, ss 26A <strong>and</strong> 26B <strong>and</strong> sch 7, para 16.<br />

17<br />

Council for <strong>Health</strong>care Regulatory Excellence, Written Evidence to the <strong>Health</strong> Select<br />

Committee (2011) para 1.2.<br />

18 <strong>Health</strong> <strong>and</strong> <strong>Social</strong> <strong>Care</strong> Bill 2011, cls 223 to 226.<br />

197

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